- Citigroup (Fort Lauderdale, FL)
- …KYC Operations Intmd Asc Anlst is responsible for Post Execution Quality Reviews participating in Anti-Money Laundering ( AML ) monitoring, governance, ... regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is...in the development and management of a dedicated internal KYC (Know Your Client) program at Citi, most specifically… more
- SMBC (Jersey City, NJ)
- …new customer on boarding, account opening, account updates and static data maintenance. Provides quality control of KYC (Know Your Customer) and CIP customer ... responsible for performing processes related to Know Your Customer ( KYC /CIP), assessing the quality of KYC...of AML , Bank Secrecy Act, Foreign Asset Control . + Very strong level knowledge of KYC… more
- SMBC (Jersey City, NJ)
- …Americas, the White Glove Associate is responsible for performing Know Your Customer ( KYC ) onboarding and quality control processes for specialized business ... lines. In addition to flexing between collecting/reviewing KYC documentation/information and performing quality ...of AML , Bank Secrecy Act, Foreign Asset Control + Very strong level knowledge of KYC… more
- TD Bank (Mount Laurel, NJ)
- …+ KYC experience **Customer Accountabilities:** + Oversees a KYC Ops AML Program providing oversight and control related to client due diligence KYC ... fluency, investigation, research, or financial services broadly but not specifically KYC or AML **Preferred Qualifications:** + Experience supporting consumer… more
- Citigroup (Tampa, FL)
- … management team to provide strategic direction and develop all aspects of the KYC control environment (eg, people, process, technology and governance) + Ensure ... AML ) policies + Develop project plans and ongoing KYC training plans related to business, product and ...attestation processes + Assess and manage changes to the KYC control environment delivered though process, policy… more
- SMBC (Jersey City, NJ)
- …new customer on boarding, account opening, account updates and static data maintenance. Provides quality control of KYC (Know Your Customer) and CIP customer ... name matches associated with material negative information. + Provides quality assurance for updates made to existing customer records...of AML , Bank Secrecy Act, Foreign Asset Control . + Very strong level knowledge of KYC… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …AML and fraud systems-including transaction monitoring, sanctions screening, KYC /CDD, case management, and fraud analytics-ensuring integration with enterprise ... in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President, AML and Fraud Risk Technology, is a senior leader within the Technology… more
- MUFG (Irving, TX)
- …and USAPA 314(a) and (b) requests. _Quality and Organizational Responsibilities:_ Assist in AML quality control processes in concert with the division's ... of AML professionals responsible for transaction surveillance, detailed investigations, quality control and/or special risk client activities in support of… more
- JPMorgan Chase (Columbus, OH)
- …is seeking a highly talented Vice President specializing in global Anti-Money Laundering ( AML ) and Know Your Customer ( KYC ) to lead the North America ... identifying opportunities to enhance the end-to-end testing process. The KYC team is an independent control function... assurance testing techniques and methodologies, as well as AML rules and regulations pertaining to KYC .… more
- GE HealthCare (Waukesha, WI)
- …Bachelor's degree in Law, Business or related field + 7+ years of experience in global KYC , AML , or financial crime compliance, with at least 3 years in a ... impact the organization. + Has the ability to evaluate quality of information received and questions conflicting data for...leadership or governance role. + Deep understanding of global KYC / AML regulations and best practices. + Strong… more
- Mizuho Corporate Bank (New York, NY)
- …+ Implement, perform, and document QA reviews of AML Transaction Monitoring/ KYC /Sanctions cases to determine the effectiveness of control and to evaluate ... successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime...will be expected to perform ongoing testing of the AML Transaction Monitoring, KYC , and Sanctions procedures… more
- TD Bank (Lake Mary, FL)
- …to work on client onboarding, periodic reviews, and ad-hoc requests, ensuring compliance with KYC , FATCA, and AML requirements. | Mentor and train new team ... adherence to AML standards: Ensure all team members understand and comply with AML regulations, including KYC and FACTA | Participate in the rollout and… more
- Bank OZK (Tampa, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC , Financial Crimes and Sanction Screening audit coverage, in ... programs including transaction monitoring disciplines, alert analysis, optimization and segmentation, AML investigations and SAR decisions, plus KYC , AML ,… more
- Coinbase (Charlotte, NC)
- …or regulatory matters. * Minimum of 2 years of relevant experience in quality review and control framework. * Conduct investigative review and analysis ... * Remain current with industry standards and developments in the areas of KYC , BSA/ AML , and OFAC, and apply regulatory requirements and internal policies… more
- Banc of California (Santa Ana, CA)
- …applications and AML systems used for performing and documenting BSA quality control reviews. + Manage personnel actions including performance appraisals, ... in ensuring that processes and work products produced by AML and OFAC Operations and KYC from...operating automated monitoring routines (eg data-driven scripts for continuous control monitoring). + Advanced knowledge of KYC ,… more
- Insight Global (Charlotte, NC)
- …. Minimum of 3 years of relevant experience in quality review and control framework. Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) ... in written narratives as necessary . Incorporate feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate...with industry standards and developments in the areas of KYC , BSA/ AML , and OFAC, and apply regulatory… more
- Banc of California (Santa Ana, CA)
- …to such policy decisions, and c) produce comprehensive, executive-level reporting. + Develop quality control processes to ensure AML and OFAC compliance ... serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC...second line of defense. + Proactively identify any potential control gaps or issues by staying abreast of the… more
- TD Bank (Boston, MA)
- …models, case management workflows, and sanctions screening. + Solid understanding of BSA/ AML regulatory frameworks, AML / KYC workflows, OFAC screening, ... effectively and accountable to adhere to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance, Office of the Chief… more
- Amalgamated Bank (New York, NY)
- …Bank Secrecy Act ("BSA"), terrorism financing, Office of Foreign Assets Control ("OFAC"), transaction monitoring, know-your-customer (" KYC "), customer due ... This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), and sanctions regulations through thorough… more
- American Express (Sunrise, FL)
- …to learn quickly and independently **Preferred Qualifications :** + Business Self Testing (BST), Quality Control , or Quality Assurance experience is a plus + ... standards as well as internal procedural requirements. **Job Responsibilities:** Conduct quality testing of AML , Screening, EDD, and Anti-Corruption processes… more