- Truist (Richmond, VA)
- …the following job description:** Serve as a specialized business risk advisor for Wealth Brokerage and primary escalation point for risk, compliance and ... supervisory issues impacting Wealth Brokerage . Engage with ...of banking or relevant experience 3. 15 years of financial services compliance, risk or supervisory experience… more
- Truist (Atlanta, GA)
- …2. 12 years of banking or relevant experience 3. 12 years of financial services compliance, risk or supervisory experience 4. Regulatory credentials: FINRA ... equivalent education and related training 2. Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Truist (Nashville, TN)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- JPMorgan Chase (New York, NY)
- …institution, government agency, regulator and/or self-regulatory organization with demonstrated financial services experience. + Experience in broker-dealer ... contributor, driving product development and providing valuable regulatory insight. As the Wealth Management, Financial Products and Regulatory Attorney - Vice… more
- HSBC (New York, NY)
- …and banking and brokerage products + Experience working in the financial services industry + Ability to build relationships and identify opportunities ... service and support activities for both banking and wealth products, as well as in the day to...role: + Strong understanding of the brokerage and banking industry, trading opportunities… more
- Zions Bancorporation (Salt Lake City, UT)
- …plus + 4-6+ years of experience leading service or operational teams at a wealth management or brokerage firm + Required licensing, FINRA Series 7 & 66 ... Zions Bancorporation is one of the nation's premier financial services companies operating as a...Manager will oversee and ensure the delivery of top-quality service to Wealth Advisors and their high-net-worth… more
- Charles Schwab (New York, NY)
- …they can help themselves, and our clients, create a better future. Schwab Private Wealth Services (SPWS) is a complimentary branded program for ultra-high net ... times, and a dedicated Senior Banker. The Schwab Private Wealth Services team is seeking a highly...The successful candidate will build trusting relationships with SPWS Wealth Consultants and local Financial Consultants, and… more
- Morgan Stanley (Purchase, NY)
- …is often the first point of contact with clients on a broad array of services related to account servicing, financial plans and investment portfolios. Under the ... direction of the Financial Advisor / Private Wealth Advisor, this...streamline and enhance a client experience that emphasizes value, service and attention to detail * Thoroughly understands and… more
- HSBC (New York, NY)
- …and banking and brokerage products + Experience working in the financial services industry + Ability to build relationships and identify opportunities ... service and support activities for both banking and wealth products, as well as in the day to...position. + Strong understanding of the brokerage and banking industry, trading opportunities… more
- Guardian Life (Bethlehem, PA)
- … skills, be highly engaged and looking for an opportunity to build a career with our financial services and wealth management team. . **You have** + 3+ years ... Life! Our Customer Service Specialists are responsible for providing support to financial professionals and Clients via inbound calls to our Service Desk… more
- Citigroup (Los Angeles, CA)
- …a financial advisory capacity . Experience in a proactive, successful sales and service role in the financial services industry . Strong analytical and ... Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and...experience **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** **Primary Location:**… more
- Morgan Stanley (Philadelphia, PA)
- …clients by understanding their investment objectives and working in partnership with the Financial Advisor / Private Wealth Advisor to deliver solutions. *DUTIES ... guidance and input from senior team members * Assists Financial Advisors / Private Wealth Advisors in...Works with clients on the execution of orders in Brokerage and Advisory accounts * Assists clients with market… more
- Citigroup (New York, NY)
- …, including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services , and wealth management. Our core ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic...effective risk coverage.** **Review and assess new products and services in Wealth for inherent AML risk… more
- JPMorgan Chase (Jersey City, NJ)
- …and Capabilities:** + 5+ years of experience working with advisors within the financial services industry + Strong verbal and written communication skills + ... JP Morgan Asset & Wealth Management, with client assets of $2.8 trillion,...individual investors, the business also provides retirement products and services , brokerage and banking services … more
- Morgan Stanley (Baltimore, MD)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... call/ service center support, and delivery of products and services - Participating in strategic compliance initiatives, including collaborating with other… more
- JPMorgan Chase (Westerville, OH)
- …+ Bachelor's degree preferred or equivalent experience + 2 years of relevant financial services or brokerage experience + Flexibility, self-motivation, coach ... when assisting our internal and external clients with their brokerage accounts, to help them reach their financial...vs. five 8 hour days). Chase is a leading financial services firm, helping nearly half of… more
- Charles Schwab (Westlake, TX)
- …with a 120-day COE) + Minimum 2 year of experience in the financial services industry working directly with clients **Preferred Qualifications:** + Experience ... the finance industry together. _** As a Sr. Specialist, Service Associate in our Centralized Service &...will be joining a team that supports our Schwab Wealth Advisory clients. On this client-facing, in-bound phone team,… more
- JPMorgan Chase (New York, NY)
- …market funds. For individual investors, the business also provides retirement products and services , brokerage and banking services including trusts and ... Management in a client facing role with a background in Investor Relations/Client Services and a focus on Wealth Management distribution of Alternative products… more
- JPMorgan Chase (New York, NY)
- …market funds. For individual investors, the business also provides retirement products and services , brokerage and banking services including trusts and ... this role you will be fostering relationships with third-party service providers and supporting Wealth Management Client...client facing role with a background in Investor Relations/Client Services and a focus on Wealth Management… more
- JPMorgan Chase (New York, NY)
- …outcomes **Required qualifications, capabilities, and skills** + 5+ years of experience in financial services with experience in wealth management in ... for our customers. As part of **The JP Morgan Wealth Management Acquisitions & Workplace strategies** organization, you will...and fast paced team environment Chase is a leading financial services firm, helping nearly half of… more