- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Truist (Charlotte, NC)
- …and proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …arise related to client accounts. * Monitors and keeps up to date with advisory regulations. * Assists in researching Supervision, Compliance and other issues. * ... * General office practices, procedures, and methods. * Suitability and other compliance issues involved with branch manager /FA trading activity. **Skill in:**… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- Avanade Inc. (Washington, DC)
- Group/Senior Manager , Digital Manufacturing Advisory Pair your adaptable, collaborative, curious mindset with your tech skills to help clients digitally ... help a non-profit better serve kids with needs? An Advisory role at Avanade offers you a purposeful career....expertise to reduce costs, boost performance, and ensure industry longevity/ compliance . What you'll do * Drive market demand in… more
- Alight (Charlotte, NC)
- **Alight is Looking for An Advisory Services Customer Service Client Manager ** **Our story** At Alight, we believe a company's success starts with its people. At ... the meaning of Be Alight. Learn more at careers.alight.com. **Your Impact as An Advisory Services Customer Service Client Manager ** + The Advisory Services… more
- Novo Nordisk (Plainsboro, NJ)
- …the business across the organization to guide enterprise wide resource allocations, investment choices, drive core operations and develop insights to drive growth ... ready to realize your potential? The Position The Strategic Pricing and Contracting (SPC) Advisory is a Center of Excellence for Scenario Planning and Modeling. The … more
- Charles Schwab (Phoenix, AZ)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... services experience to share with their team of CFP(R) or CFA(R) investment professionals. **Managing change-** The Senior Regional Manager will establish… more
- Robert Half (Chicago, IL)
- JOB REQUISITION People Advisory & Organizational Change Senior Manager LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti ... firm. Where We Need You: Protiviti is looking for a People & Change Senior Manager to join our growing Business Performance Improvement team. What You Can Expect: As… more
- AON (Chicago, IL)
- Aon Investments USA is looking for Senior Manager , Investment Compliance As part of an industry-leading team, you will help empower results for our clients ... investment team. Your impact as a Senior Manager , Investment Compliance Aon Investments...Director on the development and delivery of training to investment advisory staff on policies and procedures… more
- Deloitte (Philadelphia, PA)
- …Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, ... and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement… more
- American Express (New York, NY)
- …needs of the company are met while closely partnering with Treasury Organization. This manager role is within the Advisory and valuation team of GTC and ... is responsible for leading accounting, valuations and advisory functions pertaining to Treasury organization. The individual is also responsible for ensuring… more
- HUB International (Gardner, MA)
- …array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB ... We currently have an opportunity for an **Assistant** **Account Manager ** (with potential for hybrid work) to join our...(with potential for hybrid work) to join our **Client Advisory Team.** The selected employee will be responsible for… more
- HUB International (South Hadley, MA)
- …their own unique, regional culture. We currently have an opportunity for an **Account Manager - Client Advisory Team** . The selected employee will be ... array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB… more
- HUB International (Gardner, MA)
- …500 offices across North America. We currently have an opportunity for an **Account Manager ** on our **Client Advisory Team.** The selected employee will be ... array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB… more
- First National Bank of Omaha (Omaha, NE)
- …and previous success in Sales Management and/or Minimum of 5 years of investment advisory experience. + Working knowledge of all standard concepts, products, ... based on business needs. **Summary of the Job:** The Director of Financial Advisory Services is accountable for the management and coaching of the Financial Advisors… more
- Discover (Riverwoods, IL)
- …+ The right candidate will have a track record of influencing investment decision making, developing financial strategies through white space thinking and ... It** + Provide leadership with strategic advice and financial analyses for investment decisions, new and existing partnerships, and channel expansion. + Collaborate… more
- HUB International (Gardner, MA)
- …array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB ... an opportunity for an **Rewrite and Remarket Specialist** to join our **Client Advisory Team** . The selected employee will be responsible for handling all middle… more
- Deloitte (Mclean, VA)
- …a Tax Manager , you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist ... have an exciting opportunity for you as a Tax Manager on our growing team! What you'll do As...tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax… more
- Deloitte (Denver, CO)
- …solid understanding of Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships, we have an exciting ... opportunity for you as a Senior Tax Manager on our growing team! Recruiting for this role...you will utilize your prior experience to provide tax compliance and consulting services to investment management… more