- SMBC (Sacramento, CA)
- …and affiliated parties related alerts. + Supports completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other ... requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. Under the direction of the Head… more
- SMBC (Sacramento, CA)
- …and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other ... Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The Sanctions Analyst follows established… more
- SMBC (Jersey City, NJ)
- …and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals or other ... Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The VP follows established guidelines… more
- JPMorgan Chase (Brooklyn, NY)
- …of the Commercial and Investment Bank ("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will provide ... the US sanctions regulations administered by Office of Foreign Asset Control (" OFAC ") and applicable non-U.S. sanctions programs. Additionally, this role will focus… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …career in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have a high level of appropriate expertise within financial crimes ... and related regulations, guidance, and best practice. The FC Officer I leads in the identification and assessment of...as specified by the Office of Foreign Asset Control ( OFAC ), following the bank's customer identification program (CIP) rules,… more
- Federal Reserve System (Philadelphia, PA)
- …the Bank through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law enforcement duties, such ... all law enforcement activities. Enforces Federal Laws over which officer has jurisdiction. + Protects and safeguards lives, property,...background and Patriot Act/ Office of Foreign Assets Control ( OFAC ) watch list checks at least once every five… more
- FirstBank PR (Miami, FL)
- Business Relationship Officer - Waterford Office Job Summary : To work in conjunction with the Commercial Loan Manager primarily in the management of the commercial ... and real estate mortgage loan applications under the loan officer 's responsibility. Maintain and supervise that communication with borrowers...Flood DPA, CRA, Fair Housing Act and Fair Lending, OFAC , US Patriot Act, etc.). . Supervise, review and… more
- FirstBank PR (Deerfield Beach, FL)
- BUSINESS RELATIONSHIP OFFICER - COMMERCIAL LENDING Essential Responsibilities: + Responsible for approved types of Commercial loans, including Commercial Real Estate ... and real estate mortgage loan applications under the loan officer 's responsibility. Maintain and supervise that communication with borrowers...Flood DPA, CRA, Fair Housing Act and Fair Lending, OFAC , US Patriot Act, etc.). + Supervise, review and… more
- Leidos (Mclean, VA)
- **Description** Leidos, Inc. is seeking a Lead Staff Operations Officer to support a financial intelligence mission in Northern VA. This position requires candidates ... the customer organization. The primary function of the Lead Staff Operations Officer is to support operational elements by providing operational research and… more
- Honeywell (Phoenix, AZ)
- Role: Sr. Export Compliance Officer /Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global team of ... candidates for an exciting opportunity as a Sr. Export Compliance Officer /Compliance Assurance Analyst reporting to the Director of Corporate Compliance Assurance.… more
- Enterprise Bank & Trust (Los Angeles, CA)
- …our communities. Together, there's no stopping you.** SVP, SBA Business Development Officer **Job Description** **Summary:** The SBA Business Development Officer ... Act (AML), Patriot Act, and Office of Foreign Assets Control Regulations ( OFAC ). This includes participating in any required training and promptly complying with… more
- Navy Federal Credit Union (Vienna, VA)
- …compliance risk. This role will primarily specialize in areas related to BSA/FinCEN/ OFAC /Treasury regulations, and may support additional areas such as CFPB and NCUA ... and regulations related to Bank Secrecy Act, USA Patriot Act, and OFAC . Thorough knowledge of compliance issues, laws and regulations impacting financial… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability to ... engage local & overseas stakeholders in different time zones The typical base pay range for this role is between $95k-$120k depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary… more
- Honeywell (Plymouth, MN)
- …+ Significant knowledge of the US export licensing regulations, EAR, ITAR and OFAC + Significant experience in direct ITAR export compliance + Experience in drafting ... and submitting export license applications and proposed agreements + Extensive public speaking/training experience + Proactive, well-organized, flexible + Excellent presentation skills, interpersonal and communication skills + Experience leading or… more
- ManpowerGroup (New York, NY)
- …compliance with all regulatory practices outlined by CPAD (Compliance Department) BSA/AML/ OFAC and adherence to Bank policies and procedures. Provides management and ... established guidelines and deadlines. 5Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements. 6Maintains ongoing… more
- NBT Bank (Norwich, NY)
- …Investigator will work fraud and money laundering cases as assigned by the BSA Officer and Security Officer as well as cases arising from independent reviews ... Other duties as assigned. + 5% Review and verify OFAC compliance reports from FiServ transaction, time, loan, safe...with various departments to assist them in complying with BSA/ OFAC , CIP and Patriot Act requirements. Physical Requirements: +… more
- SMBC (White Plains, NY)
- …policies and procedures of SMBC and Head Office and compliance with AML/BSA/ OFAC regulations. + Performs new customer on boarding, account opening, account updates ... a prescribed time frame; + conducts background checks (ie, OFAC , politically exposed persons, 311 and adverse information checks),...in the KYC system and escalating to the BSA Officer any confirmed or suspected name matches associated with… more
- SMBC (Sacramento, CA)
- …Cash Management Services, International Services **GENERAL SUMMARY** Reporting to the BSA Officer , the **Director, Head of FCC Model and Data Governance** will be ... but not limited to, the Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC and evolving banking landscape. **POSITION SPECIFICATIONS** + 7+ years of experience in… more
- Texas Tech University (Lubbock, TX)
- …Export Administration Regulations (EAR), the Office of Foreign Assets Controls ( OFAC ) regulations, and other import/export laws. + Prepare, review, and maintain ... agencies related to these and other requirements. + Assist the Facility Security Officer in the implementation and management of TTU's industrial security program. +… more
- SMBC (Jersey City, NJ)
- …policies and procedures of SMBC and Head Office and compliance with AML/BSA/ OFAC regulations. + Performs new customer on boarding, account opening, account updates ... a prescribed time frame; + conducts background checks (ie, OFAC , politically exposed persons, 311 and adverse information checks),...in the KYC system and escalating to the BSA Officer any confirmed or suspected name matches associated with… more