- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Morgan Stanley (New York, NY)
- …balances personal lifestyles, perspectives and needs is an important part of our culture. Wealth Management and US Banks Risk is responsible for identifying, ... WM's and US Banks' risk appetite and governance framework The First Line Wealth Management Team is looking for an innovative, driven senior executive to join… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. The...Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management Risk (hereinto… more
- Citigroup (New York, NY)
- …with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management and ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- Truist (New York, NY)
- …procedures 4. Demonstrate strong all around product knowledge, deposits, loan products, wealth management , treasury services, operating systems unique to line of ... Provides client and advisor support to a team of Wealth , Legal Specialty or Medical Specialty Group advisors managing...management , and triage and delegate client and advisor operational requests to a virtual team. ESSENTIAL DUTIES AND… more
- Truist (New York, NY)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance...* 8 or more years of sales and client management experience in Wealth Management … more
- JPMorgan Chase (Mamaroneck, NY)
- …As a Private Client Investment Associate in JP Morgan Wealth Management , you will provide client service, operational marketing and administrative support ... to Private Client Advisors within Wealth Management . **Job responsibilities** + Support Advisors...timely and accurate performance reports + Actively engage in Risk Management ; including Know Your Customer procedures,… more
- JPMorgan Chase (Queens, NY)
- …offer the best investment solutions to meet their financial needs. As a Market Director of Wealth in JP Morgan Wealth Management , you will create a culture ... those just starting to save to those with significant wealth . **Job responsibilities** + Have a passion for our...promote Advisors + Drive integration with partners from Branch Management , Business Banking and Home Lending to give our… more
- M&T Bank (New York, NY)
- …Consults and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary ... ensure client goals and objectives are achieved. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more
- JPMorgan Chase (White Plains, NY)
- …and administrative support to primarily Private Client Advisor(s) within JP Morgan Wealth Management **Job responsibilities** + Aid the Advisor(s) by building ... Help identify cross Line of Business partnership opportunities + Actively engage in Risk Management ; including Know Your Customer procedures, Account Reviews and… more
- Bank of America (New York, NY)
- Wealth Management Client Associate New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through...leading with a client first mindset **Skills:** + Account Management + Client Management + Customer and… more
- M&T Bank (New York, NY)
- …Consults and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary ... ensure client goals and objectives are achieved. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more
- US Bank (New York, NY)
- …CAS brings a systemic approach to evaluate and improve the effectiveness of risk management , control, and governance processes. Our comprehensive scope of ... the company, making us a valuable resource to executive management as they work to accomplish overall goals and...timely and accurate information about the company's many strategic, operational , financial and compliance risks as well as assurance… more
- HSBC (New York, NY)
- … Management to drive client growth. Ensure compliance and actively manage operational risk in accordance with HSBC and regulatory standards and policies. ... the Digital Account Opening, International Banking Center (IBC), Direct Relationship, and Wealth Center teams to ensure proper focus on strategy and deliverables. In… more
- Manulife (New York, NY)
- …with our Winning Team today. **Working Arrangement** Hybrid **Job Description** The Manager, Operational Risk Management of Manulife/John Hancock Investment ... Markets/ GA, will be responsible for assisting the Director, Operational Risk Management of Manulife...activities within the Private Markets division of the Global Wealth and Asset Management segment and the… more
- Tradeweb (New York, NY)
- …is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a ... healthy and robust risk culture throughout the firm. The Operational ...technology. The successful candidate will support and operationalize the Risk Management Framework program elements (eg, … more
- Citigroup (New York, NY)
- …front line teams across client segments. This role will report to the Head of Wealth Controls and Enterprise Risk Management . **Key Accountabilities** + Lead ... spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer... Wealth . + Support enhancements to the Material Risk Inventory process for operational , compliance and… more
- Morgan Stanley (New York, NY)
- …risks. Background on the Position The role will reside within the Wealth Management (WM) and US Banks Risk Department, which provides enterprise risk ... Risk initiatives as well as the day-to-day operation of the Wealth Management and US Banks Risk Department. Primary Responsibilities: The role offers… more
- Morgan Stanley (New York, NY)
- …and other risks. Background on the Position The position will reside within FRM's Wealth Management Credit Risk division responsible for the underwriting & ... Firm Risk Management (FRM) supports Morgan Stanley...Firm Risk Management (FRM) supports Morgan Stanley to achieve its...**Job:** **Credit Risk * **Title:** *Vice President, Credit Risk ( Risk Management )* **Location:** *New… more
- Capco, a Wipro Company (New York, NY)
- …+ Experience working for a management consulting firm required + Experience with operational risk /non-financial risk at a large US or top global bank ... for leading clients across financial services-including investment banking, retail banking, wealth /asset management , and insurance clients. Capco FRC is a… more