- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... financial requirements; Advanced degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Bank of America (New York, NY)
- …and react quickly to changes in priorities * Operational Risk Management preferably with Fixed Income product knowledge experience is advantageous * Advanced ... Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- HSBC (New York, NY)
- …managing the trade capture workflow in the primary trading systems across Repo, Fixed Income and related products. Trade capture responsibilities include, but ... the firm's capital is accurately applied + Based on product , system and proprietary knowledge, identify and resolve variations...a pay range between $91,100.00 and $130,000.00. The final fixed pay offer will depend on the candidate and… more
- BMO Financial Group (Chicago, IL)
- …and processes that require specialized handling and skills applying in-depth product knowledge. Provides support and delivers operational processes to ensure timely ... reviewing output, providing input to employee performance reviews, quality control , training, team coaching and guidance, operations research and problem… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Product Control team seeks an experienced Product Control ... P&L validation, explanation, risk analysis, and reporting for our fixed - income securities, loans, derivatives, and FX trading...7 years of combined experience in financial services or product control . Big four financial services audit… more
- SMBC (New York, NY)
- …Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co., Ltd. **Role Description** The Product Control team seeks an experienced Product Control ... P&L validation, explanation, risk analysis, and reporting for our fixed - income sales & trading (FIST) desk that...7 years of combined experience in financial services or product control . Big 4 financial services audit… more
- CIBC (New York, NY)
- …CIBC's businesses through effective governance and decision support processes. As Manager, Product Control , you'll interact with Finance and Wholesale bank ... Finance input and feedback on Change Initiatives and New Product Onboarding. + This includes implementing any required source...with a broad range of Capital Markets products, notably: Fixed Income , Margin Lending, Securities Lending, Options,… more
- Scotiabank (New York, NY)
- Senior Manager, Product Control , US Group Treasury **Requisition ID:** 196271 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious… more
- Scotiabank (New York, NY)
- Manager, US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... results, in an inclusive and high-performing culture. **Manager, US Investment Banking Product Control (197379)** **Global Banking and Markets** Global Banking… more
- Neuberger Berman (Chicago, IL)
- …related to the development of master and reference data solutions for equities, fixed income , and derivatives. Responsible for working with both functional and ... areas. + Day to day manager of the security control function across systems and products across all locations....especially around security data. + Expert knowledge of Equity, Fixed Income and Leveraged Loans. + Strong… more
- Citigroup (Tampa, FL)
- …within Prime Brokerage + Solid understanding of life-cycle of trade processing for significant product type (Equity / Fixed Income / Derivatives). Includes ... We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi… more
- Citizens (Johnston, RI)
- …Managed Money, Mutual Funds, Structured Notes, Market-Linked Certificates of Deposits, and Fixed Income . *Products may be added/removed from time to time. ... Description The Principal Control Analyst, is responsible for conducting supervisory reviews...to clients to confirm understanding of transaction specifics and product details. + The incumbent is responsible for risk… more
- JPMorgan Chase (New York, NY)
- …Experience in mortgage and securitized product + 4+ years of experience in fixed income valuation + Bachelors degree in Finance, Accounting, or other related ... **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects...will be responsible for all aspects of the valuation control framework relating to products such as, but not… more
- BMO Financial Group (New York, NY)
- …expected to be market focused; develop and execute trading strategies in various fixed income sectors; take calculated proprietary risk and make effective ... to: + US Treasuries or Other Government Bonds + Fixed Income Spread Products + Derivatives (ie...External clients and partners. This includes working closely with risk/ product control to ensure all investing strategies… more
- Federal Reserve System (Richmond, VA)
- …of the economic and market factors that shape monetary policy decisions, including fixed income markets, repurchase agreements, and foreign exchange products. + ... custody reconciliations. + Participate in periodic audits and internal control reviews. + Support new product implementations...and internal control reviews. + Support new product implementations and related system testing. **What we are… more
- Morgan Stanley (New York, NY)
- …long-term investment performance. We offer clients a diverse array of equity, fixed income , liquidity, and alternative investments, including merchant banking ... MSIM's distribution & investment teams as well as related control and support departments to enhance, streamline and govern...is looking for a resourceful, highly motivated & technical product manager who is a strong cross functional influencer… more
- Robert Half Finance & Accounting (Houston, TX)
- …are accounted for in accordance with US GAAP as required. Assists with internal control evaluations * Review and analyze multiple income statements on a ... and general ledgers, ongoing analysis of balance sheet and income statement accounts. RESPONSIBILITES * Provides accounting support by...fixed asset counts and communicate results * Provide fixed asset reports to regions and product … more
- MUFG (New York, NY)
- …trading solutions engineers to strategize, implement and oversee work flow solutions for fixed income , debt, equity, derivatives and structured products. * Drive ... and exploratory outreach. **Essential Skills and Responsibilities** * Direct hands-on experience with fixed income products ( Rates, Credit , Money Market , MBS… more
- Ventura County (Ventura, CA)
- …including extensive labor cost allocations, for budgeting and cost control purposes; assists program/division managers with budget preparation and monitoring; ... (Accountant I) or assumes (Accountant II) responsibility for all aspects of fixed assets accounting and reporting including receiving, reviewing, and approving … more
- Aristotle Capital Management (Newport Beach, CA)
- …majority employee-owned investment management organization that specializes in equity and fixed income portfolio management for institutional and advisory ... needed. + Created processes around mid-month, monthly and/or quarterly control reports to identify outliers ahead of month-end performance...all asset classes in clients' portfolios such as equities, fixed income , and derivatives. + Act as… more