- Morgan Stanley (Purchase, NY)
- …to join a team providing legal coverage for its Alternative and Private Investments businesses. Specifically, the attorney will focus on alternative investment ... New York City). The successful candidate will join a team of six alternative investments attorneys reporting to the head of the Alternative Investments legal… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... Crimes ("GFC") Manager - Global Markets and Global Wealth & Investment Management Risk (hereinto referred to as...well as Bank of America Private Bank and Consumer Investments /Merrill Edgeand issues to appropriate governance routines,… more
- Federal Reserve System (San Francisco, CA)
- …If so, then this opportunity is for you. We need you, an experienced **Senior Risk Specialist** to join the ** Governance and Controls (G&C)** Team within the ... will be responsible for assessing nonfinancial risks and related governance and risk management processes at large...or other related field is required; advanced degree and/or professional certifications (FRM, CIA, CISA) is preferred. + Eight… more
- City of New York (New York, NY)
- …health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, ... will perform tasks and assignments in the fields of Cyber security Awareness, Governance , Compliance , and other relevant and required duties for the Cyber security… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The GRC Business Architect works with SMBC's Governance , Risk and Compliance ("GRC") Transformation Office ("TO") team to ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Truist (Charlotte, NC)
- …review the following job description:** A first line of defense risk professional leading a team within the Governance and Controls Office (GCO), serving ... Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification. 4. In-depth knowledge of investment banking, capital markets,… more
- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of US Bancorp (USB), ... leadership, and coordination of the relevant product and service cyclical risk -based audit plan including asset management, institutional investment services,… more
- Aramco Services Company (Palo Alto, TX)
- …for managing and overseeing all aspects of individual venture capital investments ; including investment strategy, sourcing, evaluation, development of ... develop and lead transactions. + Drafting of termsheets and investment memoranda for new investments . + Interface...high integrity. Understanding of ethics as it relates to investment and corporate governance . + Problem Solving… more
- Lynch Consultants, LLC (Arlington, VA)
- …IT investment management guidance and standard operating procedures for the governance of investments . Collaborate with federal clients and others across ... IT standards. + Support the Chief Information Officer (CIO) in developing governance processes for IT investments . Spearheaded research and financial modeling… more
- City National Bank (Wilmington, DE)
- …analysis, and investment recommendations. The Risk SVP will be responsible for investment risk governance at all levels of CNB. This position is also ... 1LOD obligations, and will develop and implement an appropriate governance and monitoring program for the 1LOD as well..., Volcker rule, and challenge of approved/watch lists of investments . + Analyze current investment risk… more
- PNC (Birmingham, AL)
- …contribute to the company's success. As a Compliance Program Specialist within PNC Investments , you will be based in Birmingham, AL. The position will primarily be ... monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned area,… more
- PNC (Cleveland, OH)
- …to contribute to the company's success. As a Compliance Program Analyst within PNC Investments , you will be based in Cleveland, OH. The position will primarily be ... monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned area,… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending,...responsibilities include program governance , risk appetite and related metrics, procedure… more
- JPMorgan Chase (Chicago, IL)
- …Vice President level candidate for our Payments Controls team to promote the Governance strategy, ensuring operational risk transparency and robust action plan ... behalf of Payments in various working groups on matters related to operational risk events, Control Committee reporting, and governance + **Develop and implement… more
- City of New York (New York, NY)
- …Comptroller's Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and trustee for each of the five New York City ... York City public servants including teachers, firefighters, police officers, and more. As investment advisor for some of the largest public pension fund systems in… more
- Principal Financial Group (Des Moines, IA)
- …governance activities and solutions by partnering with IT, Information Security, Risk , Privacy, Compliance, Data Scientists, Data Governance , Data Owners, ... degree or equivalent work experience + 8+ years of professional experience including risk management, machine learning/predictive...IT + Deep knowledge of AI, data and analytics governance , risk management, data quality, and master… more
- Citigroup (New York, NY)
- …or a related field (preferred). + Relevant industry certifications (eg, Certified Third-Party Risk Professional (C|TP3P)) a plus. **Job Family Group:** Risk ... performance metrics and compliance trends + Manage and maintain the TPM program governance framework, including risk assessments, audits, and reporting + Manage… more
- Microsoft Corporation (Redmond, WA)
- …growth and operational excellence, including end to end program management, security, risk and governance , planning, learning and development, sustainability & ... ESG. The Sustainability & Envrionmental, Social and Governance team focuses on driving CO+I performance in alignment...that our customers and partners can leverage for informed investment decision-making, and you constantly look for ways to… more
- Morgan Stanley (Tampa, FL)
- …comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...*Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line.… more
- eSentio (Boston, MA)
- eSentio has an exciting opportunity for a dynamic Senior Information Governance (IG) Consultant to be part of the growing IG practice. This position is a ... with law firm clients to design and implement Information Governance programs and best practices. + Evaluating existing IG...+ Understanding of the business of law firms, including risk management issues Education + Bachelor's degree or equivalent… more