• Compliance Manager 4 - Leader of Products…

    Wells Fargo (St. Louis, MO)
    …identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify ... and assesses adherence to applicable regulatory requirements. It provides appropriate analysis , reporting, and escalation to senior management and the Board of… more
    Wells Fargo (01/19/19)
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  • Compliance Consultant 3

    Wells Fargo (St. Louis, MO)
    …and assesses adherence to applicable regulatory requirements. It provides appropriate analysis , reporting, and escalation to senior management and the Board of ... standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing… more
    Wells Fargo (01/18/19)
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  • Compliance Consultant 4 WIM Testing & Validation…

    Wells Fargo (Chandler, AZ)
    …Validation The WIM Testing & Validation (T&V) function performs regulatory compliance and operational risk testing and issue validation on all the WIM ... identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify… more
    Wells Fargo (01/19/19)
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  • Compliance Consultant 5

    Wells Fargo (Charlotte, NC)
    …Funds. The WIM Testing & Validation (T&V) function performs regulatory compliance and operational risk testing and issue validation on all the WIM businesses. ... identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify… more
    Wells Fargo (01/18/19)
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  • Compliance Consultant 4

    Wells Fargo (Des Moines, IA)
    …identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify ... and assesses adherence to applicable regulatory requirements. It provides appropriate analysis , reporting, and escalation to senior management and the Board of… more
    Wells Fargo (01/19/19)
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  • Compliance Consultant 4

    Wells Fargo (Des Moines, IA)
    …identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify ... and assesses adherence to applicable regulatory requirements. It provides appropriate analysis , reporting, and escalation to senior management and the Board of… more
    Wells Fargo (01/11/19)
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  • Compliance Consultant 4

    Wells Fargo (San Antonio, TX)
    …and assesses adherence to applicable regulatory requirements. It provides appropriate analysis , reporting, and escalation to senior management and the Board of ... standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing… more
    Wells Fargo (01/18/19)
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  • Internal Audit Director, Quality Assurance

    Charles Schwab (Phoenix, AZ)
    …all phases of internal audit execution with emphasis on internal audit issue validation and regulatory issue validation, sustainability testing, and ... methodology standards through timely feedback and training. + Perform horizontal , targeted, team-based, and/or regulatory-focused quality assurance reviews for… more
    Charles Schwab (01/04/19)
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  • Manager, Commercial Risk

    Capital One (Richmond, VA)
    …across Commercial to develop and implement cutting-edge solutions for operational , compliance/regulatory, fraud, legal and other non-credit risks. Commercial Risk ... practices across business processes** + **Partner with other vertical and horizontal Commercial Risk colleagues to implement best practices and assess business… more
    Capital One (01/10/19)
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  • Analytic Consultant 3

    Wells Fargo (Phoenix, AZ)
    …identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify ... and standards, providing governance and oversight, executing testing; and conducting horizontal reviews * Testing and validation teams are responsible for… more
    Wells Fargo (01/18/19)
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  • Sr Mgr, Effective Challenge & Issues Mgt

    Charles Schwab (Westlake, TX)
    …to CRM risk areas and firm-wide business partners to identify and act upon issue resolution dependencies + Conduct horizontal reviews of regulatory and internal ... standards models that covers: ERM Framework and Policy; Regulatory GAP Analysis ; Risk and Control Self-Assessments, Issues Management, Risk Event Escalation,… more
    Charles Schwab (12/21/18)
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  • ICG Portfolio Manager

    Citi (Irving, TX)
    …interface between Business and Technology aligned teams into the wider, horizontal , CTI organization. PORTFOLIO MANAGEMENT RESPONSIBILITIES INCLUDE BUT ARE NOT ... including training and procurement. - Provide portfolio level communication of status, issue , and risk disposition to all partners, including senior management, on a… more
    Citi (11/29/18)
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