- Citigroup (Florence, KY)
- …Sanctions and Ant-Bribery regulatory, reputational, and operational risks. The Financial Crimes Policy Adherence AML Transaction Monitoring Lead Analyst is a ... of the AML program. **Responsibilities** : The position will support the AML Transaction Monitoring policy execution functions for USPB with a focus in… more
- Citigroup (New York, NY)
- …/ root causes from various channels is consolidated and shared within AML Compliance to allow for enhancements to Policy /Standards and Learning & ... and solutions through concise and clear messaging Significant knowledge and expertise of AML regulations, risks and appropriate controls Experience in the design… more
- Santander US (Boston, MA)
- AML Advisory Senior Associate - Hybrid - Boston, MA Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... **We Want to Talk to You!** **The Difference You Make** The ** AML Advisory Senior Associate** serves as an **Anti-Money Laundering subject matter expert**… more
- Citigroup (Tampa, FL)
- …with previous experience in Regulatory Reporting function or Internal Audit or Risk & Control focused on AML /ICRM. + Strong experience in PowerPoint, Excel, and ... SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer: This role demands a deep understanding of Anti-Money… more
- Bank of America (Pennington, NJ)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... control improvements for remediation. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- Citigroup (Florence, KY)
- …Risk, Compliance, Operations and Technology teams to actively identify new and address AML /KYC and Sanctions policy gaps + Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Citigroup (Jacksonville, FL)
- …Citi. Responsibilities: + Application of KYC policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail Bank, and ... + Conduct independent end to end targeted reviews across AML life cycle to ensure adherence to Policy...break down complex processes into core activities and identify control gap root causes so they can… more
- Citigroup (Florence, KY)
- …Crimes/ AML , Risk, Operational Risk, Risk Operations, or Quality Assurance/ Control . + Demonstrated leadership working with stakeholders at multiple levels within ... **Description** **:** The Financial Crimes Global Policy Adherence & Engagement Team within the FCFP...This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading… more
- Amalgamated Bank (New York, NY)
- …This entails preparing the BSA/Anti-Money Laundering ( AML )/Office of Foreign Assets Control (OFAC) Policy , conducting the BSA/ AML /OFAC Risk Assessment, ... Crimes Compliance to oversee all aspects of the bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank...records. + Implement a "Continuous Improvement" program, including: + Root cause analysis of fraud losses and near-misses, +… more
- Citigroup (Tampa, FL)
- …for reviewing account activity and conducting due diligence investigations, in accordance with the AML Execution team. The overall objective is to use wide range of ... AML knowledge to exchange complex information with team, determine...on next steps + Manage risk by analyzing the root cause of issues and impact to business +… more
- Citigroup (O'Fallon, MO)
- The Financial Crimes Global Policy Adherence Team within the FCFP organization supports the delivery and ongoing direction of a comprehensive Financial Crimes ... of management. This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading efforts to identify,… more
- Citizens (New York, NY)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...work with the First Line Risk Manager to initiate root cause analysis into control failures and… more
- Citigroup (Miami, FL)
- …to monitoring and fostering awareness of sanctions regulatory requirements and policy requirements that Citi must comply with; assessing related sanctions risk ... exposure, overseeing the quality of sanctions control processes and setting global standards to manage and mitigate those sanctions risks and protect the franchise.… more
- Citigroup (Washington, DC)
- …with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to manage and mitigate those ... to ensure consistent and effective application and implementation of, and controls to evidence adherence to, relevant sanctions related global standards, policies… more
- Huntington National Bank (Columbus, OH)
- …issues, control testing results, accepted risks, emerging risks, and policy exceptions. + Act as liaison during regulatory and audit reviews. Collaborate ... are assessed correctly. Advise and collaborate with the business line in designing controls to mitigate the risks. Evaluate the adequacy and effectiveness of the… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations, and the bank's BSA/ AML Program, as applicable ... Program Guides/test steps. Promote and execute audit. + Fieldwork - Execute control and/or compliance testing and related audit program. Ensure audit procedures will… more
- MUFG (Irving, TX)
- …Testing. + Develop subject matter expertise regarding Issues Management ("IM") policy , standard, and procedures. + Develop an understanding of regional Anti-Money ... Laundering (" AML "), Sanctions, and Anti-Bribery & Corruption ("ABC"), and Compliance...eg, management action plans, detailed remediation plans, and compensating controls , closure documentation, etc. + Develop partnerships with stakeholders… more
- City National Bank (Los Angeles, CA)
- …procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment. * ... and business leaders to identify opportunities for improvement and root causes. * Collaborate with peers across the organization...organization to identify and submit updates to policy and procedural gaps. * Ensure functional… more
- City National Bank (Los Angeles, CA)
- …procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment. * ... and business leaders to identify opportunities for improvement and root causes. * Collaborate with peers across the organization...organization to identify and submit updates to policy and procedural gaps. * Ensure functional… more