- Healthfirst (New York, NY)
- …responses to ensure complete and timely submissions for all lines of business. The Regulatory Audit Manager reports to the Director, Regulatory ... financial and/or compliance examinations from a variety of State and Federal regulatory entities. The Regulatory Audit team within the Regulatory Affairs… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Manager supports internal audit leadership, ... owned subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- Bank of America (Boston, MA)
- …Examiner (CFE) + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or ... Senior Audit Manager - (BSA/AML including Sanctions)...+ Support the execution of the annual BSA independent audit as well as regulatory and partner… more
- Danaher Corporation (Fargo, ND)
- Audit Manager , Regulatory Affairs & Compliance At Aldevron, we shape the future of medicine by advancing science in meaningful ways. Our team of dedicated, ... improve human health. This position is part of the Regulatory Affairs & Compliance department located in Fargo, ND...Manage and host client audits to ensure that client audit needs and expectations are met and that Aldevron… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. ... at a regional or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring… more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level...delivers audit reports, in accordance with Internal audit and regulatory standards + Recruit staff, ... plans. The role also includes taking direction from the audit senior manager and audit ...CFA, CIA, CISA or similar) preferred + Experience with Regulatory reporting is a plus + Effective verbal, written… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- First Horizon Bank (Memphis, TN)
- …with the expectations and/or requirements of the board of directors, management, and regulatory authorities. The Audit Manager oversees the performance of ... Audit Plan; and providing training and coaching to Audit staff. The Audit Manager ...Audit staff. + Work with external stakeholders, including regulatory agencies and external auditors. **SUPERVISORY RESPONSIBILITIES** 1. Directly… more
- HSBC (Chicago, IL)
- …investors, our communities and the planet we all share. The Regional Head of US Regulatory Compliance, Conduct and Legal Audit is a senior leadership role based ... with functional reporting directly to the Global Head of Regulatory Compliance, Conduct, and Legal (RCCL) Audit ....not essential + Regulatory certification minimum Certified Regulatory Compliance Manager or be willing to… more
- City National Bank (Jersey City, NJ)
- … SR- INFRASTRUCTURE & SERVICE MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager (SAM) for Infrastructure & Service Management will support the ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit...Information Systems Auditor + CISM - Certified Information Security Manager + CIA - Certified Internal Auditor **Skills and… more
- Charles Schwab (Chicago, IL)
- …management, and internal controls. The Corporate enterprise team is seeking an Internal Audit Senior Manager . The Corporate team is responsible for execution of ... The team also performs testing to confirm remediation of audit issues and regulatory issues. Reporting to...a Director of the Corporate enterprise team, the Internal Audit Senior Manager will have responsibility for… more
- City National Bank (Charlotte, NC)
- …AUDIT I - Infrastructure & Service Management** **WHAT IS THE OPPORTUNITY?** The Audit Manager I for Infrastructure & Service Management position is works ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...regulatory changes and expectations. The position will facilitate audit execution relating to, but not limited to, IT… more
- US Bank (Chicago, IL)
- …(USB) The Senior Audit Manager will have strong knowledge of audit , risk management, and regulatory expectations (eg, Office of the Comptroller of ... excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager...risks by routinely interfacing with independent peer banks on regulatory trends and industry events. Also includes monitoring adequacy… more
- Bank of America (Providence, RI)
- Audit Manager Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, Delaware **Job ... from the report to data capture + Leads/executes multiple regulatory reporting audits, and ensures that audit ...multiple regulatory reporting audits, and ensures that audit reports address key risks, are impactful, insightful, timely,… more
- US Bank (Minneapolis, MN)
- …senior business audit manager that has strong knowledge of audit , risk management, and regulatory expectations at large financial institutions. This ... excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager ...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit … more
- US Bank (Atlanta, GA)
- …what you excel at-all from Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager supports internal ... claims, disputes, complaints, and card operations processes. The Senior Audit Manager will lead a team of...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit … more
- US Bank (Minneapolis, MN)
- …what you excel at-all from Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, ... is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ...where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT SR- COMPLIANCE** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and operating ... effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of...effectiveness of operations of the Compliance function. The Senior Manager will be responsible for all aspects of the… more
- Charles Schwab (Phoenix, AZ)
- …The Broker- Dealer/ Asset Management enterprise team is seeking an Internal Audit Technology Senior Manager primarily responsible for leading application reviews ... Director of the Broker-Dealer/ Asset Management team, the Internal Audit Technology Senior Manager will have responsibility...feedback to the audit team throughout the audit . + Regulatory : Conduct or review validation… more
- SunPower (Bellevue, WA)
- …Role:** As a key member of the Corporate Audit management team, the Technology Audit Manager is responsible for the audit and advisory services for the ... business and reporting objectives of the company. The Technology Audit Manager role will report directly to...audit and compliance issues. + Stay abreast of regulatory changes and industry best practices to ensure ongoing… more