- Fidelity TalentSource LLC (Newport Beach, CA)
- Job Description: Wealth Management Planning ConsultantFor you, client interactions aren t just transactions. They re relationships that need to be nurtured. Our ... with our clients and that's a key component to the role of the Wealth Management Planning Consultant. The Expertise We re Looking ForFINRA Series 7 & 63… more
- Fidelity TalentSource LLC (New York, NY)
- …& 65 and Life Insurance licenses are requiredFive or more years of customer service experience in the Financial Services industryBachelor s Degree preferred ... preparation discussions with clients How Your Work Impacts the OrganizationPrivate Wealth Management brings financial strategies across retirement, investment,… more
- WSFS Bank (Berwyn, PA)
- …influence for wealth management services including investment management, financial planning, Trust and brokerage servicesCall on prospective clients, as ... the people, businesses, and Communities we serveWe Stand For Service (R) is more than part of our name, it's...in all Private Banking and wealth management services including credit, risk management, investments, financial … more
- Amerantbank (Miami, FL)
- …book of business of clients in the Intl and domestic market for investment services . The Financial Advisors (FA-IC I) maintains a highly dedicated professional ... and Procedures.Responsibilities:FA-IC I are high level professionals with experience in Finance/ financial markets. They deliver personalized services to often… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …team accountable for financial accounting and controllership to Fidelity s Brokerage and Wealth legal entities. \u00A0You will have responsibility over ... Job Description:The RoleThe Manager on the Fidelity Brokerage and Wealth Corporate Accounting &...s degree in Accounting preferred5+ years of relevant experience. Financial services experience a plusAbility to lead,… more
- Fidelity TalentSource LLC (Boston, MA)
- …that support business units that span the Fidelity enterprise (Fidelity Wealth , Fidelity Brokerage , Workplace Investing, Fidelity Institutional, Asset ... Job Description:SHARED SERVICE SEARCH & FINDABILITY Interested in joining a...divisions of Fidelity, including but not limited to Fidelity Wealth (Retail), Fidelity Brokerage (Retail), Workplace Investing,… more
- Dexian - DISYS (Chicago, IL)
- …and businesses including: Futures and Options & OTC Cleared (F&O)Prime Brokerage (PB)Global Wealth & Investment Management (GWIM)OTC Bi-lateral Derivatives ... involving but not limited to the following teams: Clearing / Operations, Client Services , Finance, Commissions / Fees, Risk, Brokerage , Client Money, Transaction… more
- Fidelity TalentSource LLC (Boston, MA)
- …or equivalent business, strategy, or analytical background.Ideal candidate has experience in financial services , particularly in wealth and asset management ... effectively interacting with and influencing senior management The TeamFidelity Institutional Wealth Management Services (FIWMS) offers wealth management… more
- Fidelity TalentSource LLC (Durham, NC)
- …provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all ... role, you will work directly with product teams across the retail investing space ( brokerage accounts, managed services , banking services , etc) and the… more
- Fidelity TalentSource LLC (Boston, MA)
- …the in Human Resources with direct experience in the financial services industry ( brokerage , wealth management, investments, etc.)The position requires ... capability assessment, competitor intelligence, customer research, product assessment, and financial analysis/modeling to execute against the top priorities.Leading the… more
- Fidelity TalentSource LLC (Durham, NC)
- …role, you will work directly with product teams across the retail investing space ( brokerage accounts, managed services , banking services , etc) and the ... Payment Exchange protocol and messaging formatProficient in Cloud Architecture, Services , and PatternsExperience in DevSecOps and authoring CI/CD automationDeep… more
- Fidelity TalentSource LLC (Westlake, TX)
- …as Legal Counsel, Broker-Dealer Regulation. This role focuses on groundbreaking digital financial services offerings from Fidelity s retail broker-dealers. You ... will support ongoing broker-dealer operations, providing analysis of applicable financial services related-law, rules, and regulations, including FINRA Rules,… more
- Truist (Richmond, VA)
- …the following job description:** Serve as a specialized business risk advisor for Wealth Brokerage and primary escalation point for risk, compliance and ... supervisory issues impacting Wealth Brokerage . Engage with ...of banking or relevant experience 3. 15 years of financial services compliance, risk or supervisory experience… more
- Truist (Atlanta, GA)
- …2. 12 years of banking or relevant experience 3. 12 years of financial services compliance, risk or supervisory experience 4. Regulatory credentials: FINRA ... equivalent education and related training 2. Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Manulife (Boston, MA)
- We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our ... Manulife Financial Corporation is a leading international financial services group that helps people make...as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset… more
- Truist (Nashville, TN)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- Wells Fargo (San Jose, CA)
- **About this role:** Wells Fargo is seeking a Next Gen Financial Advisor - Wealth Brokerage Services , as part of Wealth and Investment Management. ... training program for meeting personal, professional, and organizational client service and financial goals within the ...Series 7 and 66 (or FINRA recognized equivalents) + Financial services experience + Client services… more
- JPMorgan Chase (New York, NY)
- …institution, government agency, regulator and/or self-regulatory organization with demonstrated financial services experience. + Experience in broker-dealer ... contributor, driving product development and providing valuable regulatory insight. As the Wealth Management, Financial Products and Regulatory Attorney - Vice… more
- Zions Bancorporation (Salt Lake City, UT)
- …plus + 4-6+ years of experience leading service or operational teams at a wealth management or brokerage firm + Required licensing, FINRA Series 7 & 66 ... Zions Bancorporation is one of the nation's premier financial services companies operating as a...Manager will oversee and ensure the delivery of top-quality service to Wealth Advisors and their high-net-worth… more
- Charles Schwab (New York, NY)
- …they can help themselves, and our clients, create a better future. Schwab Private Wealth Services (SPWS) is a complimentary branded program for ultra-high net ... times, and a dedicated Senior Banker. The Schwab Private Wealth Services team is seeking a highly...The successful candidate will build trusting relationships with SPWS Wealth Consultants and local Financial Consultants, and… more
