- Morgan Stanley (New York, NY)
- …services firm providing a wide range of investment banking, securities, investment management and wealth management services. Morgan Stanley provides ... within the Firm by leading the development and implementation of the Firm's Legal Entity Strategy, with opportunities for exposure to senior leaders across… more
- Truist (Atlanta, GA)
- …sales, presentation and relationship management skills previously demonstrated in wealth management in the high net worth marketplace * Excellent ... and new business development for SEG personal and business entity clients who derive their wealth from...Mission and Values * Executes and operates within Truist Wealth established processes and procedures regarding legal ,… more
- Charles Schwab (Westlake, TX)
- …& Advice Solutions business unit (WAS) was created to transform lives through accessible wealth management for every stage of the client's journey and brings ... across Schwab under one enterprise to deepen client relationships and serve the wealth management needs of retail, registered investment advisers, and employer… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...highest quality work delivered timely and appropriately focusing on legal entity and geography requirements. Supervision includes:… more
- Truist (Atlanta, GA)
- …including knowledge of Beneficial Ownership and Control Persons 2. International Wealth Management Subject Matter Expert reviewing international accounts ... entity structuring, assessing risk, analyzing source of funds and wealth , familiarity with NRA requirements and engagement with international clients 2. Review… more
- Citigroup (Tampa, FL)
- …approach + Manage audit activities for a component of a product line, function, or legal entity at the regional or country level + Leverage a comprehensive ... application + Effective verbal, written and negotiation skills + Effective project management skills + Effective influencing and relationship management skills +… more
- Citigroup (Tampa, FL)
- As part of the Citi Global Wealth ("CGW") Legal department, the Senior Counsel will primarily be engaged in providing broad-based advice on various issues and ... will be integral to the global Banking & Lending Legal team, involving a wide range of transactional work...work in connection with lending to individuals and various entity types across Lending and focused business-critical initiatives. The… more
- M&T Bank (Williamsport, PA)
- …to offer securities, advisory and insurance services and is not a separate legal entity . **Education and Experience** **Required:** Combined minimum of 8 years' ... If assigned to Wealth office and/or Business Banking, increase assets under management and develop and grow Affluent Market penetration into the high net worth… more
- Citigroup (Tampa, FL)
- …product and function coverage teams to develop and apply CRM program solutions that meet legal entity , business and product needs in a manner consistent with the ... Bank Regulatory compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,… more
- M&T Bank (North Andover, MA)
- …to offer securities, advisory and insurance services and is not a separate legal entity . + This position delivers individualized needs-based investment and ... Banking. Works with Investment Advisors, Fiduciary Advisors, Community partners, Wealth /WISD and Mortgage to deliver advice-based solutions and alternative… more
- Robert Half Finance & Accounting (Chicago, IL)
- …our growing team. In this vital role, you will provide support to our Wealth Management Team and our investors, ensuring smooth coordination of processes for ... service and risk mitigation. + Work closely with our Wealth Management Team to satisfy AML/KYC requirements...and/or hedge funds. + Familiarity with trust, estate, and legal entity structures. + Know Your Client… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... and records, and by contributing to firm wide risk management and risk reduction. Finance plays a critical role...evolve with the increase focus in Funding, Capital and Legal Entity Governance at Business and Product… more
- The Overlook (Charlton, MA)
- …programs under Overlook and managed communities, in coordination with CEO and business entity leaders. + Direct coordination of any food & beverage consultants and ... other related third parties, in conjunction with Chief Operating Officer & business entity leaders . + Conducts menu tastings to ensure alignment with company… more
- MassMutual (Boston, MA)
- …actual results, forecast implications and strategic decision making. This work considers legal entity structures, distribution channel and product results as ... reporting, tax, policy and controls, cash operations, corporate finance data and systems management as well as wealth management finance activities. We… more
- Federal Reserve System (Richmond, VA)
- …to grow and a wide range of benefits and perks that support your health and wealth . It's all part of what makes #MyRichmondFed a great place to work! **About the ... Opportunity** The Credit Risk Management and Reserves (CRMR) unit within the Supervision, Regulation...risk and lending activities + Build knowledge of policies, legal requirements, business standards, and related practices for payment… more
- CIBC (Chicago, IL)
- …CIBC US provides tailored commercial and commercial real estate banking, private wealth management , personal and small business financial solutions, as well ... coast to coast. To be the best-in-class, commercial and wealth management financial institution in the United...of monthly audit reports, quarterly audit reports, and ongoing legal entity reports to key stakeholders. The… more
- CIBC (New York, NY)
- …CIBC US provides tailored commercial and commercial real estate banking, private wealth management , personal and small business financial solutions, as well ... coast to coast. To be the best-in-class, commercial and wealth management financial institution in the United...of monthly audit reports, quarterly audit reports, and ongoing legal entity reports to key stakeholders. The… more
- Robert Half Finance & Accounting (Southfield, MI)
- …their mission to enrich lives and make a meaningful impact in the world of wealth management . Apply today and become an integral part of their collaborative and ... and individuals by alleviating the administrative burdens associated with managing their wealth . Reporting directly to the Director of Family Office, you'll have the… more
- Citigroup (New York, NY)
- As part of the Citi Global Wealth ("CGW") Legal department, the Senior Lead Counsel I will primarily be engaged in providing broad-based advice on various issues ... will be integral to the global Banking & Lending Legal team, involving a wide range of transactional work,...regulations) in connection with lending to individuals and various entity types across several product areas (including margin lending,… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... and records, and by contributing to firm wide risk management and risk reduction. This division maintains relationships with...on proposed structures and transactions. > Work with various Legal Entity Controllers on legal … more