- Unknown (New York, NY)
- …markets equity and fixed income research consumer lending cash management and transaction services Business Classifications B2B B2C About the Role The Company is ... risks. This role is pivotal in supporting the continuous monitoring of the control framework and residual risk profiles,...5 years' experience in front office controls testing, internal audit , external audit , or similar disciplines, with… more
- Unknown (New York, NY)
- …markets equity and fixed income research consumer lending cash management and transaction services Business Classifications B2B B2C About the Role The Company is ... Risk Framework. The successful candidate will be responsible for real-time monitoring of algorithmic trading activities, governance and oversight of E-Trading… more
- Truist (Charlotte, NC)
- …to the Enterprise Data Assessment and Testing Director (within the Enterprise Independent monitoring and testing Team -EIMT). Responsible for managing a team of ... Transaction testers. Also responsible for 2LOD Transaction ...Certified in Risk and Information Systems Control (Information Systems Audit and Control Association), and/or Project Management certification. 9.… more
- M&T Bank (Bridgeport, CT)
- …to deviate from policy for specific situations to be able to close on a transaction with a customer. + Work with sales, credit, and customers to ensure all legal ... by implementing solutions to problems on behalf of the manager , lead team discussions, build procedures with their ...first lien and recommend release of funds for the transaction . Review and run pricing at closing to comply… more
- Scotiabank (Dallas, TX)
- …driven winning team, committed to results, in an inclusive and high-performing culture. **Senior Audit Manager , Global Transaction Banking - US - Dallas, ... Senior Audit Manager IT - US **Requisition...complexity audits. + Lead risk-based audits related to Global Transaction Banking functions and operations including cash management (eg.… more
- US Bank (Atlanta, GA)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...of audits. Includes appropriate disposition of issues and drafting audit reports which include issues. Monitoring progress… more
- Capital One (Mclean, VA)
- …Diploma, GED or equivalent certification + At least 2 years of experience in audit , compliance, risk management, control, or transaction reviews + At least 2 ... Senior Associate, Compliance Transaction Tester The US Card Compliance team is...Degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+… more
- TD Bank (Mount Laurel, NJ)
- …areas, broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Audit Change Management is a strategic leadership role ... of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Business Management oversees and leads a large and/or highly complex,… more
- TD Bank (Charlotte, NC)
- …risks/issues and contribute to a positive stakeholder experience. **Position Summary** The Manager , Internal Audit Strategy and Change Management is a leadership ... role. **Line of Business:** Enterprise Enabling Functions **Job Description:** The Manager , Change Management II oversees and/or leads change management efforts and… more
- TD Bank (Charlotte, NC)
- …of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Business Management oversees and leads a large and/or highly complex, ... broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Workforce Management is a strategic leadership role within the Internal… more
- TD Bank (Mount Laurel, NJ)
- …areas, broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Internal Audit Strategy is a strategic leadership role ... Business Management, Strategy & Support **Job Description:** The Senior Manager , Business Management oversees and leads a large and/or...responsible for designing, implementing, and evolving the audit strategy to position Internal Audit as… more
- US Bank (Irving, TX)
- …audit coverage across Business Line Operations which includes: Transaction Processing and Shared Services (TPSS), Operations Transformation initiatives ... and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for...of audits. Includes appropriate disposition of issues and drafting audit reports which include issues. 4. Monitoring … more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is your ... a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank… more
- Capital One (Mclean, VA)
- …+ At least 3 years of experience in compliance testing, risk management, compliance monitoring , quality assurance, control review or audit + At least 2 years ... Principal Associate, Compliance Transaction Tester The US Card Compliance team is...degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+… more
- JPMorgan Chase (Jersey City, NJ)
- …a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager , Vice President in the Global Sales and Research ... audit team within the Commercial Investment Banking ...effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and… more
- TD Bank (Greenville, SC)
- …areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and support for central ... elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US Compliance Monitoring and Testing in… more
- Scotiabank (New York, NY)
- …team, committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** Global ... Senior Manager , Business Risk Management US GTB **Requisition ID:**... Transaction Banking (GTB) is the payments and transaction engine of Scotiabank. We support Small Business, Commercial… more
- TD Bank (Charlotte, NC)
- …analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include: ... reports with adequate information and justification to support validation conclusions and Audit / regulator review / assessment of validation process and validation… more
- UGI Corporation (King Of Prussia, PA)
- Manager - Financial Reporting Location: King Of Prussia, PA, US, 19406 Workplace Environment: Hybrid Company: UGI Corporation Requisition Number: 28417 UGI ... regulations. Manage day-to-day interactions with external auditors to facilitate and efficient audit and review process in connection with periodic SEC reports and… more
- Realtor (Scottsdale, AZ)
- …customer onboarding and ongoing monitoring programs, including sanctions screening, transaction monitoring , SAR filings, and enhanced due diligence (EDD). + ... areas. + Hands-on expertise with core compliance operations, including transaction monitoring , suspicious activity reporting (SARs), sanctions screening,… more
