• KYC- AML Operations Manager - Asst…

    Citigroup (San Antonio, TX)
    …executing processes in accordance with Citi compliance policies and overseeing the KYC control environment + Perform program management of existing Business As ... and direction to a team of employees to provide Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory reporting services in coordination with… more
    Citigroup (03/27/24)
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  • Financial Crimes Governance and Program

    Morgan Stanley (Tampa, FL)
    …benefit programs. **Job:** **Wealth Management* **Title:** *Financial Crimes Governance and Program Management, Vice President * **Location:** *Florida-Tampa* ... and project management. *Responsibilities:* The Financial Crimes Governance and Program Management VP will be responsible for...the regulatory and business change and resultant impact on AML /financial crimes risk. The VP will lead… more
    Morgan Stanley (03/21/24)
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  • EDD (Enhanced Due Diligence) Operations…

    Morgan Stanley (Tampa, FL)
    …> Experience with data and trend analysis related to the management of an AML program . > Expertise in managing programs focused on ensuring quality within ... workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *EDD (Enhanced Due Diligence) Operations Vice President * **Location:** *Florida-Tampa* **Requisition ID:**… more
    Morgan Stanley (02/01/24)
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  • Quality Control (KYC) - Assistant…

    Morgan Stanley (New York, NY)
    …Morgan Stanley sponsored benefit programs. #LI-AJ1 **Job:** **Wealth Management* **Title:** *Quality Control (KYC) - Assistant Vice President * **Location:** ... Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license/audit/ control testing certification (is a plus) Morgan… more
    Morgan Stanley (03/20/24)
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  • Vice President , KYC Procedures…

    SMBC (Jersey City, NJ)
    …Compliance Operations Department, the KYC Procedures and Governance Oversight Vice President is responsible for promoting oversight and control within the ... and Oversight Director, the KYC Procedures and Governance Oversight Vice President will assist in promoting overall...budgeting within the KYC team. + Identify and communicate control gaps, risks, proposed improvements. + Provide program more
    SMBC (03/21/24)
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  • Compliance Program Management Vice

    SMBC (Jersey City, NJ)
    …Overview: Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing ... involves collaboration across Compliance Departments and business partners throughout SMBC. The Vice President is a liaison between Fraud Department, business… more
    SMBC (01/25/24)
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  • Assistant Vice President

    Morgan Stanley (New York, NY)
    …retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of Wealth Management and the Morgan Stanley ... Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** *Assistant Vice President : Anti-money Laundering Risk - Enhanced Due… more
    Morgan Stanley (03/19/24)
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  • HYBRID: Global Financial Crimes: US Investigations…

    Morgan Stanley (Baltimore, MD)
    …the right team for you. Your Key Responsibilities: As an experienced Investigations Director/ Vice President in GFC, you will: * Lead suspicious activity ... programs. **Job:** **Other* **Title:** *HYBRID: Global Financial Crimes: US Investigations Director/ Vice President * **Location:** *Maryland-Baltimore* **Requisition ID:**… more
    Morgan Stanley (03/22/24)
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  • Global Financial Crimes - Risk Assessment…

    MUFG (Irving, TX)
    …across functions, countries and branches to support the Global Financial Crimes program and oversee all financial crimes risk assessment activities within the Globe, ... of the annual Global, Americas and US Financial Crimes Risk Assessments for AML , Sanctions, and ABC. + Raising management awareness of issues identified during… more
    MUFG (03/01/24)
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  • Vice President , Corporate Sales

    HSBC (New York, NY)
    …a productive, diverse and supportive working environment. Operational Effectiveness and Control + Drive the continuing development or transformation of MSS operating ... HSBC's strategic goals + Establish and maintain a robust and efficient control environment across MSS to ensure good operational, financial and project management… more
    HSBC (03/19/24)
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  • AVP, Anti-Money Laundering ( AML ) Risk…

    Morgan Stanley (Purchase, NY)
    …news processes for Morgan Stanley. *Responsibilities:* The AML Risk NNS Escalation Team Assistant Vice President (AVP) is a part of the AML Risk NNS ... a working group for review. * Actively identify, measure, control and remediate money laundering and reputational risk issues...* Collaborate with Global Financial Crimes to ensure the BSA/ AML program operates effectively and continues to… more
    Morgan Stanley (03/22/24)
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  • VP , Enterprise Fraud Risk Management

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and experience, to develop and oversee the enterprise fraud risk program and lead Enterprise Financial Crimes Management (FCM)-related programs or processes ... * Develops, reviews, and adjusts the firm's Fraud Risk Management program , systems, and procedures to align with fluctuating regulatory and business… more
    Raymond James Financial, Inc. (03/04/24)
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  • KYC Quality Control Analyst

    SMBC (Jersey City, NJ)
    …guidelines and deadlines. **Qualifications and Skills** + Very strong technical knowledge of AML , Bank Secrecy Act, Foreign Asset Control . + Very strong level ... employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible for performing processes related to… more
    SMBC (02/13/24)
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  • AVP, Assistant Enterprise Risk Manager

    Solvay Bank (Syracuse, NY)
    …Team AVP, Assistant Enterprise Risk Manager Under the general direction of the VP , Enterprise Risk Manager the Assistant Enterprise Risk Manager will provide support ... of team tasks, development and management of the Bank's BSA/ AML /OFAC rules and regulations. This position acts as team...Position Title: Reports To: AVP, Assistant Enterprise Risk Manager VP , Enterprise Risk Manager POSITION SUMMARY: Assist the … more
    Solvay Bank (03/05/24)
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  • Global Financial Crimes - Report and VBA…

    MUFG (Tempe, AZ)
    …Compliance Escalation and Issue Management Standard. Responsibilities: + Support the VP of Global Financial Crimes Issues Management Data Sourcing & Technology ... Testing + Develop an understanding of global Anti-Money Laundering (" AML "), Sanctions and Anti-Bribery & Corruption ("ABC") regulatory regime **Qualifications:**… more
    MUFG (02/16/24)
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