- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 ... for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations,… more
- Citigroup (Tampa, FL)
- Serves as a senior Bank Regulatory compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... program framework. This senior level position is on the Bank Regulatory Compliance team, referred to within ICRM as Bank & Financial Holding Company (BFHC).… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Come and join our community! General Description Popular Inc is seeking a Senior Compliance Officer to join the Regulatory Risk Testing Unit of the ... Regulatory & Financial Compliance Division. The Senior Compliance Officer will be responsible to conduct reviews of policies, procedures, and internal… more
- University of Pennsylvania (Philadelphia, PA)
- …of health and wellness programs and resources, and much more. Posted Job Title Regulatory Compliance Officer , Research Integrity Job Profile Title Director ... to the Associate Vice Provost for Research (AVPR), the Regulatory Compliance Officer (RCO) has...drafts correspondence on behalf of the CISC and the Senior Vice Provost for Research (SVPR). + Serves, along… more
- Morehouse School Of Medicine (Atlanta, GA)
- Senior Compliance Finance Officer Bookmark this Posting | Print Preview | Apply for this Job Posting Details Position Information About MSM Morehouse School ... career at MSM ! Posting Number NONAC3120 Job Title Senior Compliance Finance Officer Position...and procedures are compliant. + Represent the organization to regulatory agencies and other stakeholders on compliance … more
- Truist (Charlotte, NC)
- …additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. Senior Financial Manager role that coordinates ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory / compliance requirements. Take a new perspective on existing… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... + Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. +… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively… more
- Stanford University (Stanford, CA)
- …They will closely partner with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. **_Support for Medical Staff ... Nursing Officer , SMCH + Chief Government Relations Officer , SMCH + Senior Vice President of...CQO. **_Regulatory Affairs_** The individual will actively lead in regulatory compliance with and preparation for reviews… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. Support for Medical Staff ... highest quality of education and care. The Chief Medical Officer / Senior Associated Dean will play a key...safety, patient experience, engagement and wellness, and financial strength. Regulatory Affairs: + Leads regulatory compliance… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Compliance Risk Management Senior Officer for its Tampa, Florida location. Duties: Oversee Anti-Bribery and Corruption (AB&C) ... Identify and escalate risks to the Global Chief AB&C Officer . Direct, develop and execute mechanisms to monitor key...program for the Latam America region. Interact with Regional Senior Management to raise awareness of AB&C trends, emerging… more
- Morgan Stanley (New York, NY)
- …Complex to the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices Provides the coaching and guidance on policies and ... *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for...Complex Risk Officers within the Complex to ensure consistent regulatory and compliance practices * Ensures procedures… more
- Highmark Health (Parkersburg, WV)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Banco Popular Puerto Rico (San Juan, PR)
- Senior Compliance OfficerApply now " Apply now + Apply Now + Start applying with LinkedIn Start + Please wait Date:Mar 25, 2024 Location: San Juan, PR Company: ... senior management any issues. + As the appointed regulatory liaison, independently manage internal and regulatory ...at least 5 years of experience in managing financial compliance regulatory matters. Expertise and knowledge of… more
- Banco Popular Puerto Rico (San Juan, PR)
- Senior Compliance OfficerApply now " Apply now + Apply Now + Start applying with LinkedIn Start + Please wait Date:Apr 13, 2024 Location: San Juan, PR Company: ... execute Risk Assessments process and suite of tools used to measure Regulatory Compliance , Financial Compliance , UDAAP and Fair Lending risk. Essential… more
- Truist (Richmond, VA)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... financial institution 4. Prior supervisory or management experience. 5. Certified Regulatory Compliance Manager (CRCM) **General Description of Available… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... or a combination thereof; experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time… more
- JPMorgan Chase (Tampa, FL)
- …Qualifications, Capabilities, and Skills** + Experience in Fair Lending or other Regulatory Compliance , audit and/or Risk Management + 3 years exposure ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and servicing, as well as familiarity with fair lending regulatory and/or audit best practices. **Job Responsibilities** : In… more