- Truist (Atlanta, GA)
- …the following job description:** Serve as a specialized business risk advisor for Wealth Brokerage and primary escalation point for risk, compliance and ... supervisory issues impacting Wealth Brokerage . Engage with ...of banking or relevant experience 3. 15 years of financial services compliance, risk or supervisory experience… more
- Truist (Atlanta, GA)
- …2. 12 years of banking or relevant experience 3. 12 years of financial services compliance, risk or supervisory experience 4. Regulatory credentials: FINRA ... equivalent education and related training 2. Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Truist (Atlanta, GA)
- …of Retail Brokerage experience in supervision or compliance 2. National Financial Services platform 3. Salesforce experience 4. Multilingual is strongly ... job description:** The Central Supervisor 2 will work closely with Truist Financial Advisors, CSAs, Regional Support Managers and Regional Directors and other… more
- US Bank (Atlanta, GA)
- …, and Investment Products team has audit responsibilities for asset management, brokerage services , personal trust services , institutional investment ... (IIA) Standards and the common definition of internal controls. + Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance,… more
- Truist (Atlanta, GA)
- …of an enterprise sponsored Leadership Development Program Banking or financial services experience, with an emphasis on the Brokerage & Private Banking ... serving as a subject-matter expert for various bank and Wealth systems, products, services and processes. Participates...+ Three years of experience in analytical role within financial services industry or other related business,… more
- Morgan Stanley (Alpharetta, GA)
- … reporting, brokerage , licensing, consulting, confidentiality, and other financial services business agreements Work collaboratively with colleagues in ... part of a team Preferred: - Representation of or in-house experience with a financial services company or SAAS technology offerings - Experience with legal… more
- Morgan Stanley (Alpharetta, GA)
- …*Required Qualifications*:** * Bachelor's degree or equivalent * 1-3 years ofrelevant financial services or brokerage sales experience preferred * ... *Why Morgan Stanley*: Morgan Stanley is a leading global financial services firm providing a wide range...wide range of investment banking, securities, investment management and wealth management services . The Firm's employees serve… more
- Morgan Stanley (Alpharetta, GA)
- … and life goals. Our offering includes brokerage and investment advisory services , financial and wealth planning, access to credit and lending, ... always do so with a standard of excellence. We are a leading global financial services firm that conducts its business through three principal business segments.… more
- Wells Fargo (Atlanta, GA)
- …mortgage, investments, brokerage , or private banking + Experience recommending financial services products and services + Successfully completed ... then partner closely with peers in Business Banking Advisory Services , Mortgage and Wealth and Investment Management...license(s) + 3+ years of experience in a licensed financial services position + Customer service… more
- Zurich NA (Atlanta, GA)
- …real importance on our people's wellbeing from a physical, mental, social, and financial perspective. We work with our wellbeing partners and industry experts to ... provide the best advice and access to a wealth of lifestyle support. We're also committed to continuous...role will support the growth of our climate related services in North America. This is a remote work… more
- Insight Global (Alpharetta, GA)
- Job Description A global Financial Services client is looking for an Application Support Engineer to join their team in Alpharetta, GA in a hybrid onsite model ... office). This person will be joining the Technology team supporting the organization's Wealth Management products, platforms and services , they will be aligned… more