- Truist (Charlotte, NC)
- …Enterprise Data Risk Oversight (EDRO) team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan including overseeing ... laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for… more
- Wells Fargo (Chandler, AZ)
- **About this role:** Wells Fargo is seeking a Senior Financial Automated Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance ... on financial reporting, information technology governance, and controls and oversight matters + Identify compliance... infrastructures + Assign and review the work of Financial Control Analysts; and + Assist with… more
- Edward Jones (Tempe, AZ)
- …now. **Job Overview** Position Schedule: Full-Time Reporting to the AML Officer within Financial Crimes, this new position was created to build a framework for the ... oversight , tuning, and assurance of Anti-Money Laundering technology solutions....and strategic communications support as the primary liaison between Financial Crimes and Digital Technology. The candidate will engage… more
- US Bank (New York, NY)
- …executive that has strong knowledge of audit, risk management, risk and control frameworks, and regulatory expectations at large financial institutions. This ... Service Industry and Technical knowledge, including understanding of risk theory, control frameworks, applicable financial services industry trends, laws and… more
- Citizens (Westwood, MA)
- Description The Senior Manager of Non- Financial Risk Management Oversight is responsible for the independent oversight , review and effective challenge ... Commercial Bank division. The colleague will work within a broader 2nd line risk oversight team to assess the risk program activities at the enterprise level for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …act as a liaison between functional areas. Leads large or multiple oversight assessments with significant scope and impact. Works independently on difficult ... resolve complex issues. **Essential Duties and Responsibilities** * Manages Oversight assessments by reviewing applicable regulations and firm policies/procedures,… more
- United Therapeutics (Durham, NC)
- …8+ years of experience in biopharmaceutical research & development or CRO + For Senior Oversight Lead level: + 10+ years of experience in biopharmaceutical ... the same time, we seek to provide our shareholders with superior financial performance and our communities with earth-sensitive energy utilization. Our company was… more
- USAA (San Antonio, TX)
- …alerts as they occur, including monitoring of resulting exception cases. + Provides control oversight to ensure compliance with laws and regulations. + Serves ... us so special! **The Opportunity** We are seeking a dedicated Business Risk and Controls Advisor Senior to join our Strategy, Digital and Brand Shared Services… more
- Federal Reserve System (Boston, MA)
- …goal is to assure the quality of financial reporting by focusing on internal controls . The COSO Internal Controls Senior Analyst works closely with the ... **Company** Federal Reserve Bank of Boston COSO Internal Controls Senior Analyst The Bank confirms... controls regarding the reliability and integrity of financial information, the effectiveness of the control … more
- Bank of America (Atlanta, GA)
- Global Financial Crimes Issues Oversight Specialist Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **Job Description:** At Bank of America, we are ... and the Enterprise Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist - Issues Oversight ...the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes +… more
- Citizens (Johnston, RI)
- Description The Senior Manager of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is ... scrutiny + Proven ability to develop and maintain high impact relationships with senior executives + Expert knowledge of internal controls and risk assessment… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …the Securities industry and SEC / FINRA regulations is preferred. Business Controls Senior Associate - Mortgage Non-Performing Servicing LOCATION -- Cincinnati, ... unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control ...in relevant field preferred. + 5 + years of financial services industry, risk, business controls or… more
- Scotiabank (New York, NY)
- Director, Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... role in the effective design and execution of Regulatory Controls . Provides strategic direction, leadership and oversight ...the ongoing state of the reporting infrastructure. The Regulatory Controls and Advisory team acts as control … more
- Sallie Mae (Newark, DE)
- … senior executive team in: + Driving continuous improvement in our control environment, including controls development and maturity, metrics and measures, and ... to ensure a cohesive, comprehensive, and actionable assessment of risk and controls . + Prioritizes opportunities to strengthen the control environment in… more
- MTA (New York, NY)
- Senior Manager Project Controls Job ID: 3278 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular ... to apply 30 days after their effective date of hire. JOB TITLE: Senior Manager Project Controls AGENCY: Construction & Development DEPT/DIV: Delivery/ LIRR… more
- Truist (Charlotte, NC)
- …drives the successful implementation of the LoD2 Enterprise Data Risk Oversight Program including management of applicable roles and responsibilities. Ensures that ... moving to 3LoD for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Be the Single Point of contract for Data Risk areas within… more
- Capital One (Richmond, VA)
- West Creek 2 (12072), United States of America, Richmond, Virginia Senior Risk Associate - Controls Specialist, Card Data Management Do you want to be part of an ... our communities and our associates? Working with talented associates, you'll provide oversight and effective challenge to help ensure that our businesses effectively… more
- JPMorgan Chase (New York, NY)
- …and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation ... Join JP Morgan as a Corporate Controls Control Manager at the Executive...degree or equivalent experience required + 10+ years of financial services experience in controls , audit, quality… more
- JPMorgan Chase (New York, NY)
- …and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation ... Join JP Morgan as a Corporate Controls Control Manager at the Executive...degree or equivalent experience required + 10+ years of financial services experience in controls , audit, quality… more
- Truist (Atlanta, GA)
- …tools and techniques for the ongoing monitoring and assessment of the control environment. Provide oversight for test planning and execution. Identify ... and documentation of review activities for risk programs and controls . 3. Conduct key control assessments on...related training 2. Ten years of experience in a financial institution with emphasis on risk management, audit, operations,… more