- Tradeweb (New York, NY)
- Tradeweb is seeking a Vice President , SEC Reporting to join our best-in-class SEC Reporting department in New York City. This role will report ... into the Director of SEC Reporting and be responsible for the preparation of the company's quarterly and annual Form 10-Q/K's and quarterly earnings releases and… more
- JPMorgan Chase (Brooklyn, NY)
- Join our dynamic External Reporting team as a Vice President and play a pivotal role in shaping the future of external filings to United States (US) ... various Lines of Business and Corporate functions. As a Vice President in the External Reporting...qualifications, capabilities, and skills:** + Regulatory understanding key (US GAAP/ SEC reporting desirable) **This position is not… more
- Citigroup (O'Fallon, MO)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis, Capital ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis,… more
- Talence Group LLC (St. Helena, CA)
- …the United States, on five continents, and in more than 50 countries worldwide. The Senior Vice President of Accounting, reporting to the CFO, will join the ... and SEC Compliance: + Direct and oversee financial reporting , technical accounting, and SEC reporting processes. + Ensure timely and accurate filing of… more
- Citigroup (Columbus, OH)
- **Job Summary** Financial Reporting AVPs help supervise a team's preparation of monthly, semi-annual and annual reports for mutual funds in accordance with GAAP and ... SEC requirements. Additionally, they oversee the analysis, monitoring, and...increase the team's knowledge + Coordinate fund year-end tax reporting + Identify and/or implement process improvements to reduce… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Vice President in the Risk Controllers - Firmwide Allowance Lead team within ... informed decision making. We are looking for a motivated Vice President to join the Allowance Controllers...partner to stakeholders across the firm, including investor relations, SEC reporting , loss forecasting, controllers, lines of… more
- Morgan Stanley (New York, NY)
- …benefit programs. **Job:** **Compliance* **Title:** *Equity Sales and Trading Compliance Vice President * **Location:** *New York-New York* **Requisition ID:** ... NMS, Reg SHO, Consolidated Audit Trai (CAT), FINRA Rules, trade reporting , best execution, SEC Rules 605/606 reporting , riskless principal. >Communicate with… more
- Sharp Electronics Corporation (Montvale, NJ)
- …to the President of Sharp Home Electronics Company of America (SHCA), the Vice President (VP) of Product Marketing leads and oversees Sharp's US consumer ... expenditures in accordance with delegation of authority rules of SEC and Sharp Corporation. **General** + Serve as a...suppliers. + Host monthly review meetings with the SHCA president , reporting on all aspects of product… more
- JPMorgan Chase (Columbus, OH)
- …W to ensure financial compliance for this business. As a Product Controller, Vice President in JPMorgan Wealth Management Lending, you will support the ... work in a dynamic environment and partner with Firmwide Regulatory Reporting & Analysis (FFRA), SEC Reporting , Consumer and Community Banking Regulatory … more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... assessments for the legal entities they cover (primarily non-U.S. entities). Management reporting of the risk profiles and ongoing evolution thereof will be… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Vice President , you will effectively partner with Line of Business (LOB), ... maintains effective written supervisory procedures. + Assist the team with reporting , metrics, project management and conducting compliance risk assessments. +… more
- Morgan Stanley (New York, NY)
- …**Asset/Investment Management* **Title:** *MSIM Fund Governance - Private Markets - Vice President * **Location:** *New York-New York* **Requisition ID:** ... fund & investor level information from fund administrators supporting various regulatory reporting in all applicable jurisdictions ( SEC , AIFMD, CSSF, CSRC,… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Finance* **Title:** *Investment Management (IM) Finance, Vice President * **Location:** *New York-New York* **Requisition ... team in daily, monthly, and quarterly books and records and reporting responsibilities, including preparing quarterly financial statements, footnotes and Management… more
- JPMorgan Chase (Brooklyn, NY)
- …and Planning and Analysis (P&A). As a Planning and Analysis Earnings/Competitor Analysis Vice President within the Corporate Investment Banking (CIB) Earnings & ... creation and validation of the CIB sections in the 10K/Q in partnership with SEC reporting as well as the Proxy Statement and CEO letters of the Annual Report… more
- Amentum (Chantilly, VA)
- …across defense, security and intelligence, energy and environmental cleanup. The **Senior Vice President , Investor Relations** reporting to the Chief ... institutional investors, analysts, and other stakeholders. + In-depth knowledge of SEC regulations and compliance requirements. + Strategic thinker with the ability… more
- FleishmanHillard (New York, NY)
- …biggest brands has an immediate opening for a hands-on, self-starting Senior Vice President with a background in corporate communications, investor relations, ... messaging for significant M&A activities. + Work with External Reporting team and IR to develop Q&A to address...Q&A to address any issues that might arise from SEC filings. **Qualifications** + 12+ years of integrated investor… more
- Hold Brothers (New York, NY)
- …a self-clearing broker-dealer. + Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as ... and serve as a member of our executive team. Reporting to the CEO, this role is responsible for...and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC… more
- MUFG (Tempe, AZ)
- …execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establishes direction ... Provide constructive input to Audit & Finance Committee and Management reporting . **Education and Licensure:** A Bachelor's degree, preferably in Accounting,… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing brokerage-related transactions originating from trading desks in ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
- JPMorgan Chase (Los Angeles, CA)
- …market action when necessary to resolve the error, and completing the error reporting and then assigning responsibilities for the errors as necessary + Review client ... professional preferred + Possess an advanced knowledge of FINRA, MSRB and SEC rules and regulations + Experience working in an environment alongside Advisors… more