- Tata Consultancy Service Limited (Plano, TX)
- …business transformation and helps catalyze change. Our office is hiring several Staff/ Senior AML Analyst. Reporting Responsibilities include: *Prepare reports of ... change was executed *Submitting and processing customer exit recommendations. Compliance Regulations: *Ensure that financial institutions comply with anti-money… more
- Sutton Bank (Tampa, FL)
- …to regulatory requests. Consults and interacts with Compliance peers, Legal, BSA/ AML team, and Senior Management on an ongoing basis. Mentors, coaches, ... certifications are preferred. Experience: Seven or more years of BSA/ AML /OFAC/Sanctions experience in compliance testing/monitoring or audit within the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a high-stakes financial environment. Key Responsibilities Lead development and execution of the AML compliance program for Raymond James Bank & Trust in ... designed to protect client trust, financial integrity, and regulatory compliance . Additionally, this role oversees AML governance...operations. You will serve as a trusted advisor to senior leadership, acting as both guardian and guide in… more
- Crowe LLP (New York, NY)
- …Crime Internal Audit & AML Testing Senior Consultant As a Senior Consultant in our Regulatory Compliance Financial Crime practice, you will work with ... control matrices; and design/operational effectiveness testing. This position would focus on AML compliance independent testing and internal audit engagements at… more
- Societe Generale (New York, NY)
- …and operational data including AML , Tax, and referential data; 3 years of professional experience working with AML , CFT, and BSA and OFAC/SDN regulations; 3 ... Responsibilities Senior Business Data Analyst (SG Americas Operational Services,...explanations and triggers mandating the changes for audit and compliance purposes for clients independently. Document and store all… more
- Amazon (Arlington, VA)
- Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to join the Risk and Compliance Solutions' North America ... legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML...present compliance controls. * Prepare reports to senior compliance stakeholders with timely and actionable… more
- Holland & Knight LLP (Washington, DC)
- …and duties as assigned. Required Qualifications & Education: 3+ years of professional compliance , investigation or data privacy experience. Knowledge and ... Laundering ( AML ) programs. Communicate and evangelize the Privacy and Compliance program and associated initiatives. Ensure appropriate compliance standards,… more
- KeyBank (Cleveland, OH)
- …in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or testing ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- TD Bank Group (Jacksonville, FL)
- …Leads initiatives to help bring these improvements to fruition Works with senior management on highly complex, confidential, or high visibility projects Suggests ... product Leads initiatives to help bring these improvements to fruition. Works with senior management to ensure that special projects are brought to fruition Leads… more
- Bank of Hope (Dallas, TX)
- …form the AML /OFAC team. Report any suspicious activities to the AML /OFAC Department. Complete all required Compliance Training prior to assigned due ... and to resolve problems as necessary. Monitor loan relationships for compliance /tickler and communicate directly with the customers to gather appropriate information… more
- TowneBank (Norfolk, VA)
- …make every day both inside and outside our organization. We encourage professional and personal development and embrace a culture that celebrates and promotes ... This position is primarily responsible for originating Mortgage loans in compliance with company and regulatory policy. Provides service to applicants and… more
- City National Bank (Los Angeles, CA)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more
- Citigroup, Inc. (Chicago, IL)
- The Senior Client Service Manager accomplishes results through the management of professional team(s) and leveraging key relationships. Integrates subject matter ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...create and communicate CSA career path, to include a senior RCSA role that offers a differentiated team lead… more
- Capital One (Mclean, VA)
- Senior Director, AML Compliance Program The Senior Director, AML Leader for Capital One's AML Compliance Program is a key strategy and risk ... program. * Provide leadership and execution of key strategic initiatives across the AML Compliance Risk Management program and key stakeholders. * Lead… more
- Deloitte (Richmond, VA)
- AML Project Delivery Senior Analyst-Project Delivery...+ 4+ Years Experience in managing a team of professional AML /OFAC compliance practitioners + ... to work in a collaborative environment? As an experienced AML Project Delivery Senior Analyst you will...help drive positive outcomes for our communities. Learn more. Professional development From entry-level employees to senior … more
- Deloitte (Dallas, TX)
- …project management experience + Significant experience in managing a team of professional AML /OFAC compliance practitioners + Subject matter expertise ... path to value creation. Work You'll Do As an AML Senior Manager, you will have the...mutual funds and insurance companies + Ability to develop AML /KYC/Sanctions compliance policies and procedures and review… more
- Deloitte (New York, NY)
- …regulatory, transactional, and documentation issues + Experience in managing a team of professional AML /OFAC compliance practitioners + Proficiency in using ... Senior Consultant, Anti-Money Laundering About Deloitte Regulatory, Risk...project teams + Designing, reviewing, enhancing, implementing, and monitoring AML and sanctions compliance programs for clients… more
- Deloitte (Tallahassee, FL)
- …Banking, and Wealth Management + 4+ Years Experience in managing a team of professional AML /OFAC compliance practitioners + 4+ Years Experience drafting ... AML Project Delivery Specialist -Project Delivery Specialist -...4+ Years Experience submitting written and oral reports to senior management and clients + Bachelor's degree in Finance,… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by ... and services offered by Walmart, specifically within the applicable Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) laws, rules, and regulations and other… more
- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of defense), ... of business processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is… more
