- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- M&T Bank (Buffalo, NY)
- …+ Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology and professional standards ... while ensuring timely completion. + Plan and execute other assurance activities (including continuous auditing, product delivery assessments, validation procedures, investigations, and retrospective reviews) utilizing modernized assurance methodologies, tools,… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Capital One (Mclean, VA)
- Audit Manager, FCC/ AML Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's ... **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- KeyBank (NY)
- …products, and functional activities. In this role, the Sr. Data Analyst - BSA/ AML /Fraud Testing and Analytics, serves in the critical role of execution of testing ... testing, and analytics evaluation by focusing on current, high impact BSA/ AML , OFAC, Fraud-related compliance risks, and assessment of control effectiveness through… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using ... and services offered by Walmart, specifically within the applicable Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) laws, rules, and regulations and other… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas of expertise assigned.… more
- Robert Half Finance & Accounting (Edison, NJ)
- …+ hybrid A well know commercial bank located in Edison seeks a Staff Internal Auditor with three plus years of bank audit experience. The auditor can come ... with banking clients or from another bank. The Staff Auditor will have the ability to work from home...Review Sarbanes-Oxley testing . Asset liability management audits, BSA, AML , etc. . Involvement in making presentation to the… more
- CIBC (Chicago, IL)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business units on the design, ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to assess the adequacy of controls and develop… more
- Charles Schwab (Austin, TX)
- …The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Discover (Riverwoods, IL)
- …or related experience** **Certified Public Accountant (CPA)** **Other: CAMS ( AML )** **Physical and Cognitive Requirements** **The physical requirements described ... here are representative of those that must be met by an employee to successfully perform the essential functions of this position. Reasonable accommodations may be made to enable a qualified individual with disabilities to perform the essential functions of… more
- Charles Schwab (Austin, TX)
- …coordination. + Support day-to-day integrated internal audits for the Bank, Trust, and AML audit teams by developing and executing audit tests of automated business ... controls based on scope and the relevant risks. + Work with the Bank audit team members to appropriately scope and execute testing focused on the most meaningful and relevant risks. + Document and review key internal audit work papers, including planning… more
- Banc of California (Santa Ana, CA)
- …projects and serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and Monitoring ... to ensure that processes and work products produced by AML and Operations and KYCs from the front line...or held prior role as bank examiner or internal auditor + Experience with alternative investment, such as private… more
- First National Bank of Omaha (Omaha, NE)
- …subject to change based on business needs. **Summary of the Job:** The Internal Auditor II - Compliance is responsible for the timely execution of assigned audits. ... The successful candidate is an experienced compliance auditor and/or has banking compliance management experience and is...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- First National Bank of Omaha (Omaha, NE)
- …to change based on business needs. **Summary of the Job:** The Senior IT Auditor is responsible for planning and leading IT audits of assigned business units and ... affiliates. As the in‐charge auditor , the Senior IT Auditor is responsible...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- City National Bank (Jersey City, NJ)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- NTT DATA North America (Charlotte, NC)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it… more
- FirstBank PR (San Juan, PR)
- …Risk Management Committee matters. A ccountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFAC) applicable policies. Employee must ... the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to...or Credit Risk Management Certification or Certified Information Systems Auditor is preferred. + 6 - 7 years of… more
- FirstBank PR (San Juan, PR)
- …them in the secondary market. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must follow ... the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to...to present to the credit committee. + Answers the auditor and Quality Assurance Department's reports. + Assists the… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... banking industry. + Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor ...Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) a plus. **HOW WE'LL SUPPORT YOU** +… more