- Unknown (Tampa, FL)
- …A broad view of the industry, particularly in areas such as capital markets, asset management, broker - dealer , finance, treasury, and risk management, is ... commercial banking trust banking securities credit cards consumer finance asset management leasing financial technology wholesale banking information technology… more
- Unknown (Jersey City, NJ)
- …minimum of 5-10 years of investment banking experience, with a strong background in broker - dealer , swap dealer , or related legal and regulatory experience. A ... Private Equity-backed Founded 1848 Employees 10,001+ Categories Financial Services Asset Management Banking & Mortgages Investment Banking Consulting & Professional… more
- Unknown (Los Angeles, CA)
- …1001-5000 Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES MANAGEMENT CORPORATION ... ASSET MANAGER Credit Investment Services LLC PRIVATE EQUITY REAL ESTATE...Experience with financial intermediaries, such as investment banks and broker / dealers , is required, and proficiency in Microsoft… more
- Unknown (Virginia Beach, VA)
- …successful candidate will be responsible for selling annuity products through a broker / dealer or other assigned distribution network. This role involves working ... Divisional Vice President will also be expected to participate in firm or broker / dealer sponsored meetings, provide public seminars for investors, and build… more
- Unknown (Chicago, IL)
- …1001-5000 Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES MANAGEMENT CORPORATION ... ASSET MANAGER Credit Investment Services LLC PRIVATE EQUITY REAL ESTATE...upon existing ones, particularly within the Independent and Regional Broker Dealer channel. The Regional Director will… more
- Unknown (Portland, OR)
- …for networking with centers of influence and driving relationships with key broker / dealers . Required licenses include life and annuity licenses for the ... Services Savings & Investing Health Health Insurance Specialties insurance annuities asset protection and asset protection Business Classifications B2B… more
- Unknown (Philadelphia, PA)
- …from a diverse investor base, including institutional investors, RIAs, family offices, broker - dealers , and wealth managers . This pivotal role involves ... minimum of 8 years' experience in capital markets, investment banking, or asset management, with a strong network within institutional investment communities and… more
- Unknown (New York, NY)
- …corporate finance, advanced accounting, and regulatory issues, with experience in a broker - dealer environment and FINOP experience preferred. The role demands a ... full-service investment firm specializing in sales & trading, research, & asset management Industry Financial Services Type Privately Held Founded 2008 Employees… more
- JPMorgan Chase (Los Angeles, CA)
- Join the Asset Managers & Broker Dealers Payments... Manager within the Financial Institutions Group - Asset Managers & Broker Dealers ... planning and demonstrated execution. + Comprehension of customer's industries ( broker dealers , market makers, exchanges/clearinghouse), business needs and… more
- Charles Schwab (Westlake, TX)
- …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker - Dealer / Asset Management enterprise team, the ... 3 - 5+ years of financial services-related audit experience with growing responsibility. Broker Dealer / Asset Management experience specific to internal audit… more
- Charles Schwab (Westlake, TX)
- …to improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a ... and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior...draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + ... We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing… more
- Marex (New York, NY)
- …some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers . With more than 35 offices around the globe, and over ... 2,300 dedicated people enabling access to exchanges and technology-powered services. For more information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Onboarding Analyst will facilitate the onboarding process for… more
- JPMorgan Chase (Jersey City, NJ)
- …to drive process enhancements. The Securities Services business supports institutional investors, alternative asset managers , broker dealers , and equity ... that values innovation, strategic thinking, and continuous improvement. As a Control Manager in the Securities Services Operations Control Management team, you will… more
- Santander US (Miami, FL)
- …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... industry. We believe that our employees are our greatest asset . Our focus is on fostering an enriching journey...risks. Capable of learning back up controls for the Broker Dealer where needed. Knowledge of Sentinel/Bloomberg.… more
- MUFG (Tempe, AZ)
- …view of the financial services industry; previous working experience within Capital Markets, Asset Management, Broker Dealer , Finance, Treasury and or risk ... TPRM support partner for Subject Matter Experts (SMEs), Business Unit Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First… more
- JPMorgan Chase (New York, NY)
- …transactions/requests. Our team works with a client base of leading asset managers , banks, broker dealers , hedge funds, insurance companies, specialty ... and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base… more
- JPMorgan Chase (Fort Worth, TX)
- …significant opportunities for JP Morgan Asset Management. As a leading global asset manager , we oversee nearly $200 Billion in alternative assets and manage ... over $1.7 Trillion in assets for wealth managers worldwide. Our deep experience and scale enables JP...with financial advisors from wirehouse, private bank, RIA, independent broker / dealer , and JP Morgan Chase affiliate channels.… more
- Manulife (Tempe, AZ)
- …Plans, Separately Managed Accounts, and Private asset sales throughout the broker - dealer community. The Inside Sales Manager leads through establishing ... **The Opportunity:** The Inside Sales Manager leads a group of Internal Wholesalers as...the team and works in partnership with National Sales Manager to develop recognition standards for the team +… more
- Vanguard (Minneapolis, MN)
- …funds (ETFs) and mutual funds, to Vanguard's financial advisor clients. FAS serves broker - dealers , asset managers , bank trust departments, registered ... sales skills and in-depth product knowledge of fixed income strategies, and other asset classes as you navigate the leadership and key decision-making processes of… more
