- SMBC (New York, NY)
- …as a 2LOD compliance function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory Compliance Officer role ... success of the Compliance Department as a key contributor to the Compliance advisory function of the Americas Division. This position will work directly… more
- Discover (Riverwoods, IL)
- …targeted control environment reviews partnering with 1st line control owners, the Business Risk Office, and Compliance Advisory to ensure control environment ... and adhered to. + Serve in a control design advisory roles to 1st line process and control owners...4+ years of Compliance , Internal Audit, Business, Risk Management, Financial Services , Process Improvement or… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) ... Trust and Agency business** would be preferable + General ** advisory Compliance / Risk & Controls experience..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- Discover (Riverwoods, IL)
- …Success requires close collaboration with cross-functional teams across product, engineering, business risk , compliance advisory , vendor management and more. ... of the latest change management frameworks for new initiatives defined by business risk and central compliance teams. In parallel, coordinating the documentation… more
- Bank of America (Chicago, IL)
- …+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk Management + Issue Management + Policies, Procedures, and ... actions to address the root causes that lead to compliance risk issues and/or operational risk...+ Dedicated resource needed to support Global Technology Network Services . In addition to risk related qualifications… more
- Bank of America (New York, NY)
- …who has financial services experience with a knowledge of markets, compliance risk management practices, and trading products. Functional knowledge of the ... actions to address the root causes that lead to compliance risk issues and/or operational risk...of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management +… more
- Deloitte (Jersey City, NJ)
- … Advisory Risk , Data and Regulatory Liquidity - Senior Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , ... relevant work experience in consulting role and/or in Treasury/Treasury Risk management function within financial services industry...credit risk , liquidity risk , operational risk , compliance risk , market … more
- Deloitte (Austin, TX)
- Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , Data and Regulatory professionals help organizations identify the ... Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently manage interest rate… more
- Deloitte (Columbus, OH)
- …the future state of cyber risk solutions. Learn more about Deloitte Advisory 's Cyber Risk Services practice. Qualifications Required: + 4+ years ... the associated cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory, and technology skills to help… more
- Deloitte (Columbus, OH)
- …the future state of cyber risk solutions. Learn more about Deloitte Advisory 's Cyber Risk Services practice. Qualifications Required: + 4+ years ... the associated cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory, and technology skills to help… more
- Snap Inc. (Los Angeles, CA)
- …is financially healthy and consistently meeting our reporting obligations. We're looking for a Senior, Risk Advisory Partners to join the Risk Advisory ... Studio, an augmented reality platform that powers AR across Snapchat and other services ; and its AR glasses, Spectacles. The CFO Organization at Snap includes… more
- Grant Thornton LLP (Cleveland, OH)
- …various projects across Risk solutions, allowing the interns to discover the advisory services most suited to their skills and interests. Interns can expect ... process and information systems controls assessments and testing to support regulatory, compliance , operation, and other strategic engagements. Risk interns will… more
- Capital One (Richmond, VA)
- …Creek 3 (12073), United States of America, Richmond, Virginia Data and Technology Risk Principal Associate, Sarbanes Oxley (SOX) Advisory Team Capital One is ... that offers a broad array of financial products and services to consumers, small business and commercial clients. Ranked...+ Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes… more
- Meta (Menlo Park, CA)
- …field, or equivalent practical experience. 11. 10+ years of experience with IT Audit Advisory , Risk or Compliance program management. 12. Experience in ... technically hands-on Application manager to lead and manage SOX and Security compliance across the Enterprise Products (EP) organization. This role is an… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Truist (Charlotte, NC)
- …field, or equivalent education and related training or experience. 2. Ten years of risk management experience in financial services or related field. 3. Seven ... Master's degree in finance or equivalent science/academic field. 2. Fifteen years of risk management experience in financial services or related field. 3.… more
- JPMorgan Chase (Columbus, OH)
- …to develop and maintain policies, standards, guidelines, and procedures, including regulatory compliance measures and risk advisory . **Job Responsibilities** ... function to develop and maintain policies, standards, guidelines, and procedures, including regulatory compliance measures and risk advisory . + Work closely… more
- Citizens (Fort Washington, PA)
- Description Compliance Manager - Fair Lending Advisory This role supports the Office of Fair and Responsible Banking's Fair Lending Advisory function by ... work closely with, and report to, the Fair Lending Advisory Team Manager. The role has primary responsibility for...5+ years of fair banking or other related consumer compliance experience in consumer financial services or… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank Compliance team is seeking a ... advising and collaborating with business partners to mitigate consumer compliance risk and to take care of... management, or audit + Experience in the financial services industry + CRCM (Certified Regulatory Compliance … more
- Discover (Riverwoods, IL)
- …in larger projects as needed. + Assesses the risk raised by third-party service providers whose services are impacted by fair banking legal or regulatory ... a risk -aware culture, ensures efficient and effective risk and compliance management practices by adhering...experience in Legal, compliance program, or model risk at a bank or financial services … more