- Fidelity TalentSource LLC (Chicago, IL)
- …guidance and investment product solutions to Financial Advisors and their clients in the broker dealer and RIA communities. In your role you will be an ... Job Description:The Team\u00A0As a Field Wholesaler/ Regional Director your primary responsibility will be supporting...Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
- Aegon Asset Management (Denver, CO)
- …environment + Occasional travel to assigned regions to strengthen relationships, attend regional events, broker - dealer partner meetings, and regional ... changes, new competitor offerings, internal product changes, and changes to the way broker - dealer partners want to do business with Transamerica. + Facilitate… more
- Truist (Charlotte, NC)
- …activities may change from time to time. 1. Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review ... that are routinely associated with those of a retail broker / dealer . **Please note: This role can be...are also required. Preferred Qualifications: 1. Bachelor's degree in Finance or Business. 2. 7 or more years of… more
- Truist (Atlanta, GA)
- …supervisory functions that are routinely associated with those of a retail broker / dealer and RIA supervising principal in the securities industry. The ... The Central Supervisor 2 will work closely with Truist Financial Advisors, CSAs, Regional Support Managers and Regional Directors and other registered personnel.… more
- Santander US (New York, NY)
- …+ 9-12 years' experience working in the Financial Services Industry at a Broker - Dealer in the Middle Office or Operations areas. **Skills and Abilities:** ... economics are correctly reported through the system architecture. + Provide regional and global coverage, managing the client's transactional portfolio and taking… more
- Citigroup (New York, NY)
- …on Citi-ONE ATS. **Responsibilities:** + Market Citi-ONE ATS platform to sell side & broker dealer platforms + Drive our execution services agenda to optimize ... suite of capabilities to offer Retail BDs, Institutional BDs, Regional Banks and RIAs a unique and global set...such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate governance and control… more
