- Citizens (Johnston, RI)
- …You will be expected to work within established timelines to deliver control self testing and key risk indicator monitoring, which are critical to ... Work within established timelines to deliver control self testing and key risk ...years experience in a Risk monitoring and testing environment + Intermediate knowledge of internal controls… more
- City National Bank (Newark, DE)
- …assists management teams with monitoring and testing of controls . Coordinates Risk and Control Self Assessments, third party risk assessments, ... department management teams to identify and document areas of risk and mitigating controls . Identifies Key ...Assessments, conducting Risk & Control Self -Assessments (RCSAs), control testing , and… more
- American Express (Phoenix, AZ)
- …requirements related to several large-scale programs like New Initiatives, Process Risk Self -Assessment (PRSA) Controls and Testing , Third Party Risk ... Assessment, Third Party Lifecycle Management, Corrective Action/Loss Event Resolution and Process Risk Self -Assessment (PRSA) + Be a key partner is developing… more
- Capital One (Mclean, VA)
- …activities (Critical Business Process Identification, Process Level Assessments, Risk and Control Self -Assessments, Control Testing etc), which ... and strategic thinking. Our ideal candidate will be a self motivated risk professional with excellent analytical,...Manager (CRCM), Certified Information Systems Auditor (CISA), or Certified Risk & Information Systems Control (CRISC)] +… more
- MUFG (Tempe, AZ)
- …assets and third-party vendor engagements; leading or supporting various programs, including risk and control self -assessment (RCSA), process, risk ... , and sustainable solutions to mitigate operational and technology risk . Control testing is an... controls and prepare meaningful documentation + Coordinate control testing activities, including logistical scheduling and… more
- Capital One (Richmond, VA)
- …Virginia Principal Risk Associate, Operational Risk Management Control Testing Capital One is seeking an energetic, self -motivated Principal Risk ... Associate to join the Operational Risk Control Testing team within the Operational ...or ways that are not predetermined. **Responsibilities:** + Perform testing on identified operational risk controls… more
- Fifth Third Bank, NA (Rosemont, IL)
- …while driving enhancement to the control environment. + Executing on controls testing for the various self -assessments, Regulatory and Compliance ... out a lean and efficient centralized controls testing function ensuring continuous monitoring and effective risk...understanding of process management frameworks, risk and control methodology, control testing methodology,… more
- MUFG (Tempe, AZ)
- …recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, ... of test results and communicating a conclusion of the control testing effectiveness. Responsible for reviewing and...controls and changes to test scripts for existing controls . * Executing testing procedures, documenting results… more
- Discover (Riverwoods, IL)
- …for weaknesses and identifies solutions to improve the effectiveness and efficiency of controls . Executes control testing plans. + Leads the completion ... compliance risks. Maintains an accurate library of risks and controls . Performs control design reviews and compliance risk assessments. Monitors the risk … more
- MUFG (Tampa, FL)
- …+ Strong knowledge of the inherent risk in the business. + Experience in control testing and issue validation. + Global experience. + Work effectively in a ... provide more details. **Job Summary** As the Head of Risk & Controls for GCIB (Global Corporate...appropriate governance routines over remediation of regulatory, audit, and self -identified risk and control issues… more
- American Express (New York, NY)
- …partners including Marketing, LOBCO, GCO, ORGG, ECMX and OpEx + Support large-scale operational risk programs + Process Risk Self Assessment Program (PRSA) + ... to the Marketing business teams + Drive transformation of control testing and monitoring through automation +...environment + Experience with supporting multiple large scale Operational Risk programs + Self -motivated teammate with the… more
- Morgan Stanley (Baltimore, MD)
- …is employed by second line NFR to assess first line controls . Top operational risk areas for testing include, but are not limited to: Fraud, Third Party, ... train, manage, report, identify, analyze, and escalate non-financial risks. Team Overview: Non-Financial Risk Enterprise Operational Risk Testing is one of a… more
- Comerica (Dallas, TX)
- …a small to medium department Essential Duties and Responsibilities: * Manage a sustainable risk control testing program, ensuring all testing ... a risk - based approach to include RCSA control testing , SOX and issue validations. *...future potential risks. * Provide a roadmap for ensuring Risk Control Self Assessments are… more
- Scotiabank (New York, NY)
- Director, Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... the ongoing state of the reporting infrastructure. The Regulatory Controls and Advisory team acts as control ...findings arising from various senior committees, Audit, and/or Compliance Testing . + Understand how the Bank's risk … more
- Citigroup (Tampa, FL)
- …and/or relevant experience(s) Required:** + Bachelor's degree; experience in compliance, internal controls testing , or other control -related function in a ... testing /auditing principles, particularly in the understanding of risk and controls , develop/execute testing ...management and across a number of business lines and control functions. + Must be a self -starter,… more
- US Bank (St. Louis, MO)
- …Framework, including: taxonomies, internal and external loss data, control programs, risk and control self -assessment (RCSA), scenario analysis, root ... of Independent Risk Review and Assessment's operational risk testing program. Operational Risk ...Audit professionals across the bank to evaluate processes and controls to ensure effective risk management framework.… more
- Morgan Stanley (New York, NY)
- …** *Summary* Responsible for supervising and executing the internal controls testing program within the first line Operational Risk Management team covering ... Matters Requiring Attention (MRAs), etc. * Proactively manage the control testing program to the project plan...**Operational Risk * **Title:** *AVP US Banks Business Risk Testing and Validation* **Location:** *New York-New… more
- M&T Bank (Buffalo, NY)
- …or changes to existing products/ services/ markets/ channels. + Assist with the completion of Risk Control Self Assessments (RCSAs) and other risk ... and reporting of the business unit's risk -based testing program. Perform control testing ...Internal Controls and professional standards. + Specific control testing responsibilities will involve the planning… more
- Charles Schwab (Westlake, TX)
- …the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and Operational ... of experience in audit, SOX testing , compliance testing , QA and/or operational risk management. +...and knowledge of the business to appropriately consider the risk and control environment in reviews and… more
- Wells Fargo (Chandler, AZ)
- …controls are well-designed and operating effectively. Our approach is tailored based on Risk and Control Self -Assessment (RCSA) data, and it supports ... **About this role:** The controls evaluation team will perform evidence based control testing which may involve sampling and inspecting evidence to assess… more