- CIBC (New York, NY)
- …Legal team in New York, Counsel - US Equity Finance, you will provide transactional and advisory legal services to equity finance businesses in the United States, ... derivatives and prime services. The role will include providing legal and transactional advice in connection with various equity finance, derivatives, and other… more
- Santander US (New York, NY)
- …to prevent or detect insider trading and identify and manage potential transactional conflicts of interest. The VP, Control Room officer is responsible for ... and key compliance issues and actions are taken to mitigate compliance risk . **Responsibilities:** + Maintain the firm's Watch List ("WL") and Restricted Lists… more
- Santander US (New York, NY)
- …system architecture. + Provide regional and global coverage, managing the client's transactional portfolio and taking calculated steps to ensure that the client and ... Santander are not exposed to financial or reputational risk . + On-boarding of new clients and ensuring that...experience working in the Financial Services Industry at a Broker -Dealer in the Middle Office or Operations areas. **Skills… more