- Morgan Stanley (Tampa, FL)
- …and negative news processes for Morgan Stanley. _Primary Responsibilities_ o Perform an end-to-end Quality Control KYC review of new onboarding and periodic ... Assist in preparing ongoing and ad hoc reporting for senior management o Report metrics and communicate results to...sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Quality Control ( KYC ) - Assistant… more
- SMBC (Sacramento, CA)
- …as well as industry best standards and obtain required approvals. + Oversee the KYC Quality Program ensuring that errors and observations from Quality ... KYC data, tools, KYC procedures, and escalating regulatory, audit and/or internal control issues pertaining to BSA/AML matters to Head of KYC and/or BSA… more
- Citigroup (San Antonio, TX)
- …Bachelor's degree/University degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:** Full time ... regionally or product-wise) from an issue/project perspective; regular engagement with Senior Business Level Officers, Legal, Risk, and Compliance regarding complex… more
- Citigroup (Florence, KY)
- …Bachelor's degree/University degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:** Full time ... The KYC Operations Sr Analyst is an intermediate level...regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is… more
- Capital One (New York, NY)
- …Park Avenue (22957), United States of America, New York, New York Senior Manager, Capital Markets Regulatory Onboarding Capital One's Commercial Operations provides ... their team to ensure we meet our specifications for quality and timeliness as we work to onboard new...serving as a key point of escalation. Oversee daily control reports and rapidly triage and escalate complex issues… more
- Citigroup (Tampa, FL)
- …to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, … more
- City National Bank (NC)
- …risk reporting processes and generate risk reporting for presentation to senior management committees* Develop and report metrics consistent with bank's Risk ... appetite and tolerance, and the ability of the risk management and control infrastructure to support business activities* Participate in workshops and lead… more
- City National Bank (Newark, DE)
- …reporting and strategy structure that includes: Data Governance and Policy, Data Quality and Control , Data Strategy and Architecture, Master Data Management, ... **DATA ANALYST SENIOR , Client Data Domain -** **_Hybrid Schedule, Newark,...controls, and will guide the development design of data quality testing. The position will report directly to the… more
- M&T Bank (Williamsport, PA)
- …May coach and mentor Retail and Business Banking staff to ensure quality referrals. + Support partnerships/relationships with Retail and Business Banking, Community ... ongoing account reviews and re-evaluation of customer needs. Deliver a high quality customer service experience during each customer interaction through a complete… more
- US Bank (Minneapolis, MN)
- …performance against goals for assigned product line(s) or geographical areas. Ensures risk, quality control and customer service goals are met. 10. Plans, ... monitors strategy and operational performance oversight mechanisms. Provides reports to keep senior managers informed of operations and KYC /CIP risk management… more
- City National Bank (Charlotte, NC)
- …Bank Secrecy Act (BSA), Anti-Money Laundering )AML or Office of Foreign Assets Control )OFAC/Sanctions related duties which may include one or more of the following: ... responsible for Know Your Customer ( KYC ) Advisory Function related to BSA/AML matters such as...of 3 to 5 years' experience in Banking Services, Quality Assurance, Audit or Operations + Minimum of 3… more
- Citigroup (Jacksonville, FL)
- …compliance, client experience, efficiency, and effectiveness to drive continuous improvements to quality of data, control reporting and associated metrics to ... organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the firm against… more
- Morgan Stanley (South Jordan, UT)
- …the review of certain clients' source of wealth. > Reviewing and responding to monthly quality control findings related to the source of wealth review process. > ... and or documentation for new and existing clients to effectively support the firm's KYC program including but not limited to: > Manage the implementation of internal… more
- First Horizon Bank (Nashville, TN)
- …solutions and services to various customer segments and partner ecosystems. This is a senior role, where the holder will develop and communicate a digital vision for ... and generate revenue. * Enable self-service-based digital acquisition while effectively managing KYC and financial risk. * Optimize the business by lowering costs… more
- Citigroup (Irving, TX)
- …is performing complex and critical audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to ... to risk-based audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews. + Manage a small to medium sized team… more