- CIBC (Chicago, IL)
- …with members of US AML and Global Sanctions, as well as with members of Enterprise AML Quality Assurance and serves as a member of the US AML ... for supporting the design and execution of the US AML and Sanctions Quality Assurance ...and Sanctions QA schedule + Perform QA review of AML Transaction Monitoring , Politically Exposed Persons and… more
- Bank of America (Kennesaw, GA)
- …Decision Making + Monitoring , Surveillance, and Testing + Problem Solving + Quality Assurance **Shift:** 1st shift (United States of America) **Hours Per ... adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the… more
- Regions Bank (Birmingham, AL)
- …+ Bachelor's degree + Ten (10) years of experience in compliance, quality assurance /control, audit, or other related compliance function specific to ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a… more
- PNC (New York, NY)
- …Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based in a PNC location. Preferred ... regular basis. Some responsibilities may be performed remotely, at manager's discretion. The AML Audit Team prefers a candidate with experience in - Cryptocurrency -… more
- Guardian Life (New York, NY)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures...of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA… more
- American Express (Sunrise, FL)
- …financing, credit card fraud, identity theft, and other financial crimes. The GFCSU's Quality Assurance (QA) Team performs regular QA testing of Anti-Money ... to learn quickly and independently **Preferred Qualifications :** + Business Self Testing (BST), Quality Control, or Quality Assurance experience is a plus +… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- KeyBank (Cleveland, OH)
- …line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ... compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- Synchrony (Chicago, IL)
- …targeted reviews and participate in the design and analyze the results of 2LOD quality assurance activities + Participate in the execution of the Program Risk ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, BSA/ AML /OFAC Officer, this position will oversee and provide strategic thought leadership regarding… more
- Mastercard (Harrison, NY)
- …lead global efforts related to compliance training, regulatory exam coordination, quality assurance testing, change management, and issue remediation. ... ensure that Sanctions and Export Controls requirements are met. The Global AML , Sanctions and Export Compliance teams have implemented robust compliance programs… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- Insight Global (Charlotte, NC)
- …channels and in written narratives as necessary . Incorporate feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate compliance ... experience in quality review and control framework. Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) Experience in project management, analytics,… more
- Citigroup (Tampa, FL)
- …AML regulatory laws along with business and technology infrastructure mandates for Quality Assurance and Suspicious Activity reporting modules and to ensure ... including goAML, Divestiture, Fraud, and Quarterly Enhancements; Supporting Anti-Money Laundering ( AML ) monitoring and investigation projects for the EMEA… more
- CIBC (IL)
- …Ensure all daily risk related functions are completed timely and accurately, this includes Quality Assurance and Quality Control processes. + Recommend new ... and follow-up on findings arising from errors within the Quality Assurance and Control processes. + Identify...quality of the processes and/or controls. Risk and/or AML experience from a first line perspective is preferred.… more
- SMBC (Jersey City, NJ)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... Prevention Unit, the Financial Intelligence Unit (FIU) is responsible for the monitoring and investigation of all post-account opening and the examination of… more
- MUFG (Irving, TX)
- …mentoring, and counseling * Preferred training and experience in management or Quality Assurance ("QA") within the banking industry, investigative, and/or legal ... align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a… more
- M&T Bank (Clanton, AL)
- …- Governance: Issues management, examination management, reporting, risk assessment, quality control and assurance , budgeting, technology solutions, compliance ... timely and effective resolution of complex issues identified through monitoring and testing. + May interact with State and...W, the Volcker Rule, Reg O, etc - - BSA/ AML & OFAC: Laws and rules that apply to… more
- PayJunction (Santa Barbara, CA)
- …project status, and meeting timeline expectations. + Follow stringent testing, quality assurance standards and ensure compliance with relevant legal ... & processing . + Understanding of encryption, OAuth, JWT, AML (Anti-Money Laundering), and KYC (Know Your Customer) ....publicly documented APIs and libraries . + Testing & Quality Assurance : + Strong understanding of… more