- Amerant Bank (Tampa, FL)
- …prudent judgment in authorizing overdrafts and uncollected funds.Make presentations to senior management and loan committee.Maintain active contact with client base, ... or denial of credit requests.Review depository activity of clients to insure compliance with BSA.Ensure preventive measures are carried out to fully comply with… more
- JPMorgan Chase (Brooklyn, NY)
- …the of the Commercial and Investment Bank ("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will ... As a Compliance - Regulatory Strategy Lead - Vice President...sanctions regulations administered by Office of Foreign Asset Control (" OFAC ") and applicable non-U.S. sanctions programs. Additionally, this role… more
- Navy Federal Credit Union (Vienna, VA)
- …of laws and regulations related to Bank Secrecy Act, USA Patriot Act, and OFAC . Thorough knowledge of compliance issues, laws and regulations impacting financial ... practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and manage … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …career in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have a high level of appropriate expertise within financial crimes ... risk management and related regulations, guidance, and best practice. The FC Officer I leads in the identification and assessment of risks where appropriate… more
- Federal Reserve System (Philadelphia, PA)
- …the Bank through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law enforcement duties, such ... + Performs all law enforcement activities. Enforces Federal Laws over which officer has jurisdiction. + Protects and safeguards lives, property, and Bank operations.… more
- NBT Bank (Norwich, NY)
- …2.0 SAR Manager. + 5% Other duties as assigned. + 5% Review and verify OFAC compliance reports from FiServ transaction, time, loan, safe deposit and iCIF systems ... Pay Range: $23.78 - $32.00 The Senior Fraud/AML Investigator will work fraud and money...and money laundering cases as assigned by the BSA Officer and Security Officer as well as… more
- SMBC (Sacramento, CA)
- …customers and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals ... and function as a delegate in replacement of a Senior Sanctions Analyst. This position may also provide support... compliance with all regulatory practices outlined by Compliance Department of Americas Division (CPAD), BSA/AML/ OFAC … more
- Federal Reserve System (Philadelphia, PA)
- …for this posting, who can provide you contact information for our ethics officer if necessary. You should review the Bank's Employee Code of Conduct ... (https://www.philadelphiafed.org/-/media/frbp/assets/institutional/careers/Full-Code-of-Conduct-with-Appendices-A-and-B.pdf) to ensure compliance with conflict of interest rules and personal investment… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …of all Compliance requests for NCUA and external auditors Cover the BSA Officer , Compliance Officer , and Fraud and Compliance Specialists as ... leadership, management, and communication skills Experience with BSA and OFAC audits is highly desired BSA, CUCE, and/or related...manual and update materials as needed Serve as the Compliance Resource for special projects assigned by Senior… more
- SMBC (Jersey City, NJ)
- …LMS reports and PowerBI training dashboard for accurate reporting to Head of FCC Compliance , BSA/AML Officer , Senior Management and Head Office + Assist ... employees. **Role Description** SMBC is looking to hire a Compliance Training Vice President who will report to the...The role also provides subject matter advice for all BSA/AML/ OFAC laws, rules and regulations affecting the Bank. **Role… more
- SMBC (Sacramento, CA)
- …Cash Management Services, International Services **GENERAL SUMMARY** Reporting to the BSA Officer , the **Director, Head of FCC Model and Data Governance** will be ... responsible for the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both the… more
- Federal Reserve System (Philadelphia, PA)
- …primarily for positions within the Safety and Soundness (S&S) and Consumer Compliance (CC) Community Reinvestment Act (CRA) business lines in Supervision, Regulation ... organizations of various sizes and complexity. An examiner conducts analyses, assesses compliance with laws and regulations, evaluates consumer compliance and… more
- Federal Reserve System (Philadelphia, PA)
- …congressional staff in the Third District and nationally. * May assist the department officer , senior management, and other staff in the preparation of their ... for this posting, who can provide you contact information for our ethics officer if necessary. You should review the Bank's Employee Code of Conduct… more
- Federal Reserve System (Philadelphia, PA)
- …Ensure that all work occurs in a safe and orderly fashion and in compliance with applicable codes and requirements and reviews the department's processes to ensure ... electrical systems. . Serve as the highest level internal consultant to senior management on maintaining and managing the Bank's electrical system and capital… more
- Federal Reserve System (Philadelphia, PA)
- …safety and soundness of supervised institutions. + Ensure supervised institutions' compliance with relevant laws and regulations. + Facilitate the stability of ... complex and problematic supervisory findings, including required actions to senior management and board of directors. + Analyze IT...who can provide you contact information for our ethics officer if necessary. You should review the Bank's Employee… more
- Federal Reserve System (Philadelphia, PA)
- …cleaning, and analyzing very large data sets. Candidates must be a junior or senior undergraduate student; a graduate student; or recent BA/BS/MS graduate; or a PhD ... this posting, who can provide you contact information for our ethics officer if necessary. You should review the full Code of Conduct… more
- Federal Reserve System (Boston, MA)
- …constituencies. This position is responsible for establishing effective relationships with senior management and the board of directors of State Street and ... and serves as a key member of the department's officer and leadership teams. All Bank officers are expected...background and Patriot Act/ Office of Foreign Assets Control ( OFAC ) watch list checks at least once every five… more
