• Senior Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
    SMBC (02/28/24)
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  • Product Owner & Senior Compliance

    Bloomberg (New York, NY)
    Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
    Bloomberg (03/13/24)
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  • Senior Compliance Sanctions…

    Citigroup (New York, NY)
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
    Citigroup (03/23/24)
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  • Senior Contract and Compliance

    City of New York (New York, NY)
    …to making a difference through technology. The successful candidate will serve as a Senior Contract Compliance Officer , reporting to the Agency Chief ... to realize process efficiencies; - Supervise or Execute Contract Compliance Administration, including processing Vendor Performance Evaluations, DLS and Vendor… more
    City of New York (03/27/24)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
    Scotiabank (03/25/24)
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  • Director, Senior Compliance Product…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls + Experience in interpreting… more
    Citigroup (03/28/24)
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  • Senior Program Officer , Monitoring…

    International Rescue Committee (New York, NY)
    Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... well as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports… more
    International Rescue Committee (03/26/24)
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  • Compliance - Employee Conduct Senior

    JPMorgan Chase (Brooklyn, NY)
    …challenging the status quo and striving to be best-in-class. As the Employee Conduct Senior Officer in the Analytics Team, you are responsible for measuring risk ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan... operations; communicate with Team Leads, LOB Managers, and senior executives. + Liaise with technology teams and other… more
    JPMorgan Chase (03/15/24)
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  • Vice President, Fixed Income Compliance

    Raymond James Financial, Inc. (New York, NY)
    …operations processes through multiple affiliate entities and business models is essential. This senior level compliance officer may manage associates and ... and experience to manage and oversee the operation of all compliance functions for the Compliance advisory and oversight team ("FI Compliance ") that covers… more
    Raymond James Financial, Inc. (02/13/24)
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  • Regional Compliance Officer

    Catholic Charities Family Community Services (Rochester, NY)
    **REGIONAL COMPLIANCE OFFICER ** **Job Details** **Level** Senior **Job Location** 79 North Clinton Ave - Rochester, NY **Position Type** Full Time ... **Job Shift** Day **Job Category** Administrative/Clerical **Description** **General Description** The Compliance Officer is responsible for oversight of all… more
    Catholic Charities Family Community Services (01/20/24)
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  • Compliance Officer

    City of New York (New York, NY)
    …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's...Recovery Plan and developing training and reporting to BAM's senior leadership team. - Evaluating ways to improve internal… more
    City of New York (01/30/24)
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  • CIB COO - Senior Business Supervisory…

    Wells Fargo (New York, NY)
    …Corporate and Investment Banking (CIB) COO division has multiple open roles for a senior Business Supervisory Officer , at Executive Director level to build out ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Risk, Operations, Technology, Legal, Audit and Human Resources). Their goal… more
    Wells Fargo (03/23/24)
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  • Deputy Chief Compliance Officer

    Amalgamated Bank (New York, NY)
    A Deputy Chief Compliance Officer is a key position within a company, responsible for assisting the Chief Compliance Officer in managing and overseeing ... the organization's compliance program. The Deputy Chief Compliance Officer would be responsible for designing...reviews, internal audits, and risk assessments. Prepare and submit compliance reports to senior management and regulatory… more
    Amalgamated Bank (03/21/24)
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  • CIB Banking Financial Sponsor Control…

    Wells Fargo (New York, NY)
    …you. Apply today. **About this role:** Wells Fargo is seeking a CIB Banking Control Senior Lead Officer as part of the Corporate & Investment Banking (CIB) ... and control leadership, drive strategic projects and initiatives, and serve as a senior advisor to Business and Control leadership across a variety of topics.… more
    Wells Fargo (03/26/24)
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  • CIB Control Senior Officer

    Wells Fargo (New York, NY)
    …by providing support and awareness of risks and mitigating control solutions. This CIB Senior Officer will partner across CIB Banking and COO Shared Service and ... and initiatives, provide front line risk and control leadership, and serve as a senior advisor to Business and Control leadership across a variety of risk and… more
    Wells Fargo (03/26/24)
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  • Cross-Broker Dealer Senior Control…

    Wells Fargo (New York, NY)
    …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Senior Control Officer to join the Corporate & Investment Banking (CIB) Control ... networks, strong written and verbal skills to facilitate reporting for senior management and stakeholders, and experience managing testing and regulatory reviews… more
    Wells Fargo (03/26/24)
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  • Executive Director & Clinical Compliance

    Weill Cornell Medical College (New York, NY)
    Title: Executive Director & Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: ... Coder (CPC, CCS-P), Certified Hospital Coder (CCS- H) Certified Medical Compliance Officer (CMPO), Certified Professional Medical Auditor (CPMA), HCCA… more
    Weill Cornell Medical College (03/14/24)
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  • Compliance Officer - Control Room

    S&P Global (New York, NY)
    **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the ... ethics, policies and operating procedures. **The Impact:** As a Compliance Officer in the Control Room you...Compliance management information reports for various business and senior management stakeholders. + Analyse and report of relevant… more
    S&P Global (01/25/24)
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  • Compliance Officer Asset Management…

    Credit Suisse (New York, NY)
    …our workforce. *Your field of responsibility We're looking for an outstanding Compliance Officer to support UBS Asset Management's Credit Investments Group ... education, skills, internal and external market data, etc. **Job:** **Legal & Compliance * **Title:** * Compliance Officer Asset Management VP #230916*… more
    Credit Suisse (02/28/24)
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  • Senior Cash Management Sales Officer

    Citigroup (New York, NY)
    The Senior Cash Management Sales Officer (Digital, Tech & Comms) is a strategic professional who closely follows latest trends in Digital/Tech field and adapts ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
    Citigroup (03/13/24)
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