- City National Bank (Los Angeles, CA)
- ** AUDITOR I- BSA/ AML ** **WHAT IS THE OPPORTUNITY?**... audit responsibilities are assigned. + Assists the Senior Auditor and or Audit Manager ... and documents audit findings and the conclusions drawn. + Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit … more
- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are guided ... Business (LOBs) ranging in scale and scope. Key responsibilities include developing audit plans, assessing issues for impact, assigning severity ratings, producing … more
- Bank of America (Providence, RI)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... This job is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC),...Anti-Money Laundering Specialist (CAMS) - Minimum 5 years of audit experience in areas related to BSA/ AML ,… more
- Bank of America (Dallas, TX)
- Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Pennington, New Jersey; Boston, Massachusetts; ... the power to make a difference. Join us! The Senior Quantitative Financial Analyst will contribute to the Corporate... Quantitative Financial Analyst will contribute to the Corporate Audit function's coverage of various types of models used… more
- Capital One (Plano, TX)
- Plano Town Center (31064), United States of America, Plano, Texas Senior Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Senior Auditor … more
- Capital One (Mclean, VA)
- …of America, McLean, Virginia Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Principle Auditor will be… more
- CIBC (Atlanta, GA)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business ... provide expertise in the development and completion of monthly audit reports, quarterly audit reports, and ongoing...and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting... audit observations for review by the Internal Audit Manager/ Senior Manager (and above levels) and… more
- Citizens (Johnston, RI)
- …Risk Management The Internal Audit team at Citizens is hiring a Senior Auditor on our audit Anti-Money Laundering Compliance and Non-Financial ... Description Senior Auditor - Anti-Money Laundering Compliance...of Staff Auditors. + Collaborate across the larger Internal Audit team to support the assessment of BSA/ AML… more
- First National Bank of Omaha (NE)
- …and business partners) ** Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning - Analyze business ... provide possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit ...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- Charles Schwab (Westlake, TX)
- …is exposed to and communicates with all areas of the company. The Corporate Internal Audit team is seeking a Senior Specialist, Internal Audit , Risk ... **Your Opportunity** Charles Schwab Internal Audit Department provides independent and objective assurance crafted to make valuable contributions and improve the… more
- Citigroup (Tampa, FL)
- …teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the ... Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit ...+ Effective negotiation and interpersonal skills for interfacing with senior levels of Audit . + Ability to… more
- City National Bank (Los Angeles, CA)
- …execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and ... in coaching junior auditor . + Sound knowledge and experience in IT audit is strongly preferred. + Familiar with data analytics, robotic process automation and… more
- Citigroup (Irving, TX)
- …globally, and supporting the global QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently ... Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit ...levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a… more