- Citigroup (Sioux Falls, SD)
- The Testing Senior Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and industry expertise ... and may include budget approval. Manages initiatives related to User Acceptance Testing (UAT) process and product rollout into production. Testing specialists… more
- Bank of America (Addison, TX)
- Consumer AML Operations KYC Contact Center Phone Agent - Bilingual Addison, Texas **Job Description:** At Bank of America, we are guided by a common purpose to ... of Business Job Description:** Global Operations, Anti Money Laundering ( AML ) is responsible for completing Refresh Activities such as...and resolve issues + Provides quality assurance review and testing on operating key controls + Supports… more
- Mizuho Corporate Bank (Los Angeles, CA)
- Job Description: Experienced KYC professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC ... reviewing KYC documentation, risk assessment, liaising with the Business and Compliance/ AML teams and advising on KYC requirements. This role is responsible… more
- NTT America, Inc. (Charlotte, NC)
- …focused in AML /BSA and Internal Audit, including: + AML /BSA + KYC / Onboarding + Large-Scale Audit Testing / Remediation + Core Financial Services ... our team, you will have the opportunity to leverage your expertise in AML , quality assurance, and compliance management while advancing your career in a supportive… more
- Bank of America (Pennington, NJ)
- …to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... control improvements for remediation. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- JPMorgan Chase (Charlotte, NC)
- … profile. Your role will involve performing reviews on New Business and Renewal KYC records, completing additional targeted testing relating to KYC ... Description: The Quality Assurance (QA) Team is an integral part of the Controls environment and is responsible for conducting a continuous review against internal… more
- Bank OZK (St. Petersburg, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC , Financial Crimes and Sanction Screening audit coverage, in ... part of the audit annual plan and the independent testing standards for AML . + Actively identify...including transaction monitoring disciplines, alert analysis, optimization and segmentation, AML investigations and SAR decisions, plus KYC ,… more
- MUFG (New York, NY)
- …for Tier 1 Risk and Regulatory Reports, Financial Crimes Prioritized Processes such as AML , KYC and Transaction Filtering, and a broader set of reports and ... Risk Reporting requirements. + Integrate data quality processes and controls into the respective Risk & Control ...End Production Systems + Prioritized Financial Crimes Processes, namely AML , KYC , Transaction Filtering + Tier 1,… more
- City National Bank (Charlotte, NC)
- …for carrying out regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there are adequate processes, ... procedures and internal controls to promote an effective BSA control ...Carries out regulatory/compliance issuances monitoring, risk assessments, and internal controls testing ensuring that there are adequate… more
- Guidehouse (Mclean, VA)
- …will include: + Oversee delivery of Digital Onboarding, Perpetual KYC , Transaction Monitoring, Sanctions, Trade Surveillance, Anti-Bribery & Corruption and/or ... relationships and ensure there are the optimal range of AML solutions to meet client needs as well as...profitability of the firm + Lead the assessment and testing of Financial Crimes compliance programs and implement recommended… more
- MUFG (Irving, TX)
- …mathematical and deductive reasoning. + 0-2 years' experience designing, analyzing, testing and/or validating BSA/ AML models, and/or OFAC sanctions screening ... AML models, including name similarity matching, classification accuracy testing , unsupervised/supervised machine learning, neural networks, fuzzy logic matching,… more
- Banc of California (Santa Ana, CA)
- …quality assurance reviews, documenting errors related to new account onboarding, risk control testing , validation of supersedes/ changes related to customer ... policies, regulatory requirements, as needed. Performs routine operational risk and compliance control testing for the department. + Routinely assists in… more
- Guidehouse (Mclean, VA)
- …related investigations. + Support enterprise risk management program, risk assessment, controls design, implementation, and testing , third party risk management, ... / or Unsecured Lending). + Experience with risk assessments, risk and controls matrices, design / operational effectiveness testing , compliance / transactional… more
- American Express (Phoenix, AZ)
- …lead, coach and develop a team of Quality Managers to implement quality and control testing of AML , Screening, EDD, and Anti-Corruption processes managed ... by the GFSCU and USIU. + Oversee execution and reporting of quality and control testing in conformance with professional and department standards. + Collaborate… more
- Walmart (Sunnyvale, CA)
- …and improve Global Compliance for Walmarts e Comm, omni-channel products like KYC , KYB, Screening, Due Diligence, Monitoring, Testing . **About the team:** ... a Policy Analyst Role. Preferably Identity Compliance. Knowledge of applicable global KYC , KYB, AML , Due Diligence, Screening regulations Strong computer skills,… more
- Walmart (Bentonville, AR)
- …innovate and improve Global Compliance for Walmart's eComm, omni-channel products like KYC , KYB, Screening, Due Diligence, Monitoring, Testing . **About the ... a Policy Analyst Role. Preferably Identity Compliance. Knowledge of applicable global KYC , KYB, AML , Due Diligence, Screening regulations Strong computer skills,… more
- Citigroup (Tampa, FL)
- …procedures as well as legal and regulatory requirements. + Ensure compliance with AML laws and regulations such as FinCen Due Diligence Rule, Customer Identification ... Program (CIP) and Know Your Customer ( KYC ) + Expertise in the Citi Private Bank/ Wealth...clients. + Ensures a robust processing environment with effective controls . Establishes risk management practice. + Maintains a culture… more
- Santander US (Miami, FL)
- …Scope** : Individual contributor **Technical Knowledge** * Strong knowledge of AML /BSA/ KYC and/or Private Banking/Wealth Management processes, risks and ... addition, the Sr. Supervisor might execute part of the testing that requires a deeper understanding of the area...* Review and evaluate the effectiveness of the internal control environment for BSI, performing independent audits to ensure… more
- Citigroup (Irving, TX)
- …regulations knowledge and Issue Validation Background preferred ; Fraud, financial crimes, AML / KYC knowledge is a plus + Related certifications (CPA, ACA, ... and critical audits and assessments of Citi's risk and control environments in coordination with the Audit team. The...(CAATTs), to help drive more effective and focused audit testing + Apply knowledge of key regulations and emerging… more
- Insight Global (Salt Lake City, UT)
- …and Requirements * 1+ Years Experience in Financial Crimes Compliance * AML / KYC /EDD/ Fruad Monitoring Experience * Experience writing Suspicious Activity Reports ... with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output * Coordinate with… more