- Banc of California (Yucca Valley, CA)
- …clarity, focus and motivation to achieve branch excellence. The Branch Manager is responsible for championing an exceptional client experience, ensuring compliance ... to Bank and regulatory policies and guidelines. To accomplish this, the Branch Manager builds and develops a diverse and high performing branch team. Performs all… more
- Banc of California (Los Angeles, CA)
- …regulations, wherein the Company operates. **HOW YOU'LL MAKE A DIFFERENCE** + Audit loan files prepared for funding/boarding for completeness to determine that all ... and reviewed. + Coordinate insurance needs with customer, insurance brokers, Relationship Manager to ensure proper insurance is received and collected in a timely… more
- City National Bank (Los Angeles, CA)
- *SR. AUDIT MANAGER - BSA/ AML * WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be...guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping to lead… more
- Scotiabank (Dallas, TX)
- Manager , US AML Audit **Requisition ID:** 241467 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. ... together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success...part of the team and assist the Director, US AML Audit to provide audit … more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Amazon (WA)
- …customer experience initiatives while maintaining an optimal SX as we grow. The Sr. AML and Account Compliance Program Manager will be responsible for overseeing ... and channels while also emphasizing on best in class customer experience. The Sr. AML Account Compliance Program Manager will work closely with compliance, risk,… more
- CIBC (Chicago, IL)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) We are seeking a Senior Manager , US AML and Sanctions Training to lead the ... training completion rates, audience coverage, and effectiveness. + Prepare reporting for AML leadership, internal committees, audit , and regulators as needed.… more
- Columbia Bank (Portland, OR)
- **About the Role:** The AML Operations (Ops) Manager is responsible for ensuring the Financial Investigations Department (FID) has an effective quality control ... + Supervise a team of Quality Control Analysts. + Manager the quality control process of completed BSA/ AML...assign/track work assignments for other analysts; work with internal audit and regulatory examiners to discuss QC findings. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Senior Manager , AML uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in the securities ... or banking industry to administer and manage an assigned AML & Financial Crimes function. Ensures monitoring and internal controls are in place to manage compliance… more
- Bank of America (Phoenix, AZ)
- Business Support Manager II - Global AML Ops Strategic Content Manager Charlotte, North Carolina;Chandler, Arizona; Fort Worth, Texas; Phoenix, Arizona **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Business-Support- Manager -II Global- AML -Ops-Strategic-Content- Manager \_25047721) **Job Description:** **About… more
- Capital One (Wilmington, DE)
- Principal AML Compliance Advisor, AML -KYC Data Management The Principal Compliance Advisory Associate performs a key risk management role (second line of ... comply with applicable laws and regulations. While working within the AML (Anti-Money Laundering) Program framework, the associate is responsible for delivering… more
- Bank of America (Charlotte, NC)
- Screening AML Analyst - High Risk Detection Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Screening- AML -Analyst High-Risk-Detection\_26000605) **Job Description:** At Bank of America, we… more
- TD Bank (Charlotte, NC)
- …risks/issues and contribute to a positive stakeholder experience. **Position Summary** The Manager , Internal Audit Strategy and Change Management is a leadership ... enterprise objectives. + Collaborate with control function partners (Risk, Legal, Compliance, AML , Audit ) to assess risks and implement proactive strategies to… more
- TD Bank (Mount Laurel, NJ)
- …areas, broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Internal Audit Strategy is a strategic leadership role ... and controls. + Lead relationships with control function partners (Risk, Legal, Compliance, AML , Audit ) to assess risks and implement proactive strategies to… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Technology, Cyber, Data and GenAI Engineering team and is a senior level management position, reporting to the Audit ... Technology, Cyber, Data and GenAI Engineering, with an overall objective to execute audit activities and assessments of the risk and control environment for the… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Non-model Objects team and is a senior level management position, reporting to the Audit Director - AI Non-model ... Objects, with an overall objective to execute audit activities and assessments of the risk and control environment for the adoption of AI/GenAI, specifically related… more
- NTT DATA North America (Charlotte, NC)
- …to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good ... **Job Description:** This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit … more
- MUFG (Tampa, FL)
- … audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities include:** + ... team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and controls… more
- Capital One (Plano, TX)
- …needed + Maintain subject matter expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML program as necessary + ... Senior Manager , Know Your Customer (KYC) Advisory Governance The...line of business processes comply with applicable Anti-Money Laundering ( AML ) laws, regulations and guidance. While working within the… more
