- Guardian Life (New York, NY)
- …communicate advice. **You have** + 3 plus years of experience as a securities paralegal required. + Experience with SEC insurance product filings preferred. + ... Are you a seasoned securities paralegal who has experience with securities filings and...filing securities products with the Securities and Exchange Commission ( SEC ). Your responsibilities will include preparing and organizing legal… more
- Comerica (Dallas, TX)
- …the Board of Directors, proxy statements, SEC periodical reports, and other SEC filings. The paralegal will also work on corporate governance documents. ... Securities Paralegal The Securities Paralegal is responsible...regarding public communications and regulatory filings in compliance with SEC rules, NYSE rules, state requirements, and Comerica's objective… more
- Robert Half Legal (San Ramon, CA)
- …as a paralegal , with a focus on securities law compliance, SEC filings, and corporate governance. + Proven expertise in corporate subsidiary governance matters. ... Description Contract to hire Senior Corporate Paralegal need in San Ramon, CA! As a...in supporting initiatives related to the Board of Directors, SEC , and Nasdaq compliance, corporate governance, and international entity… more
- Hubbell Power Systems (Shelton, CT)
- Corporate Paralegal Apply now " Date: Mar 24, 2024 Location: Shelton, CT, US, 06484-4300 Herndon, VA, US, 20171 Company: Hubbell Incorporated Job Overview The ... Corporate Paralegal position, based in Shelton, CT, or Herndon, VA,...will support a variety of general corporate matters, including SEC and NYSE compliance, stock administration processes, insider trading… more
- DISH Network (Englewood, CO)
- …reports (Forms 10-K, 10-Q and 8-K) and proxy statements with the SEC ; assist with insider trading compliance + Corporate Governance: Manage corporate governance ... + Bachelor's degree in a related field or equivalent experience preferred + Paralegal certificate from an ABA paralegal program required + Minimum of… more
- Robert Half Legal (Bonita Springs, FL)
- Description Robert Half is partnering with an international company seeking a corporate paralegal with 5+ years' experience to join company in the Ft. Myers area. ... generous time off, and 3% contribution to 401k. This paralegal will report to the Corporate Counsel and will...+ Assist in complex transactions like M& A and SEC Securities. + Collaborate with legal and business teams,… more
- Huntington Ingalls Industries (Arlington, VA)
- CORPORATE PARALEGAL 4 Location: Arlington, Virginia, United States Date: Apr 16, 2024 Req ID: 37328 Team: N358 LEGAL Entity: HII Corporate Office US Citizenship ... today. We look forward to meeting you. **The Role** The HII Corporate paralegal reports directly to the Corporate Vice President and Associate General Counsel in… more
- US Bank (Milwaukee, WI)
- …and discover what you excel at-all from Day One. **Job Description** **1940 Act Paralegal / Regulatory Administrator** 1940 Act Paralegals are a key point of direct ... are trained to assist in drafting and filing registration statements with the SEC . Paralegals work with our team of GFS Regulatory Administration attorneys and fund… more
- UNUM (Chattanooga, TN)
- …us help others, and join Team Unum today! **General Summary:** Provides complex paralegal assistance to attorneys. May serve in a lead role providing direction ... and others + Complete and file required forms with SEC , NYSE and others + Manage information concerning officers...+ High school diploma. + A minimum of a paralegal certificate and 3 years of paralegal … more
- Robert Half Legal (New York, NY)
- Description Our client is looking for a corporate paralegal who is energetic, a self-starter and a great team player. This job will support the day-to-day functions ... counsel * Manage compliance processes to comply with the SEC requirements * Provide support with the legal team...Requirements: * Bachelor's degree * Prior experience as a paralegal is a plus. * Experience with e-billing system… more
- Intuit (Mountain View, CA)
- …on-site expectations of 2-3 days per week. What you'll bring + 4+ years of paralegal experience and/or program management at a law firm or in-house with expertise in ... lead + Supporting Intuit's securities compliance program, which will include SEC filings, board governance, insider trading compliance, engagement with executives,… more
- ConEdison (New York, NY)
- …Organization:Office Of The Secretary Department:Off Of The Secretary Section:OFF OF SEC Off Of Secretary Location:NY-New York-4 Irving Pl Headquarters Similar Jobs ... EDGAR codes with the US Securities and Exchange Commission ( SEC ). + Prepare and file Forms 3, 4 and...and complete work in a timely fashion. Required + Paralegal Certificate from an accredited Paralegal Program.… more
- Raymond James Financial, Inc. (Memphis, TN)
- …obligation to provide investors with up-to-date operational and financial information, per SEC Rule 15c2-12. Serves as a subject matter expert to others. Works ... * Principles of banking and finance and securities industry operations. * SEC Rule 15c2-12 Compliance * Regulatory terminology, concepts, and guidance. **Skill in**… more
- Danaher Corporation (Washington, DC)
- …Support Danaher's 34 Act reporting and disclosure control obligations, including monitoring SEC rulemaking and trends for items of relevance to Danaher; benchmarking ... + Review all Section 16 reports prior to filing and coordinate with the paralegal who has responsibility for the Section 16 program to address legal issues as… more
- Capital One (Mclean, VA)
- …The Governance and Securities team in the Legal Department is seeking an experienced paralegal (known as "Legal Specialists" at Capital One) to join a dynamic group ... support Capital One's Board of Directors (the "Board") and SEC reporting and public disclosure processes. This important role...or military experience + At least 2 years of paralegal or project/process management experience with either an in-house… more
- UMB Bank (Milwaukee, WI)
- …Act of 1933, and regulated by the US Securities and Exchange Commission (" SEC "). Regulatory Administrators are a key point of direct interaction with clients and ... assist in drafting and filing registration statements with the SEC . Regulatory Administrators may work with our team of...at any time. The position is expected to have paralegal training or direct related Investment Company Act experience.… more
- Capital One (Mclean, VA)
- …Governance and Securities team in the Legal Department is seeking an entry-level paralegal (known as "Legal Specialists" at Capital One) to join a growing, dynamic ... entity management function, the Board of Directors, the preparation and filing of SEC disclosure documents, and a broad range of other corporate governance matters.… more
- Vanguard (Malvern, PA)
- …experts within the Office of the General Counsel to seek input on SEC and FINRA compliance, IT, Privacy, HR, Tax, Litigation, and International Legal requirements ... Qualifications + Minimum of five years related work experience, paralegal /legal experience. Experience with negotiating commercial contracts or other procurement… more
- The Hershey Company (Hershey, PA)
- …director elections, and ensure stock transactions are documented appropriately by requisite SEC filings. * Create and update board and committee evaluation forms and ... court filings). * Minimum Education and Experience Requirements:* * Education: Paralegal training or certificate preferred; Related work experience acceptable *… more