- Banc of California (Santa Ana, CA)
- …for various client types. Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act , the USA PATRIOT Act , US Treasury ... the various bank wide computer applications and AML systems used for performing and documenting BSA...financial crimes. A minimum of 7 years of direct audit or QA manager with focus on… more
- Citigroup, Inc. (Florence, KY)
- …Crimes Policy Adherence Program Manager will support Program Management activities related to Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ... AVP, Financial Crimes Policy Adherence Program Manager Excited to grow your career? We value...years of experience in financial services operations, control, compliance, audit , or regulatory management. Knowledge of AML /KYC… more
- KeyBank (Cleveland, OH)
- …testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act ( AML / BSA ) regulations and laws, industry ... REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit...and regulations of the financial services industry (eg - AML / BSA , consumer compliance, etc.) to include: OCC,… more
- TD Bank Group (New York, NY)
- …Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance Contributes to ... role contributes to the development and maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- Banc of California (Los Angeles, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... schedules, providing necessary training & guidance. At times may act as Team Manager during his/her absence....bank policies and procedures, meets and adheres to audit requirements. Consistently evaluates processes and looks for ways… more
- X Corp. (New York, NY)
- …tools (eg, Excel, SQL, or similar). Strong understanding of financial regulations (eg, BSA / AML , Reg E, GDPR) and familiarity with regulatory expectations for ... The Control Testing Manager will oversee and execute the testing of...senior management and relevant stakeholders. Partner with compliance, risk, audit , and business unit teams to ensure alignment on… more
- Bank of Hope (Los Angeles, CA)
- …or BSA / AML /OFAC), credit, or financial audits under the direction of the Audit Manager or Audit Director, which can include individual or multiple ... reports to be reviewed and approved by the Audit Manager Conduct meetings with management throughout...compensation may vary based on your skills and experience. Bank of Hope is an equal employment opportunity employer… more
- Wintrust (Chicago, IL)
- …work requires confidentiality and adherence to the highest ethical standards. Experience with BSA / AML compliance: knowledge of Know Your Client regulations is a ... preferred, such as Certified Fiduciary Investment Risk Specialist (CFIRS), Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager … more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA / AML * WHAT IS... BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, ... policies, and the effectiveness of operations of the BSA / AML function. The Senior Manager ...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- Capital One (Mclean, VA)
- Audit Manager , FCC/ AML Capital...integration effort. **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the ... both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- PNC (New York, NY)
- …As an Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit ...passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways:… more
- TD Bank (Greenville, SC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... executes audits and/or projects of varying complexity and may act as a subject matter expert in own area...leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity… more
- Navy Federal Credit Union (Winchester, VA)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... Overview To assist the KYC Operations Manager with spearheading the development and implementation of...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- Regions Bank (Birmingham, AL)
- …the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third ... expert that advises on business and/or product decisions. The manager will have full ownership for one or more...reviews to identify potential areas of risk related to BSA , AML , and OFAC compliance and develops… more
- M&T Bank (Buffalo, NY)
- …executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee ... with professional auditing standards. The jobholder reports to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience… more
- Banc of California (Santa Ana, CA)
- …for various client types. + Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act , the USA PATRIOT Act , US Treasury ... the various bank wide computer applications and AML systems used for performing and documenting BSA...crimes. + A minimum of 7 years of direct audit or QA manager with focus on… more
- Bank of America (Kennesaw, GA)
- …by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Kennesaw/Business-Control- Manager Global- AML Onboarding-Operations\_25026345-2) **Job Description:** **About Us** At Bank… more
- Huntington National Bank (Columbus, OH)
- …Risk, Internal Audit , product groups, and lines of business stakeholders.The AML Product Manager job profile provides multi-faceted support for BSA ... , product groups, and lines of business stakeholders. The AML Product Manager job profile provides multi-faceted support for BSA Operations Leadership and… more
- MUFG (Irving, TX)
- …and service level agreements governing mission readiness and in support of the larger Bank BSA / AML program. Provide technical guidance and mentoring to staff ... and/or special risk client activities in support of the Bank 's BSA / AML program. The ...Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of… more
- Huntington National Bank (Farmers Branch, TX)
- …data mining, business intelligence, visual analytics/visualization in support of BSA / AML operations; + With assistance from the manager , write effective ... Audit , product groups, and lines of business. The AML Modeling Analyst I will be expected to maintain,...deliver analysis to other business units within BSA / AML + With assistance from the manager ,… more
