- BNP Paribas (Jersey City, NJ)
- …upholds corporate values and displays high ethical standards. Responsibilities: The Compliance Auditor will play a key role in supporting the internal audit team ... working knowledge of the Bank Secrecy Act, USA PATRIOT Act, FFIEC BSA/ AML Examination Manual, US Treasury Sanctions Regime, and FINTRAC Compliance Program Excellent… more
- Diverse Lynx (New York, NY)
- We are seeking a seasoned Internal Auditor with extensive experience to oversee and execute closure verification testing for Fed/OCC issue remediation actions. Key ... monitoring controls, including automated monitoring and case management systems, AML risk typologies, transaction alert handling, financial crimes investigations,… more
- Banc of California (Santa Ana, CA)
- …projects and serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and Monitoring ... to ensure that processes and work products produced by AML and Operations and KYCs from the front line...or held prior role as bank examiner or internal auditor Experience with alternative investment, such as private equity… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- M&T Bank (Buffalo, NY)
- …+ Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology and professional standards ... while ensuring timely completion. + Plan and execute other assurance activities (including continuous auditing, product delivery assessments, validation procedures, investigations, and retrospective reviews) utilizing modernized assurance methodologies, tools,… more
- Capital One (Plano, TX)
- Senior Director, Anti-Money Laundering ( AML ), Financial Intelligence Unit (FIU) Capital One is a leading banking and technology company seeking to reimagine banking. ... One of our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions… more
- KeyBank (Brooklyn, OH)
- …products, and functional activities. In this role, the Sr. Data Analyst - BSA/ AML /Fraud Testing and Analytics, serves in the critical role of execution of testing ... testing, and analytics evaluation by focusing on current, high impact BSA/ AML , OFAC, Fraud-related compliance risks, and assessment of control effectiveness through… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using ... and services offered by Walmart, specifically within the applicable Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) laws, rules, and regulations and other… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas of expertise assigned.… more
- Banco Popular Puerto Rico (San Juan, PR)
- …18, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid BSA Auditor Job Type Full Time Opportunity General Description Conducts audits to assess the ... adequacy of the Corporation's BSA/ AML and OFAC compliance programs to meet regulatory obligations...related to Bank Secrecy Act (BSA) / Anti-Money Laundering ( AML ) and OFAC. + Identifies and documents business processes… more
- Robert Half Finance & Accounting (Edison, NJ)
- …+ hybrid A well know commercial bank located in Edison seeks a Staff Internal Auditor with three plus years of bank audit experience. The auditor can come ... with banking clients or from another bank. The Staff Auditor will have the ability to work from home...Review Sarbanes-Oxley testing . Asset liability management audits, BSA, AML , etc. . Involvement in making presentation to the… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit coverage ... of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business, and evaluates the… more
- Robert Half Management Resources (Springfield, MA)
- Description We are looking for an experienced Sr IT Auditor to join our team in the Springfield, Massachusetts area. This is a long-term contract position that ... alignment with industry standards. * Familiar with Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) compliance. * Manage...of audit programs and findings analysis. * Knowledge of AML , BSA, and banking compliance regulations. * Expertise in… more
- CIBC (Chicago, IL)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business units on the design, ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to assess the adequacy of controls and develop… more
- Charles Schwab (Austin, TX)
- …coordination. + Support day-to-day integrated internal audits for the Bank, Trust, and AML audit teams by developing and executing audit tests of automated business ... controls based on scope and the relevant risks. + Work with the Bank audit team members to appropriately scope and execute testing focused on the most meaningful and relevant risks. + Document and review key internal audit work papers, including planning… more
- Banc of California (Santa Ana, CA)
- …projects and serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and Monitoring ... to ensure that processes and work products produced by AML and Operations and KYCs from the front line...or held prior role as bank examiner or internal auditor + Experience with alternative investment, such as private… more
- First National Bank of Omaha (Omaha, NE)
- …subject to change based on business needs. **Summary of the Job:** The Internal Auditor II - Compliance is responsible for the timely execution of assigned audits. ... The successful candidate is an experienced compliance auditor and/or has banking compliance management experience and is...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- City National Bank (Jersey City, NJ)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- NTT DATA North America (Charlotte, NC)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it… more
- FirstBank PR (San Juan, PR)
- …them in the secondary market. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must follow ... the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to...to present to the credit committee. + Answers the auditor and Quality Assurance Department's reports. + Assists the… more
