- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Charles Schwab (Westlake, TX)
- …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is… more
- Western Union (Denver, CO)
- ** Senior Manager, Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New York** Are you ready to join an advanced team with ... as a Senior Manager, Global Sanctions and Anti-Bribery & Corruption Advisory ! **Western Union powers your pursuit** Western Union maintains a robust Financial… more
- Discover (Riverwoods, IL)
- …processes. Ensures compliance issues are brought to the attention of senior compliance professionals. Collaborate with the business to implement corrective ... Maintains a high level of awareness and knowledge of Fair Banking compliance requirements (including Americans with Disabilities Act, Limited English Proficiency and… more
- Flexport (Los Angeles, CA)
- …identify supply chain risks and cost savings opportunities. Flexport is looking for a Trade Advisory Senior Manager to help lead our Trade Advisory services. ... society, and the environment? Come join us. **Exciting Trade Advisory Opportunity to Help Make Global Trade Easy** **The...be responsible for managing a team of associates and senior associates, growing our business and helping our clients… more
- Flexport (New York, NY)
- …to help clients identify supply chain risks and cost savings opportunities. As a **Trade Advisory Senior Associate** , you will work closely with other Trade ... while servicing our clients. **You will:** + Support trade advisory projects that focus on trade compliance ...range for this position: (exclusive of bonus, equity and benefits .) $80,010-$88,900 USD At Flexport, our ability to fulfill… more
- Robert Half (Chicago, IL)
- JOB REQUISITION People Advisory & Organizational Change Senior Manager LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti ... firm. Where We Need You: Protiviti is looking for a People & Change Senior Manager to join our growing Business Performance Improvement team. What You Can Expect:… more
- KPMG (Tampa, FL)
- **Business Title:** Senior Director, Editor in Chief - Advisory Insights **Requisition Number:** 111706 - 27 **Function:** Advisory **Area of Interest:** ... Senior Director, Editor in Chief to join our Advisory Insights organization. Responsibilities: + Lead concept ideation and...the firm is proud to offer a comprehensive, competitive benefits package, with options designed to help you make… more
- Charles Schwab (Phoenix, AZ)
- **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory , Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab ... Wealth Advisory is a premier,...meet income generation, risk mitigation, and liquidity needs. As a ** Senior Regional Manager** you will coach and counsel a team… more
- AIG (New York, NY)
- Senior Tax Counsel - US International Tax Advisory Position Description This role is a member of the Tax Advisory team and serves as a Tax Advisor reporting ... to the Head of International Tax Advisory . This role provides technical tax advice and supervision...and other areas within Tax. As a leader and senior member in the AIG tax legal group, this… more
- Snap Inc. (Los Angeles, CA)
- …is financially healthy and consistently meeting our reporting obligations. We're looking for a Senior , Risk Advisory Partners to join the Risk Advisory ... walkthroughs and help execute testing procedures for SOX controls Compliance . Working from our Santa Monica, CA office, you'll...with a public accounting firm in an assurance or advisory role, company's internal audit, or SOX department required… more
- Cummins Inc. (Indianapolis, IN)
- ** Senior Auditor - Internal Audit & Advisory ** **Description** We are looking for a talented Audit Senior - Internal Audit & Advisory to join our team ... for assisting in the execution of financial, operational, information systems, and compliance audits to evaluate the effectiveness and efficiency of the internal… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director of ... high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate...the base salary offered. Employees are eligible for health benefits such as medical, dental and vision; wellness … more
- Takeda Pharmaceuticals (Cambridge, MA)
- …to the business, including risk identification, controls & risk mitigation of potential non- compliance + Senior expert in E&C matters with responsibility to ... my knowledge. **Job Description** **About the role:** Ethics & Compliance (E&C) focuses on what we need by partnering...as a Global Product & Launch Strategy (GPLS) E&C Advisory Lead where you will implement E&C strategy for… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank Compliance team is seeking a ... and Legal departments + Participate in and support Compliance senior leadership with risk reporting and...competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at… more
- Truist (Charlotte, NC)
- …to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is a summary of the ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- JPMorgan Chase (Brooklyn, NY)
- …Bank ("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will provide meaningful guidance to ... As a Compliance - Regulatory Strategy Lead - Vice President...skills with the ability to present complex information to senior management **Preferred Qualifications, Capabilities, and Skills** + Proven… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be responsible for ... assisting the Head of North America Compliance in developing and maintaining an effective ...to your ability to bring your best each day. Benefits : We invest in our people through a wide… more
- Grant Thornton LLP (Minneapolis, MN)
- As the Partnership Tax Senior Associate, you'll perform compliance services for complex tax returns and provide tax consulting services for your partnership ... wide variety of industries; provide innovative tax planning, consulting, and compliance expertise to clients; market, sell, design, and implement tax-planning… more
- BMO Financial Group (Newport Beach, CA)
- …client needs and maintain overall service standards. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding ... credit recommendations/decisions in accordance with sound credit-granting principles and compliance with the Bank's philosophy and principles outlined in corporate… more