• Wells Fargo (St. Louis, MO)
    … and/or Wells Fargo Investment Institute, including compliance with the Regulatory Compliance Risk Management Policy and Procedures as well as the Independent ... begins with outstanding talent. It all begins with you. Wealth and Investment Management (WIM) businesses build...Required Qualifications 2+ years of experience in compliance, operational risk management (includes audit, legal, credit … more
    PandaLogic (10/02/19)
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  • Chubb (New York, NY)
    … engineering and consultative based reporting services after each visit. As a Risk Consultant you will be entrusted with immediate authority, work autonomously, ... are designed to help limit threats to the personal wealth and well-being of our high net worth customers...* An ability to develop and deliver strategic, tailored risk management solutions * Project management more
    PandaLogic (10/19/19)
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  • Wells Fargo (Charlotte, NC)
    …organization Other Desired Qualifications Working knowledge of Wealth and Investment Management businesses or risk management routines Experience with ... begins with outstanding talent. It all begins with you. Wealth and Investment Management (WIM) businesses build...Required Qualifications 6+ years of experience in compliance, operational risk management (includes audit, legal, credit … more
    PandaLogic (10/16/19)
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  • Point B (San Francisco, CA)
    …financial services landscape; eg, retail banking, payments/cards, asset management , insurance, wealth management , risk management and/or regulatory ... Job Description Management Consulting has been the foundation of Point...and technical areas, key-initiative development and project or program management of transformative initiatives, business development and people development… more
    Neuvoo (10/17/19)
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  • M&T Bank (Harrisburg, PA)
    …relationships and expanding existing relationships. Accountable for the overall relationship management of the client. Responsible for delivering of the full ... a team of experts. Primary Responsibilities: Acts as a key consultant to clients, developing, and implementing solutions. Anticipates and identifies opportunities… more
    Neuvoo (10/14/19)
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  • Wells Fargo (St. Louis, MO)
    …and enhancements. Wells Fargo Compliance is the company's compliance independent risk management function, providing company-wide leadership, standards, support, ... and will be the primary point of contact for Wealth and Investment Management (WIM) and Enterprise...company, and gives advice, guidance, and support for compliance risk management activities across the enterprise. Required… more
    PandaLogic (10/16/19)
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  • Wells Fargo (Des Moines, IA)
    …with Wells Fargo Required Qualifications 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk , market ... in one or a combination of the following: additional compliance, additional operational risk management , IT systems security, business process management or… more
    PandaLogic (10/16/19)
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  • Marsh & McLennan Companies (Waco, TX)
    …in Phoenix, Minneapolis, Atlanta and Washington DC. The Senior Government Pharmacy Consultant will lead the accurate and timely data and financial analysis on ... projects. Additional responsibilities include new and expanded business development, management and mentorship of junior staff and intellectual capital development.… more
    Marsh & McLennan Companies (10/08/19)
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  • Marsh & McLennan Companies (Waco, TX)
    …four offices in Phoenix, Minneapolis, Atlanta and Washington DC. The Senior Government Consultant will lead the accurate and timely data and financial analysis on ... projects. Additional responsibilities include new and expanded business development, management and mentorship of junior staff and intellectual capital development.… more
    Marsh & McLennan Companies (10/02/19)
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  • Evalueserve (Raleigh, NC)
    …New York, New York Job Description: Candidate will be working on the Global Risk Management team that supports both Investment Bank Research and Evidence Lab ... of the "first line of defence". Having a dedicated Risk Management team is considered a critical...of data privacy requirements / GDPR especially in a wealth management / brokerage environment. Good judgment,… more
    Neuvoo (10/14/19)
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  • retirement unlimited (Omaha, NE)
    …today. We are building an all-star team!Job This is a sales, financial planning/ wealth management position. The successful candidate will work in a ... aptitude and experience is requiredMinimum 3 years of client-facing tax, wealth management or financial planning experienceBachelor's or Master's DegreeExcellent… more
    JobToMe (10/19/19)
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  • D Bryant Retirement Strategies (Omaha, NE)
    …today. We are building an all-star team!Job SummaryThis is a sales, financial planning/ wealth management position. The successful candidate will work in a ... preferredSales aptitude and experience is requiredMinimum 3 years of client-facing tax, wealth management or financial planning experienceBachelorA cents € (TM)… more
    JobDiagnosis (10/17/19)
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  • Lenox Advisors (New York, NY)
    …across the wealth management spectrum including insurance, asset management , risk management , estate planning, retirement planning, children's ... Who we are: Lenox Advisors is a premier wealth and insurance advisory firm providing solutions for...FINRA licensing including Series 6 or Series 7, Series 63.PandoLogic. Keywords: Insurance Consultant , Location: New York, NY -… more
    PandaLogic (10/13/19)
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  • M Financial Holdings Incorporated (TN)
    …complaints, as needed, and assist in resolution of issues . Train and mentor risk management team members on effective interaction techniques with Member Firms ... teams, and Member Firm staff . Act as a consultant to Member Firms, coaching and advising on compliance...Financial Group, vendors, M Team members, senior M Financial management and Wealth Solutions Advisory Committee, as… more
    M Financial Holdings Incorporated (10/10/19)
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  • Sr. Wealth Management Risk

    Umpqua Bank (Portland, OR)
    In this role, you will be responsible for providing risk - management support and consultation primarily to the Wealth Management Group, as well as other ... areas of the company as needed. You will apply the Bank's Enterprise Risk Management Standards, as well as other governance programs to ensure compliance with… more
    Umpqua Bank (08/06/19)
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  • Operational Risk Consultant 4…

    Wells Fargo (West Des Moines, IA)
    … Policy o Customer Harm Assessment Policy for Sales Practices o Ethics Risk Management and Oversight Methodology o Speak up and Non-retaliation Policy ... begins with outstanding talent. It all begins with you. * Wealth and Investment Management (WIM)* businesses build...Qualifications: * 6+ years of experience in compliance, operational risk management (includes audit, legal, credit … more
    Wells Fargo (10/19/19)
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  • Compliance Consultant 3 - Wealth

    Wells Fargo (St. Louis, MO)
    … and/or Wells Fargo Investment Institute, including compliance with the Regulatory Compliance Risk Management Policy and Procedures as well as the Independent ... begins with outstanding talent. It all begins with you. Wealth and Investment Management (WIM) businesses build...Qualifications: * 2+ years of experience in compliance, operational risk management (includes audit, legal, credit … more
    Wells Fargo (10/02/19)
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  • Compliance Consultant 3 - Wealth

    Wells Fargo (St. Louis, MO)
    …regulatory requirements and corporate policies, including compliance with the Regulatory Compliance Risk Management Policy and Procedures as well as the ... with Wells Fargo. Required Qualifications: * 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk , market … more
    Wells Fargo (10/09/19)
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  • South Central Private Wealth

    State Street (Austin, TX)
    ## **South Central Private Wealth Management Regional Consultant ** We are currently hiring for an external wholesaling role within State Street Global ... build relationships with top financial advisors in the Private Wealth Management Channel as well as provide...internal peers on the team. * You will deliver risk excellence and comply with the sales supervision culture… more
    State Street (09/11/19)
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  • Sr. Consultant /Manager, Investment…

    Deloitte (Chicago, IL)
    …have served in senior legal, regulatory and compliance roles at leading investment management and wealth management organizations, regulatory bodies and law ... oversight and reporting activities + Assist with developing a risk management framework to identify, measure, monitor,...+ Knowledge of various investment business models such as wealth management , asset management , retail… more
    Deloitte (08/01/19)
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