- Fidelity TalentSource LLC (Boston, MA)
- …investments, preferred.\u00A0Prior experience with Sarbanes Oxley 404 compliance, internal control over financial reporting , financial risk, and operational ... in depth risk assessments and control testing.Promote a strong control environment by documenting controls , identifying potential gaps, and making… more
- Fidelity TalentSource LLC (Boston, MA)
- …experience in establishing and driving \u00A0Sarbanes Oxley 404 program, financial reporting , internal control over financial reporting ,\u00A0 financial ... Fidelity .The RoleThe CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls ,… more
- Fidelity TalentSource LLC (Westlake, TX)
- …of new alternative products and related Sarbanes-Oxley Act Section 404 ( SOX 404) compliance requirements.\u00A0 This will include identifying, monitoring, and ... with the business to identify risks and develop innovative solutions to enhance controls , while fostering a strong risk mindset within the business.\u00A0 To execute… more
- DivIHN Integration Inc (Atlanta, GA)
- …reliance, identified risks, and design of controls (including Management Review Control requirements). You execute quality SOX 404 control testing ... audit/advisory results. Provide regular controls compliance metrics reporting and tracking. You keep abreast of regulatory...have experience in auditing new system implementations (SDLC) for SOX control requirements a plus; and can… more
- WSFS Bank (Philadelphia, PA)
- …evaluation of the control design, the performance of tests and controls and the overall assessment of financial reporting and internal controlsParticipate ... in the completion of the Quarterly 302 Sarbanes-Oxley ( SOX ) Internal Control Certification Process and FDICIA Internal Control Certification processAssist in… more
- TradeStation (Plantation, FL)
- …knowledge and experience performing JSOX or SOX Information Technology General Control Testing (ITGC) testing such as access controls , change management, ... and will be responsible for the timely execution of controls testing for Japanese Sarbanes Oxley (JSOX) or US... testing for Japanese Sarbanes Oxley (JSOX) or US SOX compliance, risk-based audits in accordance with the annual… more
- Russell Tobin & Associates (San Diego, CA)
- …reliance, identified risks, and design of controls (including Management Review Control requirements). You execute quality SOX 404 control testing ... a plus. You have experience in auditing new system implementations (SDLC) for SOX control requirements a plus; and can provide guidance and recommendations… more
- DivIHN Integration Inc (Atlanta, GA)
- …and procedures utilizing current and new technologies to improve security controls and business performance. The DLP Security Engineer will coordinate with ... improve security that is aligned with corporate business objectives and regulatory requirements. Primary Responsibilities Subject Matter Expertise - Lead the design,… more
- WSFS Bank (Philadelphia, PA)
- …and operating controlsResponsible for conducting individual audits of related IT General Controls (ITGC) and SOX Section 404 related controlsPrepare, plan, and ... established financial, operational and compliance practices, and the related controls , are designed and operating effectivelyJob Responsibilities: Responsible for… more
- American Honda Motor Co Inc (Torrance, CA)
- …Process/validate/calibrate/enhance residual value loss forecast models under SOX controls and prepare subsequent monthly/quarterly loss reserve reporting , ... 10K reporting .Provide data analytics and support explanations for internal SOX and external KPMG auditsProvide incremental depreciation and gain loss on… more
- Creative Financial Staffing (Meriden, CT)
- …bank compliance reporting Internal testing and preparing for compliance with SOX requirements related to internal controls Providing required materials to ... external auditors What they are looking for in a Junior Accountant: 1-3 years of experience (even a super sharp recent grad with 2-3 solid internships potentially) Some form of GL experience Position will assist with the month end close, account recs,… more
- Manulife (Boston, MA)
- …projects to ensure appropriate staff training as well as establishment of appropriate controls and procedures surrounding regulatory reporting of complex ... US GAAP and SEC regulations, managing the Funds' Disclosure Controls and Procedures (DC&P) processes, and Sarbanes-Oxley ( SOX... Compliance, this role is critical to meeting the regulatory reporting requirements of the John Hancock… more
- LifePoint Health (Brentwood, TN)
- …internal audit to develop a testing plan to evaluate the effectiveness of SOX controls , defining appropriate testing methodologies and frequencies. * Support ... vulnerabilities and gaps in ERP system processes and financial reporting controls . * Collaborate with process owners...remediation plans to completion * Provide status updates on SOX compliance activities, control testing results and… more
- US Bank (Charlotte, NC)
- …(HR) and Legal is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... stakeholders that include but are not limited to: senior management; internal control partners; regulatory agencies; external auditors; external subject matter… more
- Healthcare Services Group, Inc. (Bensalem, PA)
- …GAAP and other reporting requirements. + Own documentation, such as narratives, control matrices, and flowcharts for the Company's SOX program and the annual ... Overview Position Title : SOX Control and ESG Compliance Manager... and Compliance Manager will lead the Company's internal controls program, perform regulatory compliance audits as… more
- Liberty Latin America (San Juan, PR)
- …Audit and SOX team is responsible for planning, coordinating, executing, and reporting all internal audit and control testing related activities for Liberty ... requested. This support will include the collection, analysis, documentation, consolidation, and reporting of internal audits and SOX compliance related data for… more
- Fresenius Medical Center (Waltham, MA)
- …management of IT SOX compliance and related IT general and application controls at the corporate level and distributed among the FMCNA divisions and locations. ... Manage the development, implementation and testing of controls for new acquisitions and in-scope entities. Manage the...function and IT management. + Participate in preparing periodic SOX 404 reporting to the FMC-KGaA … more
- Equitable (Syracuse, NY)
- …support to process owners and control owners in implementing and maintaining effective SOX controls . + Conduct risk assessments and gap analyses to identify ... + Drive the design and implementation of enhanced internal controls , including the development of control frameworks,...remediation plans. + Monitor and evaluate the effectiveness of SOX controls through testing and ongoing monitoring… more
- Intuit (San Diego, CA)
- …experience in IT compliance, with a specific focus on SOX IT general computing controls and IT automated control requirements. + Strong knowledge of SOX ... SOX IT compliance program, including policies, procedures, and controls , to ensure adherence to regulatory +...gaps within IT systems and processes that support internal controls over financial reporting (ICOFR). + Conduct… more
- Huntington National Bank (Columbus, OH)
- …+ 5 years of related experience Preferred Qualifications: + Proven understanding of SOX Controls testing methodologies and processes + Proficiency with data ... Oxley 404 ( SOX ) and FDICIA programs and overall Finance Risk agenda. SOX is a significant regulatory requirement, which requires management to document,… more
