- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT MANAGER I- TREASURY/FINANCE WHAT IS...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...have extensive knowledge of laws and regulations specific to BSA /AML, Economic Sanctions, Fraud, and Reg GG. Candidate must… more
- OKX (New York, NY)
- …strengthening our compliance capabilities, w are seeking a strong Compliance Manager to lead optimisation and execution of global and entity-level compliance ... existing products, evaluate regulatory exposure and work closely with Assurance and Audit Teams to test effectiveness of controls effectiveness. Develop and maintain… more
- Hancock Whitney Corp. (Houston, TX)
- …including but not limited to, Anti-Money Laundering, Gramm-Leach-Bliley, OFAC, CRA, Fair Lending, Bank Secrecy Act , etc. Ensures timely and successful ... Working under the direct supervision of a Portfolio Group Manager , Senior Group Sales Manager ...leadership, credit officer, etc. Adhering to the guidance of bank policy and standards, this position's primary responsibilities include… more
- The Symicor Group (Fayetteville, AR)
- …training relating to compliance and CRA issues. Report all compliance issues to the Senior Manager Group on a monthly and quarterly basis. Internal Compliance ... Compliance & CRA Manager - To $100K - Fayetteville, AR -...relative to periodic compliance audits and examinations. Support the AML/ BSA Team Manage and monitor the bank 's… more
- First Horizon (Memphis, TN)
- …Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design and implementation of programs, ... The incumbent in this position is also responsible for assisting the BSA /AML Compliance Officer with monitoring significant compliance issues including those that… more
- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- PNC (New York, NY)
- …feel respected, valued and have an opportunity to contribute to the company's success. As an Audit Manager Sr , you will be within PNC's Internal Audit ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit Team prefers...passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways:… more
- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER -BUSINESS OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Business Operations will support City National ... Bank 's Internal Audit by providing independent, objective assurance over the design...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - ENTERPRISE RISK...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... MANAGEMENT* WHAT IS THE OPPORTUNITY? The Sr . Audit Manager position is...programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior … more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- US Bank (Atlanta, GA)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- US Bank (Minneapolis, MN)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Europe supports CAS senior leadership in ... senior management and risk management) and adjusting the audit plan when appropriate + Supervise audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... executes audits and/or projects of varying complexity and may act as a subject matter expert in own area...leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager -...Mortgage Risk Assessment Process) Accountable for adhering to the Bank 's BSA , AML and Office of Foreign ... A Brief Overview The Mortgage Regulatory & Credit Risk Manager is responsible for overseeing and managing regulatory risk...any suspicious activity and/or transactions in accordance with the Bank 's processes and comply with any mandatory BSA… more
- City National Bank (Los Angeles, CA)
- * MANAGER OF AUDIT SR - PAYMENT AND FRAUD OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Payment and Fraud Operations will ... support City National Bank 's Internal Audit by providing independent, objective...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- Robert Half (Dallas, TX)
- …9 (Reg 9) - Office of the Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering (AML) requirements ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- Walmart (Bentonville, AR)
- …Ethics a€" Quality Assurance role is critical to ensure that Walmart satisfies its Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) regulatory ... of cases and Suspicious Activity Reports (SARs). About the position The Manager , Specialty Compliance and Ethics - Quality Assurance role will conduct quality… more
- City National Bank (Raleigh, NC)
- …with all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , Fair ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- KeyBank (Cleveland, OH)
- …in compliance testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, ... other members of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or testing concepts and apply… more
