- Citigroup (New York, NY)
- The Tactical Commodity Sales desk works with a large range of clients (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) ... application in own job and the business. A Tactical Commodity Salesperson will be responsible for developing new and...and the Plan of Supervision for Global Markets and Securities Services . Appropriately assess risk when business decisions… more
- Scotiabank (New York, NY)
- …and governance for regulatory regimes that rely upon a common data set, Commodities Futures Trading Commission (CFTC), Ontario Securities Commission (OSC), Nova ... Director , Internal Control - Global GBM Regulatory Controls... reporting regulations, regulatory compliance, corporate & investment banking, securities & derivatives trading businesses, Onboarding and… more
- Wells Fargo (Irving, TX)
- …trading + Commodities and foreign exchange + Prime brokerage and securities finance + Municipal underwriting + Previous experience covering sales and trading ... Excellence. **\#LegalDeptJobs** **Job Description** This Associate General Counsel and Managing Director will lead a section of legal professionals supporting the… more
- CIBC (New York, NY)
- …Equity Derivatives , Delta1, Convertibles, Treasuries, Repo Financing, Prime Brokerage, Commodities , Interest Rate Derivatives , FX + Assist with surveillance ... their potential impact + Ensure that employees responsible for trading securities are appropriately registered + Participate in appropriate industry committees and… more
- Morgan Stanley (Purchase, NY)
- …experience, particularly in multi-asset or global macro strategies, and experience with derivatives , commodities , and currencies would be highly welcome. * ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- HSBC (New York, NY)
- …MSS Compliance Team which is responsible for the bank's compliance program for Commodity Futures Trading Commission swap, US Securities and Exchange Commission ... and FCM business activities. This individual generally works under Director of Swap Dealer Compliance, but is expected to...risk stewardship across a suite of ongoing and upcoming Commodity Futures Trading Commission and US Securities … more