- Bank of America (Charlotte, NC)
- …and resolve complex problems * Daily responsibilities of the Compliance Specialist include execution of Insider Trading alerts, helping to identify potential ... which falls under Global Risk Management LOB. The Compliance Surveillance Specialist has intermediate knowledge of insider- trading and the risk it presents… more
- BP Americas, Inc. (Houston, TX)
- …Operational Risk, Portfolio analytics, Resilience, Thought Leadership, Trade discipline and compliance , Trade execution and management, Trading and shipping data ... role is part of the Global Structured Trade Finance team which facilitates BP's trading and shipping (T&S) business growth by partnering with credit, trading and… more
- Bank of America (New York, NY)
- …for improvements. + Identify improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + ... Compliance & Op Risk Manager - EQ/Futures New...alerts and make recommendations for changes. + Assist in transactional data analysis from trading systems and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Approval to Transact team as part of Corporate and ... Investment Banking (CIB) Operations group. As a Lead Institutional Investment Operations Specialist you will assume a leading role in implementation of new policies,… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... Know Your Customer (KYC) onboarding, enhanced due diligence, periodic refresh and transactional due diligence matters >Advise on transactional due diligence with… more