- City National Bank (Newark, DE)
- **INVST OPERATIONS SECURITIES SPECIALIST** **WHAT IS THE OPPORTUNITY?** The Securities Specialist will support responsibilities assigned to the Wealth ... Management Operations team. **Banking and Investment Services Division **...years of experience with procedures, practices and regulations governing trust- securities operations **Skills and Knowledge** + Ability… more
- Wells Fargo (Minneapolis, MN)
- …Wells Fargo is seeking a Securities Operations Representative in Business Operations as part of Transactions & Processing division . Learn more about the ... that require general knowledge of unit functions and systems + Support securities operations specifically, Class Actions/Proxy + Identify ways to improve the… more
- Wells Fargo (St. Louis, MO)
- …Fargo is seeking a Lead Securities Operations Representative in Business Operations as part of Transactions & Processing division . Learn more about the ... and compliance requirements **Required Qualifications:** + 6+ years of Securities Operations experience, or equivalent experience demonstrated through… more
- Morgan Stanley (New York, NY)
- …assessment of the Operations operating and control environment for Institutional Securities . In the Audit division , we provide senior management an objective ... find the skills required for this role . Understanding of business line (Institutional Securities and Operations ) and key regulations relevant to coverage area .… more
- Morgan Stanley (New York, NY)
- …in the origination, distribution and trading of equity, equity-linked and equity-derivative securities . The Division services a global Institutional client base ... Morgan Stanley's Institutional Equity Division (IED) believes that diversity and inclusion are...equity swaps, warrants, structured notes and futures on individual securities , indices, and baskets of securities . Sales… more
- Federal Reserve Bank (Washington, DC)
- Assistant Director or Deputy Associate Director, Stress Testing - Division of Supervision and Regulation - R024343 Primary Location : DC-Washington : Employee Status ... supervisory Stress Testing Program and oversees the Production and Analysis, Risk, Operations , and Synthesis sections of the Federal Reserve Board’s stress testing… more
- S&P Global (TX)
- …Role:** **Grade Level (for internal use):** 11 **The** **Role:** Lead Security Operations Engineer **The Team:** S&P Ratings Security team focuses on protecting our ... . Responsible for the design, implementation, and management of the Security Operations activities . Enhance the deployment process by improving the usability,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Team leads a team responsible for overseeing core control governance across the Operations Division of Raymond James & Associates reporting into the Vice ... development and implementation of core control standards across the Operations division . + Oversees the timeliness, accuracy... industry. + Principles of banking and finance and securities industry operations . + Financial markets and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …standards as well as the requirements of FDICIA and Sarbanes-Oxley. Division Controller has responsibility over multiple LOB accounting functions that could ... include: Capital Markets, Fifth Third Securities , Headquarters, Shared Services, Central Reconciliations, Consumer, Commercial (including Special Assets),… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Alternative ... of our Client Service & Support's (CS&S) Operational Support division . CRSS is a TIER 2 escalation team that...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and… more
- Securities and Exchange Commission (Washington, DC)
- …Attorney (Legal Operations ) performs a broad range of functions supporting the operations of the Division of Examinations. This position is responsible for: ... Summary The Business Management Office within the Division of Examinations is hiring a Supervisory General...of Examinations is hiring a Supervisory General Attorney (Legal Operations ), SK-0905-17 in Washington, DC. This position will provide… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Aflac (New York, NY)
- Asst. VP, Trade Operations The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division : Global Investment Job Id: 5679 About Our ... of Aflac Global Investments (GI) and the Global Trade Operations Management team in New York City, collaborate on...management and cash balance monitoring. + Monitoring and supporting securities lending program. + Assist and support day to… more
- SMBC (White Plains, NY)
- …Americas Division . This role requires experience of Microsoft Azure operations /engineering. * Finding and improving operational efficiencies to best suit Cloud ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Securities and Exchange Commission (Washington, DC)
- …service. The Assistant Director performs a broad range of functions supporting the operations of the Division of Examinations. This position is responsible for: ... Summary The Business Management Office within the Division of Examinations is hiring an Assistant Director... of Examinations is hiring an Assistant Director for Operations (Business Manager), SK-0301-17 in Washington, DC. This position… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (Alpharetta, GA)
- …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... Parametric is part of Morgan Stanley Investment Management, the asset management division of Morgan Stanley. We partner with advisors, institutions, and consultants… more