- T. Rowe Price (Baltimore, MD)
- …requirements, investment strategies and derivative usage, through direct interaction with Compliance , Trading , Investment, and Legal Associates. ROLE SUMMARY: ... and compliance requirements to ensure alignment with strategic priorities, regulatory requirements, and client needs. Crafts straightforward risk management and … more
- Morgan Stanley (Baltimore, MD)
- …to a firm's reputation, resulting from inadequate or failed internal processes, people, systems , or from external events (eg, fraud, legal and compliance risks ... of its business activities, including revenue-generating activities (eg, sales and trading ) and control groups (eg, information technology and trade processing).… more