- Columbia Bank (Portland, OR)
- …effective quality control program over fraud, Suspicious Activity Reporting, AML alert triage decisions, case quality , reporting requirements, enhanced due ... program that will review first line processes related to BSA/ AML . + Supervise a team of Quality ...processes and procedures used to conduct and develop a quality control program as needed + Review monitoring… more
- Capital One (Riverwoods, IL)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …customer management platforms to support business processes. + Demonstrated experience in quality assurance , call monitoring , coaching, or dispute resolution ... as a liaison for branch communications, ensuring clarity and alignment on quality standards. + Review and validate evaluations completed by other evaluators (SMEs… more
- Banc of California (Santa Ana, CA)
- …to depository products, interest rate changes, fees waivers and charges to ensure the quality and client experience is kept at a high level. Performs client data ... of 1 year of banking experience. + Demonstrates knowledge of, adherence monitoring and responsibility for compliance with state and federal regulations and laws… more
- Truist (Raleigh, NC)
- …related reviews, Customer Identification Program (CIP) and Beneficial Ownership compliance monitoring , and Operational Quality Assurance (QA) functions. ... Monitor and optimize CTR filings, including exception handling and quality assurance checks. 5. Direct Enhanced Due...6. Ensure accurate CIP, Beneficial Ownership and other related AML Program compliance monitoring of first line… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- City National Bank (Los Angeles, CA)
- …Bank personnel and outside contacts. * Tableau experience is preferred. * Experience with AML Monitoring Systems such as Actimize is preferred. *WHAT'S IN IT FOR ... of the Bank's BSA risk assessment program. Responsible for monitoring , analyzing, and escalating issues and concerns related to...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- American Express (Phoenix, AZ)
- …Quality Control Analysts. Guide them in conducting Financial Crime Compliance processes ( AML , EDD, Screening) AML quality control reviews for processes ... Control reviewers and that it is aligned with the methodology and criteria of the Quality Assurance Program. + Oversee the planning, execution and reporting of … more
- ADP (Norfolk, VA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Athene (West Des Moines, IA)
- …policies and procedures consistent with legal and regulatory requirements. + Ensure quality assurance reviews are conducted and findings are remediated ... for Athene USA's Financial Crime Compliance Program, including the Anti-Money Laundering ( AML ) and Special Investigation Unit (SIU) teams. This role ensures the… more
- Coinbase (Boise, ID)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- Deloitte (New York, NY)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology,… more
- Raymond James Financial, Inc. (New York, NY)
- …and Fraud (preferred). + Data governance, metadata management, data pipeline, and quality assurance frameworks. + Agile project management methodologies and ... BI professionals, drive cloud migration initiatives, ensure data governance and quality , and present actionable insights to support Anti-Money Laundering ( AML… more
- Capital One (Mclean, VA)
- …and implementation of any needed process or procedure changes from findings, as applicable Quality Control - Quality Assurance + Oversee KPI reporting of ... monitor implementation + Act as a liaison to the AML compliance office or other teams with respect to...ESM on the vendor management process. Perform ongoing vendor quality assurance testing to ensure industry best… more
- Bank of America (Tampa, FL)
- …Anti-Money Laundering Specialist (CAMS) **Skills:** + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management + ... and/or Front Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario… more
- Citigroup (Tampa, FL)
- …including recommendations to changes in procedures resulting from review findings and quality assurance review of analyst case work + Onboard/train new ... is an entry-level position responsible for participating in Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in… more
- Citigroup (Washington, DC)
- …for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi ... must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to manage and… more
- Intuit (Atlanta, GA)
- …Deliver consistent, actionable coaching through regular 1:1s, live case reviews, and quality assurance (QA) analysis, specifically targeting the enhancement of ... documentation and adherence to all Standard Operating Procedures (SOPs) through a robust Quality Assurance (QA) program. + Utilize performance and QA data as… more
- TD Bank (Mount Laurel, NJ)
- …audit strategy to position Internal Audit as a high-impact, innovative assurance function. This role blends strategic planning, governance, and business management ... with advanced audit methodologies-such as data-driven risk sensing, AI-enabled assurance , and predictive analytics-to drive organizational resilience and value… more