- JPMorgan Chase (Brooklyn, NY)
- …of the Commercial and Investment Bank ("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will ... and maintain oversight of the business execution. The team aligns with Global Sanctions Compliance ("GSC"), a group within GFCC responsible for the oversight… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our...and underlying information + Be responsible for managing the sanctions engineering book of work, and support other domains… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Citigroup (Getzville, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Morgan Stanley (New York, NY)
- …governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance ... Escalation Committee Chairs to identify GFC-related issues to escalate to senior stakeholders from the business/region * Preparing presentations on GFC escalations… more