- Fidelity TalentSource LLC (Boston, MA)
- …investment manager to all Fidelity managed accounts offered by Fidelity s Portfolio Advisory Services and through Fidelity s Wealth Management Advisory Services. ... Private Credit. Located in Boston, this new role reports to SAI s Chief Investment Officer of Alternatives and will be instrumental in the build out of SAI s private… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Pew Charitable Trusts (Washington, DC)
- Senior Officer , Compliance (hybrid) Position Overview Ignite your career as the Senior Officer of Compliance at Pew! In this role, you will ... This is your chance to advise cross-functional teams, bolster internal controls, and ensure compliance with a dynamic array of laws and regulations. We are seeking a… more
- Citigroup (Tampa, FL)
- Serves as a senior Bank Regulatory compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... senior level position is on the Bank Regulatory Compliance team, referred to within ICRM as Bank &...in business governance routines and provides subject matter expert advisory services for businesses and functions. This role serves… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... You'll Bring:** + A minimum of 5-7 years of compliance experience, including experience providing advisory support to a FICC and/or Equities sales and trading… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... work closely with Compliance Engineering management and team members, Compliance Advisory teams, along with key stakeholders in other functions such as… more
- Colorado State University (Fort Collins, CO)
- …comprised of 13 full time employees and 8-10 student workers. Position Summary The College Senior Business Officer in the College of Natural Resources ( WCNR ) - ... financial matters within the college. Reporting to the Dean of the college, the Senior Business Officer serves as their strategic adviser on financial matters.… more
- Bank of America (Boston, MA)
- Senior Trust Officer Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... along with the power to make a difference. Join us! **Job Summary:** The Senior Trust Officer maintains a book of fiduciary and investment management accounts.… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...have a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and key… more
- Bank of America (Atlanta, GA)
- Senior Trust Officer Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... clients with wealth planning needs, and managing risk. This Senior Trust Officer (STO) position focuses on...In this capacity the STO will partner with Merrill Advisory stakeholders such as Financial Advisor (FA) and Private… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Payments The Payments ...This individual will report directly to the Deputy Chief Compliance Officer and act as the primary ... procedures specific to Payments. * Collaborate with other compliance advisory team members for different lines...that require escalation and remediation. * Develop presentations for senior management on the effectiveness of the compliance… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Commercial The Commercial Compliance Advisory Manager will provide guidance and direction to Commercial line of business on ... This individual will report directly to the Deputy Chief Compliance Officer and act as the primary... procedures specific to Commercial. * Collaborate with other compliance advisory team members for different lines… more
- Comerica (Farmington, MI)
- Manager Compliance Advisory Retail The Retail ...This individual will report directly to the Deputy Chief Compliance Officer and act as the primary ... procedures specific to Retail. * Collaborate with other compliance advisory team members for different lines...that require escalation and remediation. * Develop presentations for senior management on the effectiveness of the compliance… more
- Comerica (Dallas, TX)
- Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in managing the ... of focus for regulators and proactively communicate them to senior leadership and apply best practices as necessary. Regulatory...development within the team. * Partner with the Chief Compliance Officer in enhancing the compliance… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Bank of America (Atlanta, GA)
- Senior Trust Officer - Regional Office Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... to their unique goals, while delivering a high-quality experience + Ensures compliance with regulatory and legal requirements related to client accounts and… more
- JPMorgan Chase (Brooklyn, NY)
- …("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will provide meaningful guidance to the ... As a Compliance - Regulatory Strategy Lead - Vice President...skills with the ability to present complex information to senior management **Preferred Qualifications, Capabilities, and Skills** + Proven… more
- S&P Global (New York, NY)
- …**About the Role:** The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to compliance ... and other compliance monitoring / ad hoc activities. **The Team:** The Compliance Policy Officer will join the Corporate Risk and Compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... effectively with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls + Experience in the… more
