- Vanguard (Malvern, PA)
- The Senior Manager, Technology Governance Leader, will manage a team which recommends, develops, implements, and monitors enterprise-wide information security ... newly created role that will help stand up enhancements to our enterprise governance function. **This hybrid role (in office Tues-Wed-Thurs) is based in Malvern,… more
- US Bank (Charlotte, NC)
- …profit opportunities are identified and managed across the enterprise. The Strategic Investments Risk Manager is responsible for developing formal oversight of ... with other second line of defense functions. The Strategic Investments Risk Manager will establish oversight protocols...and metric monitoring, and create processes to ensure strategic investment risk is effectively managed. The role… more
- Marex (New York, NY)
- …+ Responsible for creation of operational risk reporting to relevant governance for senior management. + Provide training, guidance, and support to ... Risk Department consists of the following teams: Operation Risk , Change Risk & Assurance, Governance...+ Promote an effective risk presence and risk sessions with front office, and senior … more
- JPMorgan Chase (Jersey City, NJ)
- The Portfolio Investment Governance tooling team manage one of the most critical products within the Finance & Business Management ecosystem that is focused on ... enabling processes such as Investment Governance , Financial Management, Execution & Delivery,...for the Finance & Business Management organization. As a Senior Application Support Associate on the Product team, you… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** A first line of defense risk professional leading a team within the Governance and Controls Office ... Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification. 4. In-depth knowledge of investment banking, capital markets,… more
- US Bank (New York, NY)
- …service cyclical risk -based audit plan including asset management, institutional investment services, personal trust services businesses. The Senior Audit ... role supports the Audit Director for Wealth Management and Investment Services, the Senior Audit Director and...services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of… more
- Edward Jones (St. Louis, MO)
- …communication, fraud protection and managing their investment distributions. Protect their investments by mitigating risk . And innovate new ways of working. ... collaboration, you'll continuously identify opportunities for operational efficiency and risk mitigation, supporting the firm in its key objectives. **What… more
- IQVIA (Austin, TX)
- …financial success of Operational Effectiveness Services (OES) and IQVIA' return on investment . Ensures all work is in accordance with SOPs, policies, and practices. ... the organization. **Essential Functions** + Support ongoing characterization of investment portfolio utilizing latest taxonomy. + Evolve taxonomy to enable… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... Crimes ("GFC") Manager - Global Markets and Global Wealth & Investment Management Risk (hereinto referred to as...well as Bank of America Private Bank and Consumer Investments /Merrill Edgeand issues to appropriate governance routines,… more
- JPMorgan Chase (New York, NY)
- As a Risk Management - Model Risk Governance and Review - Project Manager Associate, you are at the center of keeping JPMorgan Chase strong and resilient. ... the status quo and striving to be best-in-class. Model Risk Governance and Review (MRGR) is a...process improvements + Manage system enhancements + Communicate to senior management and stakeholders across the firm **Required Qualifications,… more
- PennyMac (Westlake Village, CA)
- …executive summaries to communicate portfolio performance, investment recommendations, and risk assessments to senior management and stakeholders + Oversee ... management and optimization of credit-sensitive mortgage-backed securities and loans within our investment portfolio. As the **FVP Portfolio Investments ** , you… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...quo and striving to be best-in-class. As a Document Governance - Vice President, you are part of the… more
- JPMorgan Chase (Columbus, OH)
- …of business risk management framework, including but not limited to: Risk governance and controls, organization structure, policies and procedures, three ... risk management objectives/updates to large working groups, including senior management. + Work alongside internal groups such as...management. + Work alongside internal groups such as Credit, Investment , and Fiduciary Risk areas as well… more
- Federal Reserve System (San Francisco, CA)
- …so, then this opportunity is for you. We need you, an experienced ** Senior Risk Specialist** to join the ** Governance and Controls (G&C)** Team within the ... this role, you will be responsible for assessing nonfinancial risks and related governance and risk management processes at large financial institutions and… more
- Mizuho Corporate Bank (New York, NY)
- …mandate includes: + Human Capital + Culture & Communication + Finance & Budget + Risk Project Management + Strategy + Governance Summary Mizuho is seeking a ... About the Team The Americas Risk Management (ARM) COO team reports to the...Director-level candidate to spearhead Governance matters, including but not limited to: + Policy:… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The GRC Business Architect works with SMBC's Governance , Risk and Compliance ("GRC") Transformation Office ("TO") team to ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Morgan Stanley (New York, NY)
- …of 6 years of experience preferred in the financial services industry (particularly investment risk or portfolio management) > Strong understanding of financial ... will be based in New York and will provide investment , liquidity and credit risk coverage of...risk representation, and limit compliance > Collaborating with senior business professionals in enhancing stress testing and … more
- Federal Reserve System (San Francisco, CA)
- …in the LISCC portfolio. A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk Management and Controls pillar ... now, the RST has a fantastic opportunity for **a Senior IT Risk Specialist** to join its... management, cybersecurity response and resilience, cloud security, data governance and security, endpoint and server technologies, intrusion detection… more
- First International Bank and Trust (Edina, MN)
- …+ Provide expert advice, information, and specialized training to the Wealth Management Risk Manager (WMRM), governance committees, senior leaders, and team ... industry best practices and support the WMRM in advising senior leadership, governance committees and the board..., and asset management activities. + Certified Fiduciary & Investment Risk Specialist (CFIRS) or similar industry… more
- eSentio (Boston, MA)
- eSentio has an exciting opportunity for a dynamic Senior Information Governance (IG) Consultant to be part of the growing IG practice. This position is a ... with law firm clients to design and implement Information Governance programs and best practices. + Evaluating existing IG...+ Understanding of the business of law firms, including risk management issues Education + Bachelor's degree or equivalent… more