- City National Bank (Los Angeles, CA)
- ** AUDITOR I- BSA/ AML ** **WHAT IS THE...areas where audit responsibilities are assigned. + Assists the Senior Auditor and or Audit Manager in ... data/information and documents audit findings and the conclusions drawn. + Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit… more
- Federal Reserve System (New York, NY)
- …services industry; auditor ; or bank examiner. + Demonstrated knowledge of BSA/ AML and sanctions compliance risk management programs and controls in relation ... and FRS management, legal staff, and policymakers across agencies. **Your role as BSA/ AML Compliance Risk Supervising Examiner:** + Lead large scope supervisory… more
- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML including...banking, capital markets, etc. + Plan, perform, and lead BSA/ AML Compliance and Fraud audits at the ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience in large… more
- Bank of America (Providence, RI)
- … Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Minimum Education ... Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford,...overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for… more
- Bank of America (Dallas, TX)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) _Job Code Summary:_ ... Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina;...the power to make a difference. Join us! The Senior Quantitative Financial Analyst will contribute to the Corporate… more
- Capital One (Plano, TX)
- Plano Town Center (31064), United States of America, Plano, Texas Senior Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit… more
- Capital One (Mclean, VA)
- …(19052), United States of America, McLean, Virginia Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (Hybrid) Capital One's ... Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input… more
- CIBC (Atlanta, GA)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business ... reports, quarterly audit reports, and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to assess the adequacy of… more
- First National Bank of Omaha (NE)
- …possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and ... of assigned audits. The successful candidate is an experienced compliance auditor and/or has banking compliance...**Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management ... Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the… more
- Citigroup (Tampa, FL)
- … Compliance related regulations, risks and typologies; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding of Industry/Regulatory ... internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Citigroup (Irving, TX)
- …internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent ... Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance… more