- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line ... regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results, providing… more
- MUFG (Irving, TX)
- … reports into the Head of Global AML Wholesale Advisory . The Global AML Trade Finance Advisory Manager will report to the Head of Trade Finance ... AML Advisory . An AML /FCC subject... AML Advisory . An AML /FCC subject matter expert on...coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +… more
- Santander US (Miami, FL)
- …OFAC program. A strategic leader with deep BSA/ AML and OFAC compliance and change advisory experience, this person will advise cross-functional stakeholders ... Director, AML Change Advisory Governance Country: United...member in good standing) - Preferred. + Certified Regulatory Compliance Manager (active member in good standing)… more
- Capital One (Plano, TX)
- …necessary for investigative activities. + Effectively liaise, engage, and communicate with AML advisory and business stakeholders when control gaps are ... Senior Director, Anti-Money Laundering ( AML ), Financial Intelligence Unit (FIU) Capital One is...or Business Administration + Certified Risk Professional, Certified Regulatory Compliance Manager certification, or Certified Internal Auditor,… more
- Mizuho Corporate Bank (New York, NY)
- …and monitoring suspicious activities and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager . This role also involves reviewing ... risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and coordinating… more
- TD Bank (Mount Laurel, NJ)
- …verbal and written communication skills. In this specific role, the Sanctions Advisory Manager will support Corporate Functions by providing oversight, subject ... the team and leads 2nd-line oversight activities and monitoring of the AML /ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities,… more
- Capital One (Richmond, VA)
- …Card Products, Operations, Servicing, Systems and Platforms + Certified Regulatory Compliance Manager (CRCM) certification, Association of Certified Anti-Money ... number of hours to be regularly worked. McLean, VA: $117,300 - $133,900 for Compliance Advisory Specialist III Richmond, VA: $106,700 - $121,700 for … more
- TD Bank (Boston, MA)
- …Description:** **Department Overview** The US Sanctions & ABAC team provides advisory , subject matter expertise, and oversight related to US sanctions, anti-bribery ... and antiboycott related matters across the bank. **Job Description Summary:** The Manager , Financial Crime Risk Management role leads and develops a team of… more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...understanding of Bank Secrecy Act (BSA) and Anti-Money Laundering ( AML ) laws or exposure to the consumer finance industry… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- TD Bank (New York, NY)
- …+ Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and ... behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and...7 to 10 years of knowledge and experience in AML compliance , preferably within the broker-dealer industry… more
- Equitable (Charlotte, NC)
- …work environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...and periodic reviews of loan representations to ensure sufficient AML /Sanctions compliance verbiage. + Lead the maintenance… more
- Capital One (Mclean, VA)
- …guiding and reviewing day to day work. + Liaise, engage, and communicate with AML advisory and business stakeholders when control gaps are identified and/or ... with internal stakeholders across the FIU and the wider AML , Compliance & Ethics, and Risk teams....Business Administration + Certified Risk Professional, or Certified Regulatory Compliance Manager certification, or its equivalent +… more
- Forward Air (Dallas, TX)
- The Senior Manager , Ethics & Compliance for the Americas will oversee the company's Ethics & Compliance program across North America and Latin America, ... + Expertise in anti-bribery (FCPA and local equivalents), sanctions, AML , fraud prevention, data privacy, and third-party compliance...supporting "Speak Up" initiatives. Skills: + Strong leadership and advisory skills to act as a key advisor to… more
- American Express (New York, NY)
- …and internal standards. **Qualifications:** **Required:** + 3 years of experience in AML , financial crimes compliance , fraud risk, or business risk roles ... and knowledgeable First Line of Defense (1LOD) Financial Crimes Manager focused on ensuring risk and control management is...crimes risk matters and works in close coordination with compliance partners in the second line of defense to… more
- Bank of America (New York, NY)
- …individual contributor role will be responsible for providing subject matter expertise and advisory support on sanctions compliance matters to ensure the bank's ... Global Financial Crimes Economic Sanctions Compliance Advisor New York, New York;Charlotte, North Carolina;...stakeholders at all levels. + Knowledge of anti-money laundering ( AML ) and related AML legislation **Desired Qualifications:**… more
- Huntington National Bank (Detroit, MI)
- Description Portfolio Manager - Trade & Working Capital Finance Portfolio Manager - Trade & Working Capital Finance provides analytical, portfolio management, ... underwriting and compliance management support within the Trade & Working Capital...within the Trade & Working Capital division of Global Advisory . Primary Job Responsibilities: + Participate in the underwriting,… more
- TD Bank (Charlotte, NC)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs requirements for own… more
- TD Bank (New York, NY)
- …expertise; partners, as necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, AML + Coaches to ensure functional/operational ... Additional Job Description The **eGRC Data & Data Governance Manager ** works on a team of Risk professionals who...on a team of Risk professionals who provide oversight, advisory services and act as an oversight function related… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more