- TIAA (Phoenix, AZ)
- …Requirements: Sedentary Work **Career Level** 7IC **Required Qualifications:** + 3+ years of experience in financial services + FINRA Series 7 and Series ... develop recommendations that help them work towards well defined financial objectives. The Advisory Consultant partners with...Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; … more
- Vanguard (Scottsdale, AZ)
- …a full-time position upon completion of the returnship, prepare and test for the Series 7 , and 66 + The Securities Industry Essentials(R) (SIE(R)) Exam is ... A passion for investor advocacy and curiosity about the financial services industry + Ability to conduct a needs...+ Self-starter and the ability to work independently + Series 7 and 66, 7 … more
- Morgan Stanley (Gilbert, AZ)
- …to pass SIE exam 2 weeks prior to start date * Must have FINRA licenses Series 7 , 66 (combined S63 and 65)*OR*the ability to obtain licenses within company ... phone sales; Registered Advisor; Registered Associate; Registered Banker; Retirement specialist; Series 7 , 66, 63, 65; SIE; Trade specialist; Wealth… more