- Accident Fund Holdings, Inc (New Berlin, WI)
- …including identifying root cause and identifying procedure gaps Additional Responsibilities/Tasks for SENIOR REGULATORY COMPLIANCE ANALYST : Participates ... of regulatory compliance processes throughout the enterprise. Regulatory Compliance Analyst RESPONSIBILITIES/TASKS: Analyzes, researches and reports… more
- Bayview Asset Management (Horsham, PA)
- …SUMMARY: The Junior Compliance Analyst (JCA) is responsible for assisting Senior Regulatory Audit Compliance Analyst (SRACA) with the ... coordination and administration of all federal, state, and agency regulatory audits. The JCA will monitor and track all...compliance with all company, agency, state and federal regulatory guidelines. *Monitor and track all internal and external… more
- IEQ Capital (San Mateo, CA)
- …identifying, and prioritizing key areas of risk and opportunity Assist with regulatory reporting and standard day-to-day compliance needs Clearly and effectively ... mindset Interested and willing to develop expertise in legal, regulatory , and compliance issues in the financial industry Possess excellent interpersonal skills… more
- Blue Cross and Blue Shield of Minnesota (Eagan, MN)
- …at the direction of the Director of Enterprise Ethics, Compliance and Regulatory Affairs or other senior management. Requirements Bachelor’s degree and 5 ... This position will report to the Director of Enterprise Ethics, Compliance and Regulatory Affairs. This position will collaborate with business units across the… more
- OSI Engineering, Inc. (Milpitas, CA)
- Sr. IT Compliance Analyst in Irvine or Milpitas, Ca. Summary As Sr. IT Compliance Analyst you will be responsible for monitoring, managing, and closing ... Technical expertise and experience implementing security controls including SOX compliance Prior experience analyzing and applying regulatory requirements… more
- Brooks Automation (Chelmsford, MA)
- …Responsible for setting policy and coordinating all activities involved in export/import regulatory compliance including, but not limited to, ECCN product ... Interacts with US Customs, Trade Authorities and present to Brooks Automation Senior Management on trade compliance matters. Collaborates with procurement,… more
- River City Bank (Sacramento, CA)
- …policies, procedures, and practices comply with appropriate laws and regulations. The Analyst promotes regulatory compliance by reviewing, evaluating, and ... The Lending Compliance Analyst is responsible for ensuring...and/or revision of appropriate policies and procedures to ensure regulatory compliance . Perform quarterly Fair Lending and… more
- Programmer Resources Intl Inc. (St. Louis, MO)
- …The Information Security Office has an opportunity for a Senior Security Analyst within the Governance, Risk and Compliance organization. In this role you ... policies, standards, and technical guidelines to support business objectives and regulatory compliance . Provide subject matter expertise for policy content,… more
- Madison Davis Group (Fremont, CA)
- …and maintain an inventory of internal controls that are designed to ensure compliance with regulatory requirements. Control Mapping: Map the documented controls ... Determine the applicability of and identify risks related to regulatory requirements based on analysis of the laws and...internal control inventory based on various events such as regulatory changes. Reporting: Provide reporting as it relates to… more
- AgAmerica Lending (Lakeland, FL)
- Cyber Security & Compliance Analyst JOB SUMMARY The Cyber Security & Compliance Analyst will assist with assessing, monitoring and executing a portion of ... training programs for the company. The Cyber Security & Compliance Analyst 's primary responsibility is to be...or Enterprise Risk Management role 3+ years' experience with regulatory compliance and information security management 3+… more
- Independent Financial Partners (IFP) (Tampa, FL)
- Compliance Analyst or Senior Compliance Analyst (PLEASE INCLUDE A COVER LETTER WITH YOUR RESUME) Founded in 2000 by CEO William Hamm, Jr., CFA, ... seeks a Compliance Analyst or Senior Compliance Analyst to join...Form ADV, and others * Review and preparation of regulatory filings required for firms registered with the SEC… more
- Folio Investing (Arlington, VA)
- We are seeking a senior brokerage business analyst for Folio's Product Development and Project Management team (PDPM). We are looking for someone who has ... operations as well as experience as a business systems analyst . As a senior member of this...ensure successful product launches, migrations, customer service training, and regulatory , compliance and legal needs. Manage internal… more
- Hawkins Point Partners (Boston, MA)
- Hawkins Point Partners has an immediate need for a Senior Business Analyst with expertise supporting 21 CFR Regulatory environments. The ideal candidate with ... have a drug manufacturing regulatory and compliance foundation-along with the ability...the ability to facilitate business requirements sessions. Strong Business Analyst skills are a must to support functional and… more
- Agility Partners (Columbus, OH)
- Agility Partners top Retail client is looking to add an IT Business Systems Analyst specializing in compliance to their team. You will be responsible for the ... Information Technology governance and compliance program within the organization. This role will primarily...external auditors Leading the periodic entitlements review processes The analyst will be the primary contact for the IT… more
- Tompkins Mahopac Bank (Brewster, NY)
- Senior Credit Analyst (Commercial banking - credit analyst /loan underwriter) Position Summary: Perform in-depth credit analyses, generally on the more ... in support of risk management and overall safety and soundness and the Bank's compliance with all regulatory requirements; ensures that the unit and all… more
- CGS (Computer Generated Solutions) (New York, NY)
- Senior Cyber Security Analyst About Information Security at CGS Our top-notch Information Security team quickly finds and responds to real time threats. These ... this growing and ever-changing field. About This Role The Sr. Cyber Analyst conducts information security assessments, compliance reviews, incident response and… more
- OmniTRAX, Inc. (Denver, CO)
- …destination is across the city or across the world. OmniTRAX is looking to hire a Senior Business Systems Analyst , GIS to join our dynamic team of employees in a ... fast-growing, fast-paced work environment. POSITION SUMMARY The Senior GIS Systems Analyst supports the OmniTRAX business. They embed with their business… more
- Target (Brooklyn, NY)
- …with our bank partner, and includes the Credit Strategy, Credit Risk Underwriting and Compliance functions.As a Senior Analyst , Compliance Operations, ... Description: Job Posting Title: Sr. Analyst Compliance OperationsJob Number:About Us:Target is...partners, leaders and stakeholders of issues arising in the compliance framework. The Regulatory Compliance … more
- Protective Life (Brentwood, TN)
- The Compliance Analyst II provides compliance assistance to the claims operation team. Duties include but are not limited to the following: Responsible for ... all activities of the Claim Committee as required. Assisting with division compliance training, responding to market conduct issues/requests relating to life and… more
- S-RM - Business Intelligence, Risk Management & Cyber… (Arlington, VA)
- …work on investigations and to develop S-RM's network of contacts. We are seeking a Senior Analyst to join the Central America and North America team within the ... clients worldwide. We help our clients manage a range of operational, regulatory and reputational risks, from money laundering and bribery to security, political… more
