- Morgan Stanley (Purchase, NY)
- …Hong Kong, Dublin, Glasgow, Mumbai, and Bangalore. Regulatory Reporting The Regulatory Reporting team at Morgan Stanley Fund Services provides our hedge ... -Act as a primary point of contact for hedge fund CFOs/COOs/Controllers across regulatory reporting offerings -Utilize ISDA and Prime Brokerage Reports to… more
- Catholic Health Services (Roslyn, NY)
- …and initiate and recommend changes designed to minimize risk and ensure regulatory compliance . Managing the privacy program- serving as Privacy Officer: ... their credentials. Job Details The Director of Risk Management and Regulatory Affairs (Patient Safety Officer/Privacy Officer) serves as an accessible resource… more
- Citigroup (New York, NY)
- …guidance regarding products and services ; provide guidance relating to US bank regulatory compliance and institutional and consumer US bank regulatory ... join its Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank … more
- Cardinal Health (Albany, NY)
- … service categories/ offerings + Maintain and continually learn the firm's service offerings to better position and add incremental value + Utilize ... of failure and increase financial returns. We provide efficient scientific and regulatory consulting services throughout the full product lifecycle from… more
- Citigroup (New York, NY)
- …Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination… more
- Citigroup (New York, NY)
- …in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination ... thereof; experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- As a TTS Payments - Control and Regulatory Management, VP in the Global Payments Control and Regulatory Controls team, you will play a crucial role in managing ... multiple product vertical - Domestic Payments, Banking as a Service and Payment Express. This role provides the chance...process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Group Manager for its New York, New York location. Duties: Conduct internal and external research on bank management of ... climate-risk reporting and disclosures. Remain informed of developments in the regulatory space, and analyze global, regional and business level applications.… more
- Citigroup (New York, NY)
- …Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …the Citi's Legal, Independent Compliance Risk Management, Security & Investigative Services , and Regulatory Strategy & Policy, to build and drive compelling, ... **Communications Lead (VP/AVP) for GLAC** **About the Team** Enterprise Services and Public Affairs (ESPA) seeks to enhance and protect the reputation of Citi, its… more
- Citigroup (New York, NY)
- …cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + ... Serves as a senior function/business/product compliance risk officer for Independent Compliance ..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm,… more
- American Express (New York, NY)
- …This position will be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO) and will provide second ... APIs product and marketing teams, as well as other digital payment's offerings . Responsibilities include providing regulatory guidance and oversight of the… more
- Citigroup (New York, NY)
- …of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters ... Serves as a senior function/business/product compliance risk officer for Independent Compliance ..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm,… more
- City National Bank (New York, NY)
- …+ Assess compliance issues presented through complex new/revised product and service offerings and work closely with senior leaders of business units ... must comply and an awareness of issues of recent regulatory focus. + Escalate and measure compliance ...is a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. \#LI-JR1… more
- Nuveen Investments (New York, NY)
- … Program relating to distribution activities and expected to provide top-flight compliance service to the relevant business partners. **Key Responsibilities and ... Bachelor's Degree + Proven knowledge of relevant securities laws, regulatory compliance , risk management and risk controls....program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your… more
- Citigroup (Getzville, NY)
- …in area of focus **Education:** + Bachelor's degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination ... Serves as a compliance risk analyst for Independent Compliance ...of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially… more
- Citigroup (Getzville, NY)
- …as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. ... Serves as a compliance risk officer for Independent Compliance ..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm,… more
- Citigroup (New York, NY)
- …as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. ... Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm,… more
- Citigroup (Getzville, NY)
- …(4 Year University) Degree or equivalent experience; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination ... Serves as a compliance risk analyst for Independent Compliance ...of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially… more
- Citigroup (New York, NY)
- …**15+ years of experience in a highly regulated, fast paced, large global financial services firm in AML, compliance , audit, risk or other controls-focused risk ... and institutions with a broad range of financial products and services , including consumer banking and credit, corporate and investment banking, securities… more